Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

15 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	14 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	761855	13.62000        GBP	13.40000        GBP
EUR 0.22 ordinary	Sell	775182	13.68218        GBP	13.51868  GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	29662	325.093499764008        ZAR
EUR 0.22 ordinary	CFD	Long	14563	13.555001        GBP
EUR 0.22 ordinary	CFD	Long	673	13.578302        GBP
EUR 0.22 ordinary	CFD	Long	91	13.584066        GBP
EUR 0.22 ordinary	CFD	Long	707	13.525615        GBP
EUR 0.22 ordinary	CFD	Long	11	13.485        GBP
EUR 0.22 ordinary	CFD	Long	6787	13.524324        GBP
EUR 0.22 ordinary	CFD	Long	5	13.5066492        GBP
EUR 0.22 ordinary	CFD	Long	10822	13.525        GBP
EUR 0.22 ordinary	CFD	Long	2796	13.538455        GBP
EUR 0.22 ordinary	CFD	Long	973	13.526095        GBP
EUR 0.22 ordinary	CFD	Long	4681	13.594696        GBP
EUR 0.22 ordinary	CFD	Long	9724	13.530094        GBP
EUR 0.22 ordinary	CFD	Long	14391	13.569141        GBP
EUR 0.22 ordinary	CFD	Long	20030	13.548415        GBP
EUR 0.22 ordinary	CFD	Long	7871	13.6018700373523        GBP
EUR 0.22 ordinary	CFD	Long	1644	13.5399727992701        GBP
EUR 0.22 ordinary	CFD	Long	1907	13.524729        GBP
EUR 0.22 ordinary	CFD	Long	1529	13.484392        GBP
EUR 0.22 ordinary	CFD	Long	76	13.56        GBP
EUR 0.22 ordinary	CFD	Long	10507	13.527192        GBP
EUR 0.22 ordinary	CFD	Long	350	13.5359        GBP
EUR 0.22 ordinary	CFD	Long	6101	323.78227832        ZAR
EUR 0.22 ordinary	CFD	Long	67272	325.093513497443        ZAR
EUR 0.22 ordinary	CFD	Long	13886	13.52445909        GBP
EUR 0.22 ordinary	CFD	Long	1884	13.5850067        GBP
EUR 0.22 ordinary	CFD	Long	514	13.55305972        GBP
EUR 0.22 ordinary	CFD	Long	4991	13.52503051        GBP
EUR 0.22 ordinary	CFD	Long	60269	325.24560371        ZAR
EUR 0.22 ordinary	CFD	Long	328	13.57        GBP
EUR 0.22 ordinary	CFD	Long	1120	13.455        GBP
EUR 0.22 ordinary	CFD	Short	3478	13.55639951        GBP
EUR 0.22 ordinary	CFD	Short	100268	13.525        GBP
EUR 0.22 ordinary	CFD	Short	11393	13.524117        GBP
EUR 0.22 ordinary	CFD	Short	2815	13.487728        GBP
EUR 0.22 ordinary	CFD	Short	4249	13.52610017        GBP
EUR 0.22 ordinary	CFD	Short	199	13.581869        GBP
EUR 0.22 ordinary	CFD	Short	982	13.525672        GBP
EUR 0.22 ordinary	CFD	Short	1167	13.4001675        GBP
EUR 0.22 ordinary	CFD	Short	900	13.52782222        GBP
EUR 0.22 ordinary	CFD	Short	207	13.450193        GBP
EUR 0.22 ordinary	CFD	Short	256	13.536309        GBP
EUR 0.22 ordinary	CFD	Short	258	13.533585        GBP
EUR 0.22 ordinary	CFD	Short	10619	13.529213        GBP
EUR 0.22 ordinary	CFD	Short	8043	13.530263        GBP
EUR 0.22 ordinary	CFD	Short	17406	13.52966563        GBP
EUR 0.22 ordinary	CFD	Short	96934	325.09350929        ZAR
EUR 0.22 ordinary	CFD	Short	60269	325.24560371        ZAR
EUR 0.22 ordinary	CFD	Short	16010	13.525097        GBP
EUR 0.22 ordinary	CFD	Short	441	13.546485        GBP
EUR 0.22 ordinary	CFD	Short	1824	13.55083748        GBP
EUR 0.22 ordinary	CFD	Short	1636	13.56578041        GBP
EUR 0.22 ordinary	CFD	Short	3409	13.55418955        GBP
EUR 0.22 ordinary	CFD	Short	687	13.5511948        GBP
EUR 0.22 ordinary	CFD	Short	2307	13.56757498        GBP
EUR 0.22 ordinary	CFD	Short	2242	13.56013561        GBP
EUR 0.22 ordinary	CFD	Short	928	13.54485444        GBP
EUR 0.22 ordinary	CFD	Short	853	13.55010202        GBP
EUR 0.22 ordinary	CFD	Short	58800	13.5067134353742        GBP
EUR 0.22 ordinary	CFD	Short	6101	323.78227832        ZAR
EUR 0.22 ordinary	CFD	Short	480	13.535        GBP
EUR 0.22 ordinary	CFD	Short	4050	13.515695        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END