Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

16 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	15 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	895861	13.86798        GBP	13.57601        GBP
EUR 0.22 ordinary	Sell	786491	13.87008        GBP	13.63176        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	20701	13.73        GBP
EUR 0.22 ordinary	CFD	Long	26	13.72413462        GBP
EUR 0.22 ordinary	CFD	Long	2851	13.742009        GBP
EUR 0.22 ordinary	CFD	Long	12799	326.67315415        ZAR
EUR 0.22 ordinary	CFD	Long	15855	326.73461243        ZAR
EUR 0.22 ordinary	CFD	Long	4751	328.118593980215        ZAR
EUR 0.22 ordinary	CFD	Long	11223	13.74296475        GBP
EUR 0.22 ordinary	CFD	Long	2373	13.73881131        GBP
EUR 0.22 ordinary	CFD	Long	1983	13.80213617        GBP
EUR 0.22 ordinary	CFD	Long	4851	13.7412527        GBP
EUR 0.22 ordinary	CFD	Long	27340	13.7522822736576        GBP
EUR 0.22 ordinary	CFD	Long	42981	328.87299993        ZAR
EUR 0.22 ordinary	CFD	Long	2095	328.118840095465        ZAR
EUR 0.22 ordinary	CFD	Long	414	13.7279468599034        GBP
EUR 0.22 ordinary	CFD	Long	962	13.852147        GBP
EUR 0.22 ordinary	CFD	Long	775	13.680035        GBP
EUR 0.22 ordinary	CFD	Long	8367	13.77845        GBP
EUR 0.22 ordinary	CFD	Long	4620	13.729314        GBP
EUR 0.22 ordinary	CFD	Long	2320	13.729315        GBP
EUR 0.22 ordinary	CFD	Long	588	13.813518        GBP
EUR 0.22 ordinary	CFD	Long	2322	13.732283        GBP
EUR 0.22 ordinary	CFD	Long	1177	13.77650807        GBP
EUR 0.22 ordinary	CFD	Long	106	13.74        GBP
EUR 0.22 ordinary	CFD	Long	106	13.75        GBP
EUR 0.22 ordinary	CFD	Long	106	13.76        GBP
EUR 0.22 ordinary	CFD	Long	106	13.77        GBP
EUR 0.22 ordinary	CFD	Long	106	13.78        GBP
EUR 0.22 ordinary	CFD	Long	467	13.63869379        GBP
EUR 0.22 ordinary	CFD	Long	8200	13.75535        GBP
EUR 0.22 ordinary	CFD	Short	8054	13.7644547109511        GBP
EUR 0.22 ordinary	CFD	Short	4574	13.734918        GBP
EUR 0.22 ordinary	CFD	Short	414	13.733478        GBP
EUR 0.22 ordinary	CFD	Short	421	13.741378        GBP
EUR 0.22 ordinary	CFD	Short	13941	13.73664954        GBP
EUR 0.22 ordinary	CFD	Short	697	13.7325538        GBP
EUR 0.22 ordinary	CFD	Short	42981	328.87299993        ZAR
EUR 0.22 ordinary	CFD	Short	6846	328.1186693        ZAR
EUR 0.22 ordinary	CFD	Short	11003	326.734540579842        ZAR
EUR 0.22 ordinary	CFD	Short	9173	13.72892        GBP
EUR 0.22 ordinary	CFD	Short	7477	13.73        GBP
EUR 0.22 ordinary	CFD	Short	32981	13.730172        GBP
EUR 0.22 ordinary	CFD	Short	1166	13.72795688        GBP
EUR 0.22 ordinary	CFD	Short	33	13.75048125        GBP
EUR 0.22 ordinary	CFD	Short	4250	13.73003919        GBP
EUR 0.22 ordinary	CFD	Short	241	13.7404809        GBP
EUR 0.22 ordinary	CFD	Short	1180	13.73957409        GBP
EUR 0.22 ordinary	CFD	Short	51	13.73048055        GBP
EUR 0.22 ordinary	CFD	Short	4302	13.73140283        GBP
EUR 0.22 ordinary	CFD	Short	48572	13.7400047352384        GBP
EUR 0.22 ordinary	CFD	Short	2328	13.7150859106529        GBP
EUR 0.22 ordinary	CFD	Short	12799	326.67315415        ZAR
EUR 0.22 ordinary	CFD	Short	424	13.702123        GBP
EUR 0.22 ordinary	CFD	Short	4852	326.734775350371        ZAR
EUR 0.22 ordinary	CFD	Short	6310	13.753651        GBP
EUR 0.22 ordinary	CFD	Short	381	13.745367        GBP
EUR 0.22 ordinary	CFD	Short	1676	13.763666        GBP
EUR 0.22 ordinary	CFD	Short	42681	13.733028        GBP
EUR 0.22 ordinary	CFD	Short	3814	13.765895        GBP
EUR 0.22 ordinary	CFD	Short	445	13.730697        GBP
EUR 0.22 ordinary	CFD	Short	2323	13.716379        GBP
EUR 0.22 ordinary	CFD	Short	4558	13.72859655        GBP
EUR 0.22 ordinary	CFD	Short	1436	13.75204        GBP
EUR 0.22 ordinary	CFD	Short	15	13.729        GBP
EUR 0.22 ordinary	CFD	Short	106	13.765        GBP
EUR 0.22 ordinary	CFD	Short	106	13.77        GBP
EUR 0.22 ordinary	CFD	Short	5180	13.733133        GBP
EUR 0.22 ordinary	CFD	Short	2693	13.719984        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	16 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END