Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

20 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	19 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	156826	13.79518        GBP	13.66000        GBP
EUR 0.22 ordinary	Sell	109105	13.79500       GBP	13.66000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1	13.79        GBP
EUR 0.22 ordinary	CFD	Long	9156	13.753024        GBP
EUR 0.22 ordinary	CFD	Long	526	13.79482756        GBP
EUR 0.22 ordinary	CFD	Long	307	13.74397394        GBP
EUR 0.22 ordinary	CFD	Long	1664	13.78405048        GBP
EUR 0.22 ordinary	CFD	Long	15503	13.713515        GBP
EUR 0.22 ordinary	CFD	Long	241	13.735104        GBP
EUR 0.22 ordinary	CFD	Long	914	13.7204923413567        GBP
EUR 0.22 ordinary	CFD	Long	873	13.722005        GBP
EUR 0.22 ordinary	CFD	Long	2	13.7325        GBP
EUR 0.22 ordinary	CFD	Long	30	13.72133333        GBP
EUR 0.22 ordinary	CFD	Long	1135	327.52591189        ZAR
EUR 0.22 ordinary	CFD	Long	10707	327.6889745        ZAR
EUR 0.22 ordinary	CFD	Long	1432	13.795        GBP
EUR 0.22 ordinary	CFD	Long	212	327.42        ZAR
EUR 0.22 ordinary	CFD	Long	12863	13.7900217        GBP
EUR 0.22 ordinary	CFD	Long	4984	13.79431        GBP
EUR 0.22 ordinary	CFD	Long	139	13.7936205        GBP
EUR 0.22 ordinary	CFD	Long	332	13.742199        GBP
EUR 0.22 ordinary	CFD	Long	1053	13.701714        GBP
EUR 0.22 ordinary	CFD	Long	14	13.745        GBP
EUR 0.22 ordinary	CFD	Long	21	13.761905        GBP
EUR 0.22 ordinary	CFD	Long	12	13.725        GBP
EUR 0.22 ordinary	CFD	Long	4618	13.787673        GBP
EUR 0.22 ordinary	CFD	Long	52	13.74625        GBP
EUR 0.22 ordinary	CFD	Long	47	13.72106383        GBP
EUR 0.22 ordinary	CFD	Long	221	13.712127        GBP
EUR 0.22 ordinary	CFD	Long	1618	13.774703        GBP
EUR 0.22 ordinary	CFD	Long	463	13.68        GBP
EUR 0.22 ordinary	CFD	Long	4245	13.79002169        GBP
EUR 0.22 ordinary	CFD	Long	1364	328.91648094        ZAR
EUR 0.22 ordinary	CFD	Short	218	13.68425187        GBP
EUR 0.22 ordinary	CFD	Short	1583	13.71728521        GBP
EUR 0.22 ordinary	CFD	Short	867	13.69230159        GBP
EUR 0.22 ordinary	CFD	Short	423	13.71071627        GBP
EUR 0.22 ordinary	CFD	Short	167	13.7404809        GBP
EUR 0.22 ordinary	CFD	Short	36	13.69797941        GBP
EUR 0.22 ordinary	CFD	Short	8753	13.7253113218325        GBP
EUR 0.22 ordinary	CFD	Short	1340	13.7323880597015        GBP
EUR 0.22 ordinary	CFD	Short	1207	13.7278541839271        GBP
EUR 0.22 ordinary	CFD	Short	11700	13.7565820512821        GBP
EUR 0.22 ordinary	CFD	Short	10707	327.6889745        ZAR
EUR 0.22 ordinary	CFD	Short	1033	13.745        GBP
EUR 0.22 ordinary	CFD	Short	9235	13.723322        GBP
EUR 0.22 ordinary	CFD	Short	11287	13.795        GBP
EUR 0.22 ordinary	CFD	Short	387	327.550981912145        ZAR
EUR 0.22 ordinary	CFD	Short	13048	13.708283        GBP
EUR 0.22 ordinary	CFD	Short	116	13.7675        GBP
EUR 0.22 ordinary	CFD	Short	2972	13.698326        GBP
EUR 0.22 ordinary	CFD	Short	2641	13.693714        GBP
EUR 0.22 ordinary	CFD	Short	1213	13.74357744        GBP
EUR 0.22 ordinary	CFD	Short	101	13.73        GBP
EUR 0.22 ordinary	CFD	Short	132	13.72        GBP
EUR 0.22 ordinary	CFD	Short	2023	13.692275        GBP
EUR 0.22 ordinary	CFD	Short	307	13.79517244        GBP
EUR 0.22 ordinary	CFD	Short	233	13.72849785        GBP
EUR 0.22 ordinary	CFD	Short	135	13.73074074        GBP
EUR 0.22 ordinary	CFD	Short	59	13.6989830508475        GBP
EUR 0.22 ordinary	CFD	Short	1536	13.783109        GBP
EUR 0.22 ordinary	CFD	Short	15591	13.74501379        GBP
EUR 0.22 ordinary	CFD	Short	212	327.42        ZAR
EUR 0.22 ordinary	CFD	Short	1364	328.91648094        ZAR
EUR 0.22 ordinary	CFD	Short	9404	13.789109        GBP
EUR 0.22 ordinary	CFD	Short	748	327.512941176471        ZAR
EUR 0.22 ordinary	CFD	Short	493	13.72340119        GBP
EUR 0.22 ordinary	CFD	Short	458	13.70365647        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	20 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END