Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

21 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	20 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	765880	13.93500        GBP	13.71889        GBP
EUR 0.22 ordinary	Sell	924620	14.00260        GBP	13.71889        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1379	13.857121        GBP
EUR 0.22 ordinary	CFD	Long	18574	13.82591        GBP
EUR 0.22 ordinary	CFD	Long	1224	13.844812        GBP
EUR 0.22 ordinary	CFD	Long	73	13.848973        GBP
EUR 0.22 ordinary	CFD	Long	370	13.878912        GBP
EUR 0.22 ordinary	CFD	Long	119	13.845        GBP
EUR 0.22 ordinary	CFD	Long	2168	13.82589        GBP
EUR 0.22 ordinary	CFD	Long	2064	13.841458        GBP
EUR 0.22 ordinary	CFD	Long	177	13.74898305        GBP
EUR 0.22 ordinary	CFD	Long	4142	13.824877        GBP
EUR 0.22 ordinary	CFD	Long	106	13.82        GBP
EUR 0.22 ordinary	CFD	Long	2433	13.82482719        GBP
EUR 0.22 ordinary	CFD	Long	924	13.83479437        GBP
EUR 0.22 ordinary	CFD	Long	12882	13.825        GBP
EUR 0.22 ordinary	CFD	Long	81	13.83743827        GBP
EUR 0.22 ordinary	CFD	Long	301	13.844427        GBP
EUR 0.22 ordinary	CFD	Long	299	13.844381        GBP
EUR 0.22 ordinary	CFD	Long	2389	13.851718        GBP
EUR 0.22 ordinary	CFD	Long	285	13.8375087719298        GBP
EUR 0.22 ordinary	CFD	Long	32150	13.834105        GBP
EUR 0.22 ordinary	CFD	Long	101	13.729802        GBP
EUR 0.22 ordinary	CFD	Long	73546	13.8478488969        GBP
EUR 0.22 ordinary	CFD	Long	844	328.918921800948        ZAR
EUR 0.22 ordinary	CFD	Long	23000	13.7298074783        GBP
EUR 0.22 ordinary	CFD	Long	63000	13.8478308413        GBP
EUR 0.22 ordinary	CFD	Long	311	13.8408        GBP
EUR 0.22 ordinary	CFD	Long	2737	13.848599        GBP
EUR 0.22 ordinary	CFD	Long	8010	331.860799        ZAR
EUR 0.22 ordinary	CFD	Long	154	13.84440467        GBP
EUR 0.22 ordinary	CFD	Long	847	13.82843723        GBP
EUR 0.22 ordinary	CFD	Long	1155	13.85752579        GBP
EUR 0.22 ordinary	CFD	Long	4685	13.85237427        GBP
EUR 0.22 ordinary	CFD	Long	5513	13.84797885        GBP
EUR 0.22 ordinary	CFD	Long	1403	13.8318555        GBP
EUR 0.22 ordinary	CFD	Long	2182	13.83184974        GBP
EUR 0.22 ordinary	CFD	Long	740	13.84109663        GBP
EUR 0.22 ordinary	CFD	Long	1923	328.921190847634        ZAR
EUR 0.22 ordinary	CFD	Long	27000	13.7297633333        GBP
EUR 0.22 ordinary	CFD	Long	1537	330.85440468        ZAR
EUR 0.22 ordinary	CFD	Short	8010	331.860799        ZAR
EUR 0.22 ordinary	CFD	Short	5338	13.830731        GBP
EUR 0.22 ordinary	CFD	Short	8563	13.825        GBP
EUR 0.22 ordinary	CFD	Short	11600	13.8318120689655        GBP
EUR 0.22 ordinary	CFD	Short	1537	330.85440468        ZAR
EUR 0.22 ordinary	CFD	Short	240	13.74        GBP
EUR 0.22 ordinary	CFD	Short	353	13.875        GBP
EUR 0.22 ordinary	CFD	Short	575	13.895        GBP
EUR 0.22 ordinary	CFD	Short	344	13.885        GBP
EUR 0.22 ordinary	CFD	Short	1200	13.81        GBP
EUR 0.22 ordinary	CFD	Short	13049	13.836683        GBP
EUR 0.22 ordinary	CFD	Short	1520	13.8        GBP
EUR 0.22 ordinary	CFD	Short	928	13.859542        GBP
EUR 0.22 ordinary	CFD	Short	2873	13.844206        GBP
EUR 0.22 ordinary	CFD	Short	6995	13.836354        GBP
EUR 0.22 ordinary	CFD	Short	1019	13.851023        GBP
EUR 0.22 ordinary	CFD	Short	139	13.83944136        GBP
EUR 0.22 ordinary	CFD	Short	75	13.825733        GBP
EUR 0.22 ordinary	CFD	Short	5	13.826        GBP
EUR 0.22 ordinary	CFD	Short	177	13.82517281        GBP
EUR 0.22 ordinary	CFD	Short	504	13.8622619047619        GBP
EUR 0.22 ordinary	CFD	Short	26000	13.7946        GBP
EUR 0.22 ordinary	CFD	Short	26000	13.83637885        GBP
EUR 0.22 ordinary	CFD	Short	8883	13.834912        GBP
EUR 0.22 ordinary	CFD	Short	2767	328.92049874        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END