Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

22 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	21 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	566180	13.87103        GBP	13.56949        GBP
EUR 0.22 ordinary	Sell	430977	13.86503        GBP	13.58951        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	16443	13.813551        GBP
EUR 0.22 ordinary	CFD	Long	12237	326.43936177        ZAR
EUR 0.22 ordinary	CFD	Long	2099	13.85499954        GBP
EUR 0.22 ordinary	CFD	Long	2920	13.754399        GBP
EUR 0.22 ordinary	CFD	Long	99	13.76810606        GBP
EUR 0.22 ordinary	CFD	Long	61093	13.855        GBP
EUR 0.22 ordinary	CFD	Long	841	13.8529250891795        GBP
EUR 0.22 ordinary	CFD	Long	650	13.758954        GBP
EUR 0.22 ordinary	CFD	Long	289	13.8344051        GBP
EUR 0.22 ordinary	CFD	Long	408	13.78726253        GBP
EUR 0.22 ordinary	CFD	Long	1660	13.74151903        GBP
EUR 0.22 ordinary	CFD	Long	4465	13.85482681        GBP
EUR 0.22 ordinary	CFD	Long	5845	13.74559417        GBP
EUR 0.22 ordinary	CFD	Long	127	13.7524714        GBP
EUR 0.22 ordinary	CFD	Long	1352	13.768447        GBP
EUR 0.22 ordinary	CFD	Long	850	13.75463916        GBP
EUR 0.22 ordinary	CFD	Long	1154	13.74225731        GBP
EUR 0.22 ordinary	CFD	Long	16221	13.822731        GBP
EUR 0.22 ordinary	CFD	Long	1201	13.78696124        GBP
EUR 0.22 ordinary	CFD	Long	26681	13.821776        GBP
EUR 0.22 ordinary	CFD	Long	3788	13.854723        GBP
EUR 0.22 ordinary	CFD	Long	3873	13.783086        GBP
EUR 0.22 ordinary	CFD	Long	446	13.781592        GBP
EUR 0.22 ordinary	CFD	Long	12	13.8233333333333        GBP
EUR 0.22 ordinary	CFD	Long	18174	13.853215        GBP
EUR 0.22 ordinary	CFD	Long	30	13.82133333        GBP
EUR 0.22 ordinary	CFD	Long	32010	13.806018        GBP
EUR 0.22 ordinary	CFD	Long	1139	328.02791923        ZAR
EUR 0.22 ordinary	CFD	Short	12237	326.43936177        ZAR
EUR 0.22 ordinary	CFD	Short	5516	13.759605        GBP
EUR 0.22 ordinary	CFD	Short	24349	13.7592011992279        GBP
EUR 0.22 ordinary	CFD	Short	746	13.7491554959786        GBP
EUR 0.22 ordinary	CFD	Short	1605	13.7685669781931        GBP
EUR 0.22 ordinary	CFD	Short	15200	13.8430539473684        GBP
EUR 0.22 ordinary	CFD	Short	3247	13.80512288        GBP
EUR 0.22 ordinary	CFD	Short	2917	13.81334684        GBP
EUR 0.22 ordinary	CFD	Short	5370	13.81334379        GBP
EUR 0.22 ordinary	CFD	Short	23366	13.85015553        GBP
EUR 0.22 ordinary	CFD	Short	1897	13.852237        GBP
EUR 0.22 ordinary	CFD	Short	1139	328.02791923        ZAR
EUR 0.22 ordinary	CFD	Short	8284	13.80316272        GBP
EUR 0.22 ordinary	CFD	Short	1109	13.754496        GBP
EUR 0.22 ordinary	CFD	Short	313	13.7959801001        GBP
EUR 0.22 ordinary	CFD	Short	539	13.87103896        GBP
EUR 0.22 ordinary	CFD	Short	874	13.76535469        GBP
EUR 0.22 ordinary	CFD	Short	664	13.811968        GBP
EUR 0.22 ordinary	CFD	Short	1745	13.855691        GBP
EUR 0.22 ordinary	CFD	Short	2744	13.759949        GBP
EUR 0.22 ordinary	CFD	Short	2640	13.777314        GBP
EUR 0.22 ordinary	CFD	Short	14119	13.750294        GBP
EUR 0.22 ordinary	CFD	Short	9	13.711        GBP
EUR 0.22 ordinary	CFD	Short	169	13.737115        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	22 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END