Form 8.5 (EPT/RI) - MONDI PLC

GoldmanSachs International

22 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	21 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	312,872	13.8555 GBP	13.7000 GBP
EUR 0.22 ordinary	Sales	192,608	13.8700 GBP	13.7000 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	100	13.7302 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	609	13.7429 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	101	13.7429 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	61	13.7429 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,051	13.7429 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	800	13.7492 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,627	13.7531 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	65	13.7534 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	393	13.7546 GBP
EUR 0.22 ordinary	CFD	Opening a long position	16	13.7546 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	115	13.7546 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	40	13.7546 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,328	13.7546 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	31	13.7546 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	858	13.7633 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	120	13.7633 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	68	13.7814 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	56	13.7976 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2	13.7976 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	5	13.7976 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	187	13.7976 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2	13.7976 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,376	13.8017 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	44	13.8017 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	154	13.8017 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4,428	13.8017 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	57	13.8017 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,207	13.8051 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,008	13.8060 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	35	13.8100 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4	13.8100 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	108	13.8100 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,875	13.8105 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	6,600	13.8134 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	558	13.8140 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8,028	13.8140 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	617	13.8140 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,352	13.8140 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9,246	13.8140 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,794	13.8140 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	208	13.8147 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	195	13.8151 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	657	13.8151 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	63	13.8255 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	208	13.8255 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	202	13.8477 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	67	13.8529 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	229	13.8529 GBP
EUR 0.22 ordinary	CFD	Opening a long position	2,485	13.8533 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	124	13.8536 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	395	13.8536 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,377	13.8536 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	10,087	13.8536 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	17,384	13.8549 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	51,588	13.8560 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	101	13.8679 GBP
EUR 0.22 ordinary	CFD	Opening a long position	5,839	327.6865 ZAR
EUR 0.22 ordinary	SWAP	Increasing a long position	182	13.7374 GBP
EUR 0.22 ordinary	SWAP	Reducing a long position	2,531	13.7406 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	6,422	326.7944 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	8,074	327.7923 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	22 February 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END