Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

23 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	22 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	508505	14.19750        GBP	14.02500        GBP
EUR 0.22 ordinary	Sell	493936	14.19500        GBP	13.93396        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	15387	341.40111978        ZAR
EUR 0.22 ordinary	CFD	Long	2118	14.105        GBP
EUR 0.22 ordinary	CFD	Long	42295	14.10478997        GBP
EUR 0.22 ordinary	CFD	Long	10802	14.104711        GBP
EUR 0.22 ordinary	CFD	Long	6001	14.15014306        GBP
EUR 0.22 ordinary	CFD	Long	6300	14.1226968253968        GBP
EUR 0.22 ordinary	CFD	Long	23843	339.17547205        ZAR
EUR 0.22 ordinary	CFD	Long	8856	14.111434        GBP
EUR 0.22 ordinary	CFD	Long	8343	14.123226        GBP
EUR 0.22 ordinary	CFD	Long	316	14.09        GBP
EUR 0.22 ordinary	CFD	Long	3049	14.108277        GBP
EUR 0.22 ordinary	CFD	Long	6552	14.114324        GBP
EUR 0.22 ordinary	CFD	Long	5420	14.13103        GBP
EUR 0.22 ordinary	CFD	Long	31774	14.104295        GBP
EUR 0.22 ordinary	CFD	Long	6952	14.10598        GBP
EUR 0.22 ordinary	CFD	Long	106	14.15        GBP
EUR 0.22 ordinary	CFD	Long	73	14.1        GBP
EUR 0.22 ordinary	CFD	Long	14356	14.10337373        GBP
EUR 0.22 ordinary	CFD	Long	3805	14.09429435        GBP
EUR 0.22 ordinary	CFD	Long	1759	14.123246        GBP
EUR 0.22 ordinary	CFD	Long	450	13.93395556        GBP
EUR 0.22 ordinary	CFD	Long	5876	14.10318456        GBP
EUR 0.22 ordinary	CFD	Long	7222	14.128157        GBP
EUR 0.22 ordinary	CFD	Long	5757	14.12131        GBP
EUR 0.22 ordinary	CFD	Long	29	14.01482759        GBP
EUR 0.22 ordinary	CFD	Short	23843	339.17547205        ZAR
EUR 0.22 ordinary	CFD	Short	4916	14.11236378        GBP
EUR 0.22 ordinary	CFD	Short	3778	14.108855        GBP
EUR 0.22 ordinary	CFD	Short	7339	14.1042932        GBP
EUR 0.22 ordinary	CFD	Short	2779	14.07214958        GBP
EUR 0.22 ordinary	CFD	Short	1552	14.08729394        GBP
EUR 0.22 ordinary	CFD	Short	6613	14.09658629        GBP
EUR 0.22 ordinary	CFD	Short	1985	14.09005989        GBP
EUR 0.22 ordinary	CFD	Short	1937	14.11040221        GBP
EUR 0.22 ordinary	CFD	Short	8105	14.0925071        GBP
EUR 0.22 ordinary	CFD	Short	4138	14.10436386        GBP
EUR 0.22 ordinary	CFD	Short	3238	14.07113639        GBP
EUR 0.22 ordinary	CFD	Short	2620	14.0737397        GBP
EUR 0.22 ordinary	CFD	Short	1378	14.10515622        GBP
EUR 0.22 ordinary	CFD	Short	611	14.12624727        GBP
EUR 0.22 ordinary	CFD	Short	5100	14.106168627451        GBP
EUR 0.22 ordinary	CFD	Short	7066	14.12244454        GBP
EUR 0.22 ordinary	CFD	Short	3005	14.14568884        GBP
EUR 0.22 ordinary	CFD	Short	15387	341.40111978        ZAR
EUR 0.22 ordinary	CFD	Short	1	14.09        GBP
EUR 0.22 ordinary	CFD	Short	1374	14.08315684        GBP
EUR 0.22 ordinary	CFD	Short	30281	14.11306653        GBP
EUR 0.22 ordinary	CFD	Short	2473	14.107307        GBP
EUR 0.22 ordinary	CFD	Short	579	14.098713        GBP
EUR 0.22 ordinary	CFD	Short	2665	14.107398        GBP
EUR 0.22 ordinary	CFD	Short	3275	14.082024        GBP
EUR 0.22 ordinary	CFD	Short	106	14.115        GBP
EUR 0.22 ordinary	CFD	Short	23773	14.094245        GBP
EUR 0.22 ordinary	CFD	Short	1759	14.065208        GBP
EUR 0.22 ordinary	CFD	Short	1187	14.12905644        GBP
EUR 0.22 ordinary	CFD	Short	8	14.10517631        GBP
EUR 0.22 ordinary	CFD	Short	312	14.105240513        GBP
EUR 0.22 ordinary	CFD	Short	4208	14.105        GBP
EUR 0.22 ordinary	CFD	Short	14828	14.115425        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	23 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END