Form 8.5 (EPT/RI) - MONDI PLC

GoldmanSachs International

23 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	22 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	266,963	14.1950 GBP	13.9350 GBP
EUR 0.22 ordinary	Sales	420,178	14.1975 GBP	13.9350 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	1,927	13.8550 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,927	13.8550 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8	13.9364 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	15	14.0272 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3	14.0272 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	14.0272 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	50	14.0272 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	14.0272 GBP
EUR 0.22 ordinary	CFD	Opening a long position	49,734	14.0406 GBP
EUR 0.22 ordinary	CFD	Opening a long position	57,136	14.0406 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	126	14.0459 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,010	14.0738 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	142	14.0738 GBP
EUR 0.22 ordinary	CFD	Opening a long position	7,402	14.0744 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	38	14.0776 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	9	14.0776 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4	14.0776 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	124	14.0776 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3	14.0776 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	27	14.0814 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	63	14.0814 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	69	14.0908 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	16	14.0908 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	7	14.0908 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	216	14.0908 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	5	14.0908 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,415	14.0913 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	49	14.0920 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	12	14.0920 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	7	14.0920 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	163	14.0920 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3	14.0920 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	19	14.0927 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	41	14.0930 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	464	14.1004 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	154	14.1004 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	47	14.1004 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,564	14.1004 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	207	14.1015 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	154	14.1019 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,135	14.1027 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	514	14.1029 GBP
EUR 0.22 ordinary	CFD	Opening a long position	4,124	14.1029 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,972	14.1029 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	24	14.1031 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4,025	14.1033 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,141	14.1036 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	28,849	14.1036 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,284	14.1039 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	40	14.1039 GBP
EUR 0.22 ordinary	CFD	Opening a long position	631	14.1048 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	378	14.1053 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	783	14.1053 GBP
EUR 0.22 ordinary	CFD	Opening a short position	2,881	14.1055 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	783	14.1059 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	443	14.1059 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	73	14.1059 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,653	14.1059 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	319	14.1064 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	583	14.1069 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	672	14.1076 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,617	14.1081 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	793	14.1085 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	833	14.1087 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	5,195	14.1089 GBP
EUR 0.22 ordinary	CFD	Opening a short position	31,403	14.1092 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,232	14.1093 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,727	14.1093 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	269	14.1098 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,623	14.1105 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,528	14.1111 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	301	14.1112 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,300	14.1119 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	616	14.1149 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	142	14.1149 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	67	14.1149 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,857	14.1149 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	41	14.1149 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1	14.1155 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	51,376	14.1155 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11,221	14.1155 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	35,100	14.1175 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	241	14.1179 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	239	14.1271 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	66	14.1302 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	45	14.1315 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	155	14.1318 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,770	14.1405 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	317	14.1415 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,156	14.1418 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,528	14.1421 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,444	14.1435 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	150	14.1472 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,297	14.1495 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	16	14.1615 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	183	14.1619 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	57	14.1620 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	10	14.1631 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	30	14.1656 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	80	14.1656 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,779	14.1703 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	156	14.0573 GBP
EUR 0.22 ordinary	SWAP	Reducing a long position	1,833	14.1082 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	1,638	340.8032 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	23 February 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END