Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

26 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	23 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	262798	14.27000        GBP	14.12720        GBP
EUR 0.22 ordinary	Sell	215527	14.27000        GBP	14.12720        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	827	14.2217896009673        GBP
EUR 0.22 ordinary	CFD	Long	31	14.17482281        GBP
EUR 0.22 ordinary	CFD	Long	1458	348.65631001        ZAR
EUR 0.22 ordinary	CFD	Long	598	14.255        GBP
EUR 0.22 ordinary	CFD	Long	10765	14.25365158        GBP
EUR 0.22 ordinary	CFD	Long	336	14.22725482        GBP
EUR 0.22 ordinary	CFD	Long	12900	14.2141356589147        GBP
EUR 0.22 ordinary	CFD	Long	6435	348.3360202        ZAR
EUR 0.22 ordinary	CFD	Long	912	14.247072        GBP
EUR 0.22 ordinary	CFD	Long	3197	14.241572        GBP
EUR 0.22 ordinary	CFD	Long	159	14.261085        GBP
EUR 0.22 ordinary	CFD	Long	186	14.21        GBP
EUR 0.22 ordinary	CFD	Long	8309	14.2230579223252        GBP
EUR 0.22 ordinary	CFD	Long	1783	14.254285        GBP
EUR 0.22 ordinary	CFD	Long	212	14.25        GBP
EUR 0.22 ordinary	CFD	Long	3962	14.20395255        GBP
EUR 0.22 ordinary	CFD	Long	1503	14.25482181        GBP
EUR 0.22 ordinary	CFD	Long	5845	14.216075        GBP
EUR 0.22 ordinary	CFD	Long	6622	14.219196        GBP
EUR 0.22 ordinary	CFD	Long	3531	14.2229974599264        GBP
EUR 0.22 ordinary	CFD	Long	3180	14.211424        GBP
EUR 0.22 ordinary	CFD	Long	578	14.228208        GBP
EUR 0.22 ordinary	CFD	Long	289	14.234715        GBP
EUR 0.22 ordinary	CFD	Long	9489	14.219379        GBP
EUR 0.22 ordinary	CFD	Short	13201	14.252562        GBP
EUR 0.22 ordinary	CFD	Short	89	14.237472        GBP
EUR 0.22 ordinary	CFD	Short	6435	348.3360202        ZAR
EUR 0.22 ordinary	CFD	Short	7830	14.255        GBP
EUR 0.22 ordinary	CFD	Short	1576	14.22124328        GBP
EUR 0.22 ordinary	CFD	Short	176	14.23049805        GBP
EUR 0.22 ordinary	CFD	Short	3261	14.21420263        GBP
EUR 0.22 ordinary	CFD	Short	2236	14.22373238        GBP
EUR 0.22 ordinary	CFD	Short	1176	14.20153445        GBP
EUR 0.22 ordinary	CFD	Short	2676	14.1960742        GBP
EUR 0.22 ordinary	CFD	Short	1458	348.65631001        ZAR
EUR 0.22 ordinary	CFD	Short	355	14.219697        GBP
EUR 0.22 ordinary	CFD	Short	10878	14.242927        GBP
EUR 0.22 ordinary	CFD	Short	2036	14.215209        GBP
EUR 0.22 ordinary	CFD	Short	27518	14.248293        GBP
EUR 0.22 ordinary	CFD	Short	1285	14.221455        GBP
EUR 0.22 ordinary	CFD	Short	82	14.221006        GBP
EUR 0.22 ordinary	CFD	Short	937	14.224552        GBP
EUR 0.22 ordinary	CFD	Short	893	14.239127        GBP
EUR 0.22 ordinary	CFD	Short	99	14.2319557232324        GBP
EUR 0.22 ordinary	CFD	Short	887	14.25517819        GBP
EUR 0.22 ordinary	CFD	Short	480	14.195208        GBP
EUR 0.22 ordinary	CFD	Short	106	14.21        GBP
EUR 0.22 ordinary	CFD	Short	66	14.18984849        GBP
EUR 0.22 ordinary	CFD	Short	4463	14.240603        GBP
EUR 0.22 ordinary	CFD	Short	305	14.2323985075        GBP
EUR 0.22 ordinary	CFD	Short	4584	14.21190827        GBP
EUR 0.22 ordinary	CFD	Short	1694	14.23178276        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END