Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

27 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	26 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	230370	14.35774        GBP	14.01000        GBP
EUR 0.22 ordinary	Sell	201057	14.36309        GBP	14.00982        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	10621	14.122596        GBP
EUR 0.22 ordinary	CFD	Long	2017	14.16865381        GBP
EUR 0.22 ordinary	CFD	Long	68	14.25470588        GBP
EUR 0.22 ordinary	CFD	Long	107	14.12025        GBP
EUR 0.22 ordinary	CFD	Long	7840	14.00982487        GBP
EUR 0.22 ordinary	CFD	Long	1007	14.19275795        GBP
EUR 0.22 ordinary	CFD	Long	362	14.1771        GBP
EUR 0.22 ordinary	CFD	Long	19428	14.20362569        GBP
EUR 0.22 ordinary	CFD	Long	715	14.17878694        GBP
EUR 0.22 ordinary	CFD	Long	1329	14.0169977426637        GBP
EUR 0.22 ordinary	CFD	Long	76	14.25894737        GBP
EUR 0.22 ordinary	CFD	Long	3316	14.160027        GBP
EUR 0.22 ordinary	CFD	Long	309	14.189709        GBP
EUR 0.22 ordinary	CFD	Long	1951	14.188139        GBP
EUR 0.22 ordinary	CFD	Long	8	14.24575138        GBP
EUR 0.22 ordinary	CFD	Long	7047	14.025853        GBP
EUR 0.22 ordinary	CFD	Long	6054	14.026552        GBP
EUR 0.22 ordinary	CFD	Long	276	14.19309018        GBP
EUR 0.22 ordinary	CFD	Long	262	14.218149        GBP
EUR 0.22 ordinary	CFD	Long	17019	347.65862037        ZAR
EUR 0.22 ordinary	CFD	Long	670	14.076813        GBP
EUR 0.22 ordinary	CFD	Long	63	14.215        GBP
EUR 0.22 ordinary	CFD	Long	638	14.2157        GBP
EUR 0.22 ordinary	CFD	Long	15000	14.20005267        GBP
EUR 0.22 ordinary	CFD	Long	2004	14.203708        GBP
EUR 0.22 ordinary	CFD	Long	168	14.24450143        GBP
EUR 0.22 ordinary	CFD	Long	14313	347.70443792        ZAR
EUR 0.22 ordinary	CFD	Long	625	14.074056        GBP
EUR 0.22 ordinary	CFD	Long	7453	348.16159801        ZAR
EUR 0.22 ordinary	CFD	Long	2404	14.131664        GBP
EUR 0.22 ordinary	CFD	Long	5640	14.176662        GBP
EUR 0.22 ordinary	CFD	Long	967	14.17702705        GBP
EUR 0.22 ordinary	CFD	Short	12009	347.657203763844        ZAR
EUR 0.22 ordinary	CFD	Short	18432	14.01        GBP
EUR 0.22 ordinary	CFD	Short	5010	347.662015968064        ZAR
EUR 0.22 ordinary	CFD	Short	14821	14.012876        GBP
EUR 0.22 ordinary	CFD	Short	1008	14.22049274        GBP
EUR 0.22 ordinary	CFD	Short	296	14.21003281        GBP
EUR 0.22 ordinary	CFD	Short	9685	14.010276        GBP
EUR 0.22 ordinary	CFD	Short	13321	14.10948803        GBP
EUR 0.22 ordinary	CFD	Short	12780	14.01028        GBP
EUR 0.22 ordinary	CFD	Short	1544	14.04329976        GBP
EUR 0.22 ordinary	CFD	Short	379	14.11094241        GBP
EUR 0.22 ordinary	CFD	Short	12732	14.060726        GBP
EUR 0.22 ordinary	CFD	Short	4376	14.137486        GBP
EUR 0.22 ordinary	CFD	Short	473	14.01017512        GBP
EUR 0.22 ordinary	CFD	Short	2805	14.17266578        GBP
EUR 0.22 ordinary	CFD	Short	14313	347.70443792        ZAR
EUR 0.22 ordinary	CFD	Short	1008	14.21192101        GBP
EUR 0.22 ordinary	CFD	Short	6691	14.2104319234793        GBP
EUR 0.22 ordinary	CFD	Short	371	14.1272414229        GBP
EUR 0.22 ordinary	CFD	Short	2992	14.106298        GBP
EUR 0.22 ordinary	CFD	Short	816	14.20557071        GBP
EUR 0.22 ordinary	CFD	Short	10472	14.079651        GBP
EUR 0.22 ordinary	CFD	Short	709	14.22695068        GBP
EUR 0.22 ordinary	CFD	Short	2400	14.1809916666667        GBP
EUR 0.22 ordinary	CFD	Short	5214	14.0107        GBP
EUR 0.22 ordinary	CFD	Short	13	14.1911        GBP
EUR 0.22 ordinary	CFD	Short	2387	14.13383        GBP
EUR 0.22 ordinary	CFD	Short	431	14.0325        GBP
EUR 0.22 ordinary	CFD	Short	5223	14.138758        GBP
EUR 0.22 ordinary	CFD	Short	5	14.04        GBP
EUR 0.22 ordinary	CFD	Short	66	14.0109090909091        GBP
EUR 0.22 ordinary	CFD	Short	43	14.0109302325581        GBP
EUR 0.22 ordinary	CFD	Short	2197	14.11714653        GBP
EUR 0.22 ordinary	CFD	Short	1446	14.06521438        GBP
EUR 0.22 ordinary	CFD	Short	672	14.21288211        GBP
EUR 0.22 ordinary	CFD	Short	1905	14.057781        GBP
EUR 0.22 ordinary	CFD	Short	7453	348.16159801        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	27 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END