Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

28 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	27 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	433922	14.11818        GBP	13.75119        GBP
EUR 0.22 ordinary	Sell	361628	14.17644 GBP	13.70727 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	5539	14.019223        GBP
EUR 0.22 ordinary	CFD	Long	12623	13.92863        GBP
EUR 0.22 ordinary	CFD	Long	597	13.9424958123953        GBP
EUR 0.22 ordinary	CFD	Long	2223	13.98820135        GBP
EUR 0.22 ordinary	CFD	Long	221	14.05254095        GBP
EUR 0.22 ordinary	CFD	Long	37	13.96837838        GBP
EUR 0.22 ordinary	CFD	Long	6890	337.79104064        ZAR
EUR 0.22 ordinary	CFD	Long	5435	336.45707452        ZAR
EUR 0.22 ordinary	CFD	Long	15277	14.03        GBP
EUR 0.22 ordinary	CFD	Long	4842	14.05584993        GBP
EUR 0.22 ordinary	CFD	Long	14400	13.9766034722222        GBP
EUR 0.22 ordinary	CFD	Long	443	13.93        GBP
EUR 0.22 ordinary	CFD	Long	670	13.995299        GBP
EUR 0.22 ordinary	CFD	Long	5772	14.02999973        GBP
EUR 0.22 ordinary	CFD	Long	82	13.89        GBP
EUR 0.22 ordinary	CFD	Long	3806	13.962909        GBP
EUR 0.22 ordinary	CFD	Long	3417	14.027193444542        GBP
EUR 0.22 ordinary	CFD	Long	50	14.02982462        GBP
EUR 0.22 ordinary	CFD	Long	272	13.99893382        GBP
EUR 0.22 ordinary	CFD	Long	3266	13.97909675        GBP
EUR 0.22 ordinary	CFD	Long	3970	13.981950005        GBP
EUR 0.22 ordinary	CFD	Long	26970	14.022254        GBP
EUR 0.22 ordinary	CFD	Long	16463	14.029536        GBP
EUR 0.22 ordinary	CFD	Long	2160	13.939498        GBP
EUR 0.22 ordinary	CFD	Long	3689	13.987696        GBP
EUR 0.22 ordinary	CFD	Long	3289	13.930554        GBP
EUR 0.22 ordinary	CFD	Long	1876	14.05554482        GBP
EUR 0.22 ordinary	CFD	Long	4514	14.04789112        GBP
EUR 0.22 ordinary	CFD	Long	130	13.987808        GBP
EUR 0.22 ordinary	CFD	Long	14993	337.77455613        ZAR
EUR 0.22 ordinary	CFD	Long	1796	14.06363916        GBP
EUR 0.22 ordinary	CFD	Long	35676	14.03179114        GBP
EUR 0.22 ordinary	CFD	Short	282	14.015        GBP
EUR 0.22 ordinary	CFD	Short	6890	337.79104064        ZAR
EUR 0.22 ordinary	CFD	Short	16719	13.968158        GBP
EUR 0.22 ordinary	CFD	Short	24126	13.920477        GBP
EUR 0.22 ordinary	CFD	Short	6858	13.885354        GBP
EUR 0.22 ordinary	CFD	Short	9073	13.861697        GBP
EUR 0.22 ordinary	CFD	Short	8682	14.030701        GBP
EUR 0.22 ordinary	CFD	Short	2235	13.939323        GBP
EUR 0.22 ordinary	CFD	Short	19576	14.03        GBP
EUR 0.22 ordinary	CFD	Short	12796	13.96030829        GBP
EUR 0.22 ordinary	CFD	Short	4216	13.882915        GBP
EUR 0.22 ordinary	CFD	Short	906	14.05023179        GBP
EUR 0.22 ordinary	CFD	Short	551	13.92083        GBP
EUR 0.22 ordinary	CFD	Short	226	14.01        GBP
EUR 0.22 ordinary	CFD	Short	158	13.80170886        GBP
EUR 0.22 ordinary	CFD	Short	389	13.954705101        GBP
EUR 0.22 ordinary	CFD	Short	1497	13.90457415        GBP
EUR 0.22 ordinary	CFD	Short	1669	336.457213900539        ZAR
EUR 0.22 ordinary	CFD	Short	573	13.978935        GBP
EUR 0.22 ordinary	CFD	Short	22000	14.0375546        GBP
EUR 0.22 ordinary	CFD	Short	15000	13.7836        GBP
EUR 0.22 ordinary	CFD	Short	4780	13.96672176        GBP
EUR 0.22 ordinary	CFD	Short	14993	337.77455613        ZAR
EUR 0.22 ordinary	CFD	Short	500	13.8365690308        GBP
EUR 0.22 ordinary	CFD	Short	400	13.8365740308        GBP
EUR 0.22 ordinary	CFD	Short	2333	13.9557        GBP
EUR 0.22 ordinary	CFD	Short	3766	336.457012745619        ZAR
EUR 0.22 ordinary	CFD	Short	11325	14.02980689        GBP
EUR 0.22 ordinary	CFD	Short	6076	14.01940819        GBP
EUR 0.22 ordinary	CFD	Short	7364	13.81536979        GBP
EUR 0.22 ordinary	CFD	Short	4943	13.80318085        GBP
EUR 0.22 ordinary	CFD	Short	3753	13.80249879        GBP
EUR 0.22 ordinary	CFD	Short	2742	13.81278649        GBP
EUR 0.22 ordinary	CFD	Short	12353	13.81054366        GBP
EUR 0.22 ordinary	CFD	Short	3864	13.81027954        GBP
EUR 0.22 ordinary	CFD	Short	6279	13.81202107        GBP
EUR 0.22 ordinary	CFD	Short	5502	13.81523951        GBP
EUR 0.22 ordinary	CFD	Short	2090	13.81874919        GBP
EUR 0.22 ordinary	CFD	Short	2258	13.80042985        GBP
EUR 0.22 ordinary	CFD	Short	500	13.96098        GBP
EUR 0.22 ordinary	CFD	Short	16596	13.848498        GBP
EUR 0.22 ordinary	CFD	Short	457	13.815        GBP
EUR 0.22 ordinary	CFD	Short	253	14.005        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	28 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END