Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

29 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	28 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	332986	14.16000        GBP	13.98507        GBP
EUR 0.22 ordinary	Sell	260776	14.17263        GBP	13.95328        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	29886	14.1        GBP
EUR 0.22 ordinary	CFD	Long	1566	14.098959        GBP
EUR 0.22 ordinary	CFD	Long	12125	14.103205        GBP
EUR 0.22 ordinary	CFD	Long	6316	14.107501        GBP
EUR 0.22 ordinary	CFD	Long	579	14.110242        GBP
EUR 0.22 ordinary	CFD	Long	77	13.999351        GBP
EUR 0.22 ordinary	CFD	Long	708	13.9989548        GBP
EUR 0.22 ordinary	CFD	Long	376	14.11179169        GBP
EUR 0.22 ordinary	CFD	Long	55	14.098455        GBP
EUR 0.22 ordinary	CFD	Long	120	14.0925        GBP
EUR 0.22 ordinary	CFD	Long	120	14.091667        GBP
EUR 0.22 ordinary	CFD	Long	650	14.088892        GBP
EUR 0.22 ordinary	CFD	Long	106	14.04981132        GBP
EUR 0.22 ordinary	CFD	Long	172	14.07206247        GBP
EUR 0.22 ordinary	CFD	Long	14639	343.03850946        ZAR
EUR 0.22 ordinary	CFD	Long	421	14.079192        GBP
EUR 0.22 ordinary	CFD	Long	19373	343.04221855        ZAR
EUR 0.22 ordinary	CFD	Long	1925	14.10448944        GBP
EUR 0.22 ordinary	CFD	Long	932	14.05094597        GBP
EUR 0.22 ordinary	CFD	Long	7177	14.10799478        GBP
EUR 0.22 ordinary	CFD	Long	4692	14.08561259        GBP
EUR 0.22 ordinary	CFD	Long	789	14.05171983        GBP
EUR 0.22 ordinary	CFD	Long	4948	14.10581843        GBP
EUR 0.22 ordinary	CFD	Long	1874	14.10736908        GBP
EUR 0.22 ordinary	CFD	Long	413	14.04194798        GBP
EUR 0.22 ordinary	CFD	Long	398	14.06798122        GBP
EUR 0.22 ordinary	CFD	Long	338	14.07844215        GBP
EUR 0.22 ordinary	CFD	Long	2596	14.11786006        GBP
EUR 0.22 ordinary	CFD	Long	1794	14.08812451        GBP
EUR 0.22 ordinary	CFD	Long	4154	14.096516        GBP
EUR 0.22 ordinary	CFD	Long	79	14.10950615        GBP
EUR 0.22 ordinary	CFD	Long	702	14.07506291        GBP
EUR 0.22 ordinary	CFD	Short	546	14.07477831        GBP
EUR 0.22 ordinary	CFD	Short	3392	14.05037898        GBP
EUR 0.22 ordinary	CFD	Short	2390	14.05344374        GBP
EUR 0.22 ordinary	CFD	Short	1044	14.07877339        GBP
EUR 0.22 ordinary	CFD	Short	338	14.12924451        GBP
EUR 0.22 ordinary	CFD	Short	676	14.03920437        GBP
EUR 0.22 ordinary	CFD	Short	6968	14.05739785        GBP
EUR 0.22 ordinary	CFD	Short	5068	14.06613555        GBP
EUR 0.22 ordinary	CFD	Short	856	14.07905583        GBP
EUR 0.22 ordinary	CFD	Short	14600	14.0467397260274        GBP
EUR 0.22 ordinary	CFD	Short	11400	14.1278403508772        GBP
EUR 0.22 ordinary	CFD	Short	14639	343.03850946        ZAR
EUR 0.22 ordinary	CFD	Short	3602	14.071001        GBP
EUR 0.22 ordinary	CFD	Short	24624	14.097505        GBP
EUR 0.22 ordinary	CFD	Short	769	14.074428        GBP
EUR 0.22 ordinary	CFD	Short	2336	14.055814        GBP
EUR 0.22 ordinary	CFD	Short	11094	14.100705        GBP
EUR 0.22 ordinary	CFD	Short	2738	14.08979638        GBP
EUR 0.22 ordinary	CFD	Short	2486	14.103644        GBP
EUR 0.22 ordinary	CFD	Short	2398	14.10017625        GBP
EUR 0.22 ordinary	CFD	Short	137	14.086186        GBP
EUR 0.22 ordinary	CFD	Short	363	14.0926763467        GBP
EUR 0.22 ordinary	CFD	Short	48	14.07375        GBP
EUR 0.22 ordinary	CFD	Short	4966	14.078824        GBP
EUR 0.22 ordinary	CFD	Short	4261	14.100282        GBP
EUR 0.22 ordinary	CFD	Short	2677	14.099774        GBP
EUR 0.22 ordinary	CFD	Short	14082	14.077478        GBP
EUR 0.22 ordinary	CFD	Short	8448	14.040384        GBP
EUR 0.22 ordinary	CFD	Short	9231	14.091337        GBP
EUR 0.22 ordinary	CFD	Short	3334	14.087573        GBP
EUR 0.22 ordinary	CFD	Short	1136	14.0889348591549        GBP
EUR 0.22 ordinary	CFD	Short	491	14.07        GBP
EUR 0.22 ordinary	CFD	Short	560	14.094446        GBP
EUR 0.22 ordinary	CFD	Short	19373	343.04221855        ZAR
EUR 0.22 ordinary	CFD	Short	4275	14.0908        GBP
EUR 0.22 ordinary	CFD	Short	9610	14.10055337        GBP
EUR 0.22 ordinary	CFD	Short	2609	14.05410916        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END