Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

01 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	29 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1149339	14.25286     GBP	13.96750        GBP
EUR 0.22 ordinary	Sell	1003062	14.26703     GBP	13.88870        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1448	14.113898        GBP
EUR 0.22 ordinary	CFD	Long	114	14.074298        GBP
EUR 0.22 ordinary	CFD	Long	14342	14.093462        GBP
EUR 0.22 ordinary	CFD	Long	30	14.11666667        GBP
EUR 0.22 ordinary	CFD	Long	408	14.13911296        GBP
EUR 0.22 ordinary	CFD	Long	2317	14.122188        GBP
EUR 0.22 ordinary	CFD	Long	1647	14.044869        GBP
EUR 0.22 ordinary	CFD	Long	3660	340.8719        ZAR
EUR 0.22 ordinary	CFD	Long	7320	340.8725        ZAR
EUR 0.22 ordinary	CFD	Long	375	14.0765066666667        GBP
EUR 0.22 ordinary	CFD	Long	415	341.91        ZAR
EUR 0.22 ordinary	CFD	Long	7320	340.8727        ZAR
EUR 0.22 ordinary	CFD	Long	3660	340.8724        ZAR
EUR 0.22 ordinary	CFD	Long	383	14.105953        GBP
EUR 0.22 ordinary	CFD	Long	31880	14.085        GBP
EUR 0.22 ordinary	CFD	Long	3660	340.8728        ZAR
EUR 0.22 ordinary	CFD	Long	3660	340.9812        ZAR
EUR 0.22 ordinary	CFD	Long	3660	340.872        ZAR
EUR 0.22 ordinary	CFD	Long	3660	340.9323        ZAR
EUR 0.22 ordinary	CFD	Long	20303	343.49107373        ZAR
EUR 0.22 ordinary	CFD	Long	3200	14.07094766        GBP
EUR 0.22 ordinary	CFD	Long	19201	341.73398677        ZAR
EUR 0.22 ordinary	CFD	Long	185	14.07394595        GBP
EUR 0.22 ordinary	CFD	Long	1867	14.15195512        GBP
EUR 0.22 ordinary	CFD	Long	5332	14.0835915        GBP
EUR 0.22 ordinary	CFD	Long	12422	14.091937        GBP
EUR 0.22 ordinary	CFD	Long	344	14.14213582        GBP
EUR 0.22 ordinary	CFD	Long	4668	14.084295        GBP
EUR 0.22 ordinary	CFD	Long	1011	340.36946588        ZAR
EUR 0.22 ordinary	CFD	Long	5	14.08482394        GBP
EUR 0.22 ordinary	CFD	Long	421	14.07910283        GBP
EUR 0.22 ordinary	CFD	Long	3233	14.088429        GBP
EUR 0.22 ordinary	CFD	Long	1830	14.0821803278688        GBP
EUR 0.22 ordinary	CFD	Long	5573	14.08979708        GBP
EUR 0.22 ordinary	CFD	Long	4579	14.11392736        GBP
EUR 0.22 ordinary	CFD	Long	4067	14.08168832        GBP
EUR 0.22 ordinary	CFD	Long	240	14.106275        GBP
EUR 0.22 ordinary	CFD	Long	381	14.15040367        GBP
EUR 0.22 ordinary	CFD	Short	1294	14.09483771        GBP
EUR 0.22 ordinary	CFD	Short	3660	340.8727        ZAR
EUR 0.22 ordinary	CFD	Short	415	341.91        ZAR
EUR 0.22 ordinary	CFD	Short	1600	14.13513125        GBP
EUR 0.22 ordinary	CFD	Short	360	14.1198414        GBP
EUR 0.22 ordinary	CFD	Short	2810	14.08496965        GBP
EUR 0.22 ordinary	CFD	Short	172	14.07049245        GBP
EUR 0.22 ordinary	CFD	Short	1457	14.102361        GBP
EUR 0.22 ordinary	CFD	Short	24792	14.085        GBP
EUR 0.22 ordinary	CFD	Short	785	14.08652229        GBP
EUR 0.22 ordinary	CFD	Short	1925	14.11608885        GBP
EUR 0.22 ordinary	CFD	Short	1596	14.087888        GBP
EUR 0.22 ordinary	CFD	Short	25528	14.0868618771545        GBP
EUR 0.22 ordinary	CFD	Short	1254	14.08221136        GBP
EUR 0.22 ordinary	CFD	Short	34	14.0804928        GBP
EUR 0.22 ordinary	CFD	Short	106	14.078514        GBP
EUR 0.22 ordinary	CFD	Short	1830	340.9812        ZAR
EUR 0.22 ordinary	CFD	Short	816	14.090539        GBP
EUR 0.22 ordinary	CFD	Short	3660	340.8725        ZAR
EUR 0.22 ordinary	CFD	Short	701	340.369129814551        ZAR
EUR 0.22 ordinary	CFD	Short	8954	14.093157        GBP
EUR 0.22 ordinary	CFD	Short	106	14.075        GBP
EUR 0.22 ordinary	CFD	Short	6436	14.0838        GBP
EUR 0.22 ordinary	CFD	Short	310	340.370225806452        ZAR
EUR 0.22 ordinary	CFD	Short	1830	340.8719        ZAR
EUR 0.22 ordinary	CFD	Short	1830	340.9323        ZAR
EUR 0.22 ordinary	CFD	Short	1830	340.8728        ZAR
EUR 0.22 ordinary	CFD	Short	19201	341.73398677        ZAR
EUR 0.22 ordinary	CFD	Short	1830	340.8724        ZAR
EUR 0.22 ordinary	CFD	Short	1893	14.1424775488642        GBP
EUR 0.22 ordinary	CFD	Short	120	14.087292        GBP
EUR 0.22 ordinary	CFD	Short	1830	340.872        ZAR
EUR 0.22 ordinary	CFD	Short	13944	14.09606        GBP
EUR 0.22 ordinary	CFD	Short	18409	14.0855634        GBP
EUR 0.22 ordinary	CFD	Short	449	14.10215        GBP
EUR 0.22 ordinary	CFD	Short	325	14.07606154        GBP
EUR 0.22 ordinary	CFD	Short	3560	14.0427556179775        GBP
EUR 0.22 ordinary	CFD	Short	19239	14.085704        GBP
EUR 0.22 ordinary	CFD	Short	516	14.07472868        GBP
EUR 0.22 ordinary	CFD	Short	6346	14.09978673        GBP
EUR 0.22 ordinary	CFD	Short	179	14.0611        GBP
EUR 0.22 ordinary	CFD	Short	2223	14.08846654        GBP
EUR 0.22 ordinary	CFD	Short	2096	14.10047397        GBP
EUR 0.22 ordinary	CFD	Short	607	14.07382865        GBP
EUR 0.22 ordinary	CFD	Short	23443	14.0864085        GBP
EUR 0.22 ordinary	CFD	Short	16719	14.2131515042766        GBP
EUR 0.22 ordinary	CFD	Short	2473	14.09325406        GBP
EUR 0.22 ordinary	CFD	Short	2687	14.0811        GBP
EUR 0.22 ordinary	CFD	Short	10161	14.06891        GBP
EUR 0.22 ordinary	CFD	Short	20303	343.49107373        ZAR
EUR 0.22 ordinary	CFD	Short	5007	14.05078741        GBP
EUR 0.22 ordinary	CFD	Short	2008	14.0703779        GBP
EUR 0.22 ordinary	CFD	Short	120	14.0845        GBP
EUR 0.22 ordinary	CFD	Short	5517	14.08166        GBP
EUR 0.22 ordinary	CFD	Short	513	14.05161679        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	01 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END