Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

04 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	01 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	182765	14.16953        GBP	13.97507        GBP
EUR 0.22 ordinary	Sell	249902	14.16663        GBP	13.97507        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	15860	14.12        GBP
EUR 0.22 ordinary	CFD	Long	777	14.1171814671815        GBP
EUR 0.22 ordinary	CFD	Long	1407	340.070973702914        ZAR
EUR 0.22 ordinary	CFD	Long	103	14.09126298        GBP
EUR 0.22 ordinary	CFD	Long	375	14.10479347        GBP
EUR 0.22 ordinary	CFD	Long	618	14.09200676        GBP
EUR 0.22 ordinary	CFD	Long	310	14.06201588        GBP
EUR 0.22 ordinary	CFD	Long	726	14.08165588        GBP
EUR 0.22 ordinary	CFD	Long	656	14.10387373        GBP
EUR 0.22 ordinary	CFD	Long	40	14.06950755        GBP
EUR 0.22 ordinary	CFD	Long	2000	14.093475        GBP
EUR 0.22 ordinary	CFD	Long	218	14.09579        GBP
EUR 0.22 ordinary	CFD	Long	12134	341.13460112        ZAR
EUR 0.22 ordinary	CFD	Long	883	14.100821        GBP
EUR 0.22 ordinary	CFD	Long	499	340.170400801603        ZAR
EUR 0.22 ordinary	CFD	Long	10030	14.108318        GBP
EUR 0.22 ordinary	CFD	Long	6059	14.06365325        GBP
EUR 0.22 ordinary	CFD	Long	5260	14.0912129        GBP
EUR 0.22 ordinary	CFD	Long	69	14.125        GBP
EUR 0.22 ordinary	CFD	Long	11519	14.082122        GBP
EUR 0.22 ordinary	CFD	Long	679	14.08514        GBP
EUR 0.22 ordinary	CFD	Long	17982	14.119294        GBP
EUR 0.22 ordinary	CFD	Long	23443	14.10745027        GBP
EUR 0.22 ordinary	CFD	Long	4555	14.1198235        GBP
EUR 0.22 ordinary	CFD	Long	3568	14.081875        GBP
EUR 0.22 ordinary	CFD	Long	2553	14.121794        GBP
EUR 0.22 ordinary	CFD	Long	1859	14.12042        GBP
EUR 0.22 ordinary	CFD	Long	2065	14.1200004        GBP
EUR 0.22 ordinary	CFD	Long	1914	14.113607        GBP
EUR 0.22 ordinary	CFD	Long	386	14.1215025906736        GBP
EUR 0.22 ordinary	CFD	Long	5691	14.123795        GBP
EUR 0.22 ordinary	CFD	Long	10900	14.096771        GBP
EUR 0.22 ordinary	CFD	Long	1062	14.071525        GBP
EUR 0.22 ordinary	CFD	Long	10818	340.79072472        ZAR
EUR 0.22 ordinary	CFD	Short	111	14.0640540540541        GBP
EUR 0.22 ordinary	CFD	Short	1906	340.0970042        ZAR
EUR 0.22 ordinary	CFD	Short	4118	14.11993201        GBP
EUR 0.22 ordinary	CFD	Short	186	14.1012        GBP
EUR 0.22 ordinary	CFD	Short	419	14.06310556        GBP
EUR 0.22 ordinary	CFD	Short	58	14.08174284        GBP
EUR 0.22 ordinary	CFD	Short	417	14.08835878        GBP
EUR 0.22 ordinary	CFD	Short	30582	14.12036264        GBP
EUR 0.22 ordinary	CFD	Short	178	14.07549263        GBP
EUR 0.22 ordinary	CFD	Short	597	14.08160255        GBP
EUR 0.22 ordinary	CFD	Short	602	14.09652326        GBP
EUR 0.22 ordinary	CFD	Short	557	14.09034952        GBP
EUR 0.22 ordinary	CFD	Short	1500	14.1079066666667        GBP
EUR 0.22 ordinary	CFD	Short	10818	340.79072472        ZAR
EUR 0.22 ordinary	CFD	Short	10539	14.1175524        GBP
EUR 0.22 ordinary	CFD	Short	831	14.10962094        GBP
EUR 0.22 ordinary	CFD	Short	179	14.09        GBP
EUR 0.22 ordinary	CFD	Short	24810	14.12        GBP
EUR 0.22 ordinary	CFD	Short	850	14.1201765        GBP
EUR 0.22 ordinary	CFD	Short	708	13.98858757        GBP
EUR 0.22 ordinary	CFD	Short	2561	14.10088735        GBP
EUR 0.22 ordinary	CFD	Short	77	14.08961        GBP
EUR 0.22 ordinary	CFD	Short	76	14.108947        GBP
EUR 0.22 ordinary	CFD	Short	12134	341.13460112        ZAR
EUR 0.22 ordinary	CFD	Short	103	14.0640776699029        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	04 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END