Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

05 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	04 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	468940	14.08387        GBP	13.66500        GBP
EUR 0.22 ordinary	Sell	784719	14.07463        GBP	13.66500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	943	13.82538391        GBP
EUR 0.22 ordinary	CFD	Long	84	13.8172619        GBP
EUR 0.22 ordinary	CFD	Long	15923	331.19426804        ZAR
EUR 0.22 ordinary	CFD	Long	2075	333.23830843        ZAR
EUR 0.22 ordinary	CFD	Long	858	13.7756        GBP
EUR 0.22 ordinary	CFD	Long	25766	13.84        GBP
EUR 0.22 ordinary	CFD	Long	14449	13.7716139525227        GBP
EUR 0.22 ordinary	CFD	Long	12308	13.83442941        GBP
EUR 0.22 ordinary	CFD	Long	1900	13.7858684210526        GBP
EUR 0.22 ordinary	CFD	Long	2100	13.7446809523809        GBP
EUR 0.22 ordinary	CFD	Long	415	13.805228        GBP
EUR 0.22 ordinary	CFD	Long	108	13.83458495        GBP
EUR 0.22 ordinary	CFD	Long	211	13.7844486        GBP
EUR 0.22 ordinary	CFD	Long	1	13.86        GBP
EUR 0.22 ordinary	CFD	Long	4722	13.779909        GBP
EUR 0.22 ordinary	CFD	Long	2275	13.839827        GBP
EUR 0.22 ordinary	CFD	Long	1632	13.771354        GBP
EUR 0.22 ordinary	CFD	Long	214	13.88397196        GBP
EUR 0.22 ordinary	CFD	Long	28972	13.791903        GBP
EUR 0.22 ordinary	CFD	Long	200000	13.7425        GBP
EUR 0.22 ordinary	CFD	Long	4307	13.7716136521941        GBP
EUR 0.22 ordinary	CFD	Long	42889	13.824083        GBP
EUR 0.22 ordinary	CFD	Long	7288	13.8347839        GBP
EUR 0.22 ordinary	CFD	Long	991	13.749551        GBP
EUR 0.22 ordinary	CFD	Long	992	13.7555444        GBP
EUR 0.22 ordinary	CFD	Long	4113	14.074639        GBP
EUR 0.22 ordinary	CFD	Long	3172	13.75045082        GBP
EUR 0.22 ordinary	CFD	Long	1787	13.745523        GBP
EUR 0.22 ordinary	CFD	Long	933	13.76561629        GBP
EUR 0.22 ordinary	CFD	Long	383	13.7842807        GBP
EUR 0.22 ordinary	CFD	Long	42	13.78874004        GBP
EUR 0.22 ordinary	CFD	Long	21279	13.839308        GBP
EUR 0.22 ordinary	CFD	Long	12888	333.90131906        ZAR
EUR 0.22 ordinary	CFD	Short	700	13.8275567329        GBP
EUR 0.22 ordinary	CFD	Short	1099	13.749613        GBP
EUR 0.22 ordinary	CFD	Short	1440	333.238034722222        ZAR
EUR 0.22 ordinary	CFD	Short	12688	13.8328332        GBP
EUR 0.22 ordinary	CFD	Short	2724	13.82662745        GBP
EUR 0.22 ordinary	CFD	Short	3757	13.87453803        GBP
EUR 0.22 ordinary	CFD	Short	3289	13.78940554        GBP
EUR 0.22 ordinary	CFD	Short	2173	13.84241958        GBP
EUR 0.22 ordinary	CFD	Short	297	13.96178494        GBP
EUR 0.22 ordinary	CFD	Short	68	13.97548913        GBP
EUR 0.22 ordinary	CFD	Short	122	13.8204146        GBP
EUR 0.22 ordinary	CFD	Short	97	13.82400768        GBP
EUR 0.22 ordinary	CFD	Short	100	13.8058283        GBP
EUR 0.22 ordinary	CFD	Short	1	13.96        GBP
EUR 0.22 ordinary	CFD	Short	3957	13.7252564        GBP
EUR 0.22 ordinary	CFD	Short	42437	13.84        GBP
EUR 0.22 ordinary	CFD	Short	1093	13.842855        GBP
EUR 0.22 ordinary	CFD	Short	684	13.98020468        GBP
EUR 0.22 ordinary	CFD	Short	216	13.840173        GBP
EUR 0.22 ordinary	CFD	Short	1	13.73        GBP
EUR 0.22 ordinary	CFD	Short	3888	13.75807613        GBP
EUR 0.22 ordinary	CFD	Short	17527	13.761617        GBP
EUR 0.22 ordinary	CFD	Short	15294	13.731686        GBP
EUR 0.22 ordinary	CFD	Short	1098	13.775973        GBP
EUR 0.22 ordinary	CFD	Short	125	13.752515        GBP
EUR 0.22 ordinary	CFD	Short	100	13.8400002        GBP
EUR 0.22 ordinary	CFD	Short	1964	13.8548499027495        GBP
EUR 0.22 ordinary	CFD	Short	56	13.820982        GBP
EUR 0.22 ordinary	CFD	Short	59	13.811186        GBP
EUR 0.22 ordinary	CFD	Short	3230	13.749264        GBP
EUR 0.22 ordinary	CFD	Short	635	333.238929133858        ZAR
EUR 0.22 ordinary	CFD	Short	6841	13.740573        GBP
EUR 0.22 ordinary	CFD	Short	8344	13.7678455        GBP
EUR 0.22 ordinary	CFD	Short	8088	14.08388        GBP
EUR 0.22 ordinary	CFD	Short	114	13.83184211        GBP
EUR 0.22 ordinary	CFD	Short	155	13.81764516        GBP
EUR 0.22 ordinary	CFD	Short	15923	331.19426804        ZAR
EUR 0.22 ordinary	CFD	Short	1034	13.761074        GBP
EUR 0.22 ordinary	CFD	Short	12888	333.90131906        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END