Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

06 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	05 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	238505	13.86261        GBP	13.71000        GBP
EUR 0.22 ordinary	Sell	190291	13.86261        GBP	13.71000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	73	13.85923279        GBP
EUR 0.22 ordinary	CFD	Long	28784	13.85029597        GBP
EUR 0.22 ordinary	CFD	Long	1324	13.81055324        GBP
EUR 0.22 ordinary	CFD	Long	363	13.80696853        GBP
EUR 0.22 ordinary	CFD	Long	1493	13.77265738        GBP
EUR 0.22 ordinary	CFD	Long	1071	13.77818141        GBP
EUR 0.22 ordinary	CFD	Long	258	13.75049647        GBP
EUR 0.22 ordinary	CFD	Long	385	13.77243334        GBP
EUR 0.22 ordinary	CFD	Long	117	13.80430975        GBP
EUR 0.22 ordinary	CFD	Long	80	13.825775        GBP
EUR 0.22 ordinary	CFD	Long	2290	13.7908558951965        GBP
EUR 0.22 ordinary	CFD	Long	1310	13.7871450381679        GBP
EUR 0.22 ordinary	CFD	Long	7059	13.781822        GBP
EUR 0.22 ordinary	CFD	Long	7133	331.53032665        ZAR
EUR 0.22 ordinary	CFD	Long	4632	13.808232        GBP
EUR 0.22 ordinary	CFD	Long	5552	13.788098        GBP
EUR 0.22 ordinary	CFD	Long	980	13.7664133        GBP
EUR 0.22 ordinary	CFD	Long	3894	13.77282614        GBP
EUR 0.22 ordinary	CFD	Long	741	13.81889125        GBP
EUR 0.22 ordinary	CFD	Long	7342	13.773968        GBP
EUR 0.22 ordinary	CFD	Long	3561	13.773191        GBP
EUR 0.22 ordinary	CFD	Long	3391	13.836681        GBP
EUR 0.22 ordinary	CFD	Long	39	13.76692308        GBP
EUR 0.22 ordinary	CFD	Long	9051	331.7553309        ZAR
EUR 0.22 ordinary	CFD	Long	482	13.85        GBP
EUR 0.22 ordinary	CFD	Long	562	13.85121003        GBP
EUR 0.22 ordinary	CFD	Long	503	13.85462939        GBP
EUR 0.22 ordinary	CFD	Long	172	13.75451858        GBP
EUR 0.22 ordinary	CFD	Long	790	13.85086963        GBP
EUR 0.22 ordinary	CFD	Long	649	13.80507151        GBP
EUR 0.22 ordinary	CFD	Short	4570	13.7654123        GBP
EUR 0.22 ordinary	CFD	Short	427	13.76120762        GBP
EUR 0.22 ordinary	CFD	Short	2562	13.76349693        GBP
EUR 0.22 ordinary	CFD	Short	2278	13.77247609        GBP
EUR 0.22 ordinary	CFD	Short	3324	13.850554        GBP
EUR 0.22 ordinary	CFD	Short	247	13.737389        GBP
EUR 0.22 ordinary	CFD	Short	9051	331.7553309        ZAR
EUR 0.22 ordinary	CFD	Short	192	13.77979167        GBP
EUR 0.22 ordinary	CFD	Short	277	13.75427798        GBP
EUR 0.22 ordinary	CFD	Short	7927	13.8333919        GBP
EUR 0.22 ordinary	CFD	Short	4139	13.77189        GBP
EUR 0.22 ordinary	CFD	Short	1843	13.7609217        GBP
EUR 0.22 ordinary	CFD	Short	17534	13.850692        GBP
EUR 0.22 ordinary	CFD	Short	3602	13.850691        GBP
EUR 0.22 ordinary	CFD	Short	94	13.810638        GBP
EUR 0.22 ordinary	CFD	Short	29601	13.85        GBP
EUR 0.22 ordinary	CFD	Short	8592	13.85017312        GBP
EUR 0.22 ordinary	CFD	Short	239	13.82431        GBP
EUR 0.22 ordinary	CFD	Short	1845	13.78119106        GBP
EUR 0.22 ordinary	CFD	Short	6775	13.782484        GBP
EUR 0.22 ordinary	CFD	Short	597	13.790184        GBP
EUR 0.22 ordinary	CFD	Short	7133	331.53032665        ZAR
EUR 0.22 ordinary	CFD	Short	16	13.8109        GBP
EUR 0.22 ordinary	CFD	Short	4674	13.76358986        GBP
EUR 0.22 ordinary	CFD	Short	2469	13.75943863        GBP
EUR 0.22 ordinary	CFD	Short	155	13.759        GBP
EUR 0.22 ordinary	CFD	Short	1326	13.76518765        GBP
EUR 0.22 ordinary	CFD	Short	2175	13.77032677        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	06 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END