Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

07 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	06 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	507492	14.10040 GBP	13.80000        GBP
EUR 0.22 ordinary	Sell	465113	14.11169  GBP	13.80000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	14511	335.44856247        ZAR
EUR 0.22 ordinary	CFD	Long	116	13.9103        GBP
EUR 0.22 ordinary	CFD	Long	180	13.9595114        GBP
EUR 0.22 ordinary	CFD	Long	180	13.92951245        GBP
EUR 0.22 ordinary	CFD	Long	4848	13.84054293        GBP
EUR 0.22 ordinary	CFD	Long	1356	13.83992628        GBP
EUR 0.22 ordinary	CFD	Long	865	13.94401194        GBP
EUR 0.22 ordinary	CFD	Long	428	13.95264767        GBP
EUR 0.22 ordinary	CFD	Long	4542	14.00862076        GBP
EUR 0.22 ordinary	CFD	Long	3857	13.99936141        GBP
EUR 0.22 ordinary	CFD	Long	1377	13.92630087        GBP
EUR 0.22 ordinary	CFD	Long	1249	13.91762536        GBP
EUR 0.22 ordinary	CFD	Long	865	13.93901212        GBP
EUR 0.22 ordinary	CFD	Long	809	13.9557569        GBP
EUR 0.22 ordinary	CFD	Long	525	13.93027909        GBP
EUR 0.22 ordinary	CFD	Long	446	13.92868288        GBP
EUR 0.22 ordinary	CFD	Long	173	13.91451298        GBP
EUR 0.22 ordinary	CFD	Long	17802	13.945        GBP
EUR 0.22 ordinary	CFD	Long	6132	336.08688845        ZAR
EUR 0.22 ordinary	CFD	Long	1170	334.98        ZAR
EUR 0.22 ordinary	CFD	Long	1023	13.904282        GBP
EUR 0.22 ordinary	CFD	Long	21	13.94595238        GBP
EUR 0.22 ordinary	CFD	Long	6106	13.98462168        GBP
EUR 0.22 ordinary	CFD	Long	32	14.03578125        GBP
EUR 0.22 ordinary	CFD	Long	2110	13.996225        GBP
EUR 0.22 ordinary	CFD	Long	5991	13.9509214        GBP
EUR 0.22 ordinary	CFD	Long	546	13.9692308        GBP
EUR 0.22 ordinary	CFD	Long	6948	13.839308        GBP
EUR 0.22 ordinary	CFD	Long	8715	13.90069544        GBP
EUR 0.22 ordinary	CFD	Long	7162	13.84011881        GBP
EUR 0.22 ordinary	CFD	Long	3449	13.98469701        GBP
EUR 0.22 ordinary	CFD	Long	1916	13.981482        GBP
EUR 0.22 ordinary	CFD	Long	1262	13.933407        GBP
EUR 0.22 ordinary	CFD	Long	212	14.01        GBP
EUR 0.22 ordinary	CFD	Long	57	13.924712        GBP
EUR 0.22 ordinary	CFD	Long	1054	13.8820778        GBP
EUR 0.22 ordinary	CFD	Long	170	13.84        GBP
EUR 0.22 ordinary	CFD	Long	720	13.83        GBP
EUR 0.22 ordinary	CFD	Long	13737	13.863551        GBP
EUR 0.22 ordinary	CFD	Long	16	13.96        GBP
EUR 0.22 ordinary	CFD	Long	51	13.932157        GBP
EUR 0.22 ordinary	CFD	Short	585	334.98        ZAR
EUR 0.22 ordinary	CFD	Short	6132	336.08688845        ZAR
EUR 0.22 ordinary	CFD	Short	12786	13.84        GBP
EUR 0.22 ordinary	CFD	Short	119	13.83048405        GBP
EUR 0.22 ordinary	CFD	Short	491	13.96525425        GBP
EUR 0.22 ordinary	CFD	Short	227	13.91431958        GBP
EUR 0.22 ordinary	CFD	Short	346	13.90548668        GBP
EUR 0.22 ordinary	CFD	Short	173	13.92548738        GBP
EUR 0.22 ordinary	CFD	Short	224	13.84541535        GBP
EUR 0.22 ordinary	CFD	Short	1277	13.93674845        GBP
EUR 0.22 ordinary	CFD	Short	885	13.8543563        GBP
EUR 0.22 ordinary	CFD	Short	318	13.86878539        GBP
EUR 0.22 ordinary	CFD	Short	18400	13.8496673913044        GBP
EUR 0.22 ordinary	CFD	Short	14511	335.44856247        ZAR
EUR 0.22 ordinary	CFD	Short	53	13.95        GBP
EUR 0.22 ordinary	CFD	Short	298	13.81515101        GBP
EUR 0.22 ordinary	CFD	Short	5375	13.930297        GBP
EUR 0.22 ordinary	CFD	Short	609	13.8812192        GBP
EUR 0.22 ordinary	CFD	Short	1174	13.8406188        GBP
EUR 0.22 ordinary	CFD	Short	783	13.91670443        GBP
EUR 0.22 ordinary	CFD	Short	81	13.91673104        GBP
EUR 0.22 ordinary	CFD	Short	8599	13.840692        GBP
EUR 0.22 ordinary	CFD	Short	144	13.810694        GBP
EUR 0.22 ordinary	CFD	Short	4358	13.86323717        GBP
EUR 0.22 ordinary	CFD	Short	4357	13.85546701        GBP
EUR 0.22 ordinary	CFD	Short	16811	13.927661        GBP
EUR 0.22 ordinary	CFD	Short	1279	13.912924        GBP
EUR 0.22 ordinary	CFD	Short	10	13.844        GBP
EUR 0.22 ordinary	CFD	Short	442	13.91719457        GBP
EUR 0.22 ordinary	CFD	Short	196	13.88676        GBP
EUR 0.22 ordinary	CFD	Short	184	13.890516        GBP
EUR 0.22 ordinary	CFD	Short	33378	13.85053        GBP
EUR 0.22 ordinary	CFD	Short	5765	13.946807        GBP
EUR 0.22 ordinary	CFD	Short	7644	13.903472        GBP
EUR 0.22 ordinary	CFD	Short	574	13.81        GBP
EUR 0.22 ordinary	CFD	Short	12922	13.84010157        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
EUR 0.22 ordinary	Call	Purchasing	58128	15.36        GBP	European	05 June 2024	0.1868        GBP
EUR 0.22 ordinary	Call	Purchasing	58128	15.36        GBP	European	05 June 2024	0.1868        GBP
EUR 0.22 ordinary	Call	Selling	58128	15.36        GBP	European	05 June 2024	0.1868        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END