Form 8.5 (EPT/RI) - MONDI PLC

GoldmanSachs International

08 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	Smith (DS) plc
(d) Date dealing undertaken:	07 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	287,231	13.9750 GBP	13.6700 GBP
EUR 0.22 ordinary	Sales	221,591	13.9800 GBP	13.6750 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	4	13.6825 GBP
EUR 0.22 ordinary	CFD	Opening a long position	68	13.7587 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	68	13.7617 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	7,061	13.7625 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	98	13.7734 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	382	13.7749 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	66	13.7802 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	240	13.7802 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	824	13.7802 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,143	13.7862 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2	13.7896 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	60	13.7896 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	17	13.7896 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,679	13.7927 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	117	13.7947 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	695	13.7947 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,407	13.7947 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	116	13.7947 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,232	13.7970 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,102	13.7989 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,124	13.7993 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,206	13.7993 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	71	13.7994 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	263	13.8002 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	948	13.8003 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,880	13.8003 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,097	13.8011 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	230	13.8014 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,969	13.8014 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,619	13.8021 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,624	13.8021 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,124	13.8021 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	42	13.8021 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,143	13.8080 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,756	13.8094 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11,438	13.8179 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	213	13.8191 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	142	13.8199 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	650	13.8256 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	123	13.8262 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	304	13.8345 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	20	13.8400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	575	13.8400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4	13.8400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	36	13.8400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18	13.8400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18	13.8400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	4	13.8400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	547	13.8400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	14	13.8400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	85	13.8400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	155	13.8400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	26	13.8421 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8	13.8421 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	250	13.8443 GBP
EUR 0.22 ordinary	CFD	Opening a long position	2,124	13.8511 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	7	13.8529 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	21	13.8529 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	113	13.8637 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	132	13.8641 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	63	13.8656 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	105	13.8674 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	250	13.8724 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	24,750	13.8724 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	10	13.8906 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7	13.8906 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	12	13.8906 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4,800	13.9224 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	15	13.9228 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	16	13.9276 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	219	13.9360 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	231	13.9369 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,090	330.5716 ZAR
EUR 0.22 ordinary	CFD	Opening a short position	2,829	330.6322 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	22	330.6322 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	266	13.7132 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	11,613	330.4339 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	12,820	331.1513 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	08 March 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END