Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

08 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	07 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	648114	13.97320        GBP	13.69116        GBP
EUR 0.22 ordinary	Sell	538552	13.96611        GBP	13.69766        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	510	13.831235        GBP
EUR 0.22 ordinary	CFD	Long	19093	13.7989033        GBP
EUR 0.22 ordinary	CFD	Long	27827	13.8001008        GBP
EUR 0.22 ordinary	CFD	Long	359	13.80876045        GBP
EUR 0.22 ordinary	CFD	Long	765	13.761196        GBP
EUR 0.22 ordinary	CFD	Long	90	13.9661111        GBP
EUR 0.22 ordinary	CFD	Long	7448	332.14201665        ZAR
EUR 0.22 ordinary	CFD	Long	51904	13.784646        GBP
EUR 0.22 ordinary	CFD	Long	14389	13.8        GBP
EUR 0.22 ordinary	CFD	Long	3275	13.811295        GBP
EUR 0.22 ordinary	CFD	Long	310	13.7998275        GBP
EUR 0.22 ordinary	CFD	Long	1257	13.79970565        GBP
EUR 0.22 ordinary	CFD	Long	15417	330.43391321        ZAR
EUR 0.22 ordinary	CFD	Long	144	332.89        ZAR
EUR 0.22 ordinary	CFD	Long	74	13.7998        GBP
EUR 0.22 ordinary	CFD	Long	35	13.8288571428571        GBP
EUR 0.22 ordinary	CFD	Long	35	13.8313571428571        GBP
EUR 0.22 ordinary	CFD	Long	5457	13.86833995        GBP
EUR 0.22 ordinary	CFD	Long	448	13.84547521        GBP
EUR 0.22 ordinary	CFD	Long	1420	13.83245599        GBP
EUR 0.22 ordinary	CFD	Long	902	13.88477178        GBP
EUR 0.22 ordinary	CFD	Long	176	13.85451508        GBP
EUR 0.22 ordinary	CFD	Long	631	13.81918351        GBP
EUR 0.22 ordinary	CFD	Long	3	13.83701569        GBP
EUR 0.22 ordinary	CFD	Long	16989	13.8035878        GBP
EUR 0.22 ordinary	CFD	Long	5259	13.89525619        GBP
EUR 0.22 ordinary	CFD	Long	1663	13.86877044        GBP
EUR 0.22 ordinary	CFD	Long	503	13.82940531        GBP
EUR 0.22 ordinary	CFD	Long	180	13.94451193        GBP
EUR 0.22 ordinary	CFD	Long	18	13.80000019        GBP
EUR 0.22 ordinary	CFD	Long	985	13.77        GBP
EUR 0.22 ordinary	CFD	Long	1034	13.760455        GBP
EUR 0.22 ordinary	CFD	Long	15	13.8286666666667        GBP
EUR 0.22 ordinary	CFD	Long	15	13.8311666666667        GBP
EUR 0.22 ordinary	CFD	Long	963	13.76754932        GBP
EUR 0.22 ordinary	CFD	Short	409	13.8020782396088        GBP
EUR 0.22 ordinary	CFD	Short	144	332.89        ZAR
EUR 0.22 ordinary	CFD	Short	606	13.80870462        GBP
EUR 0.22 ordinary	CFD	Short	8696	13.7567796        GBP
EUR 0.22 ordinary	CFD	Short	2696	13.83750927        GBP
EUR 0.22 ordinary	CFD	Short	26379	13.796493        GBP
EUR 0.22 ordinary	CFD	Short	6230	13.7798638        GBP
EUR 0.22 ordinary	CFD	Short	15417	330.43391321        ZAR
EUR 0.22 ordinary	CFD	Short	18798	13.7966428041        GBP
EUR 0.22 ordinary	CFD	Short	2	13.741        GBP
EUR 0.22 ordinary	CFD	Short	7936	13.800691        GBP
EUR 0.22 ordinary	CFD	Short	22436	13.8        GBP
EUR 0.22 ordinary	CFD	Short	3244	13.851711        GBP
EUR 0.22 ordinary	CFD	Short	5669	13.79261069        GBP
EUR 0.22 ordinary	CFD	Short	2920	13.8001725        GBP
EUR 0.22 ordinary	CFD	Short	350	13.76102857        GBP
EUR 0.22 ordinary	CFD	Short	300	13.8147646683        GBP
EUR 0.22 ordinary	CFD	Short	268	13.79604478        GBP
EUR 0.22 ordinary	CFD	Short	220	13.8125        GBP
EUR 0.22 ordinary	CFD	Short	5742	13.800276        GBP
EUR 0.22 ordinary	CFD	Short	2351	13.801305        GBP
EUR 0.22 ordinary	CFD	Short	218	13.828142        GBP
EUR 0.22 ordinary	CFD	Short	711	13.803629        GBP
EUR 0.22 ordinary	CFD	Short	2242	13.792285        GBP
EUR 0.22 ordinary	CFD	Short	1004	13.96961653        GBP
EUR 0.22 ordinary	CFD	Short	7448	332.14201665        ZAR
EUR 0.22 ordinary	CFD	Short	9216	13.9183430989583        GBP
EUR 0.22 ordinary	CFD	Short	70	13.8361428571429        GBP
EUR 0.22 ordinary	CFD	Short	4927	13.8005104        GBP
EUR 0.22 ordinary	CFD	Short	6918	13.7781293        GBP
EUR 0.22 ordinary	CFD	Short	1679	13.78643662        GBP
EUR 0.22 ordinary	CFD	Short	1210	13.81866545        GBP
EUR 0.22 ordinary	CFD	Short	10024	13.76144981        GBP
EUR 0.22 ordinary	CFD	Short	2741	13.75670912        GBP
EUR 0.22 ordinary	CFD	Short	6080	13.77379827        GBP
EUR 0.22 ordinary	CFD	Short	4795	13.75410181        GBP
EUR 0.22 ordinary	CFD	Short	7782	13.7749456        GBP
EUR 0.22 ordinary	CFD	Short	4061	13.76033569        GBP
EUR 0.22 ordinary	CFD	Short	44	13.75548143        GBP
EUR 0.22 ordinary	CFD	Short	17400	13.7757545977012        GBP
EUR 0.22 ordinary	CFD	Short	300	13.9565666666667        GBP
EUR 0.22 ordinary	CFD	Short	64043	13.8413169276892        GBP
EUR 0.22 ordinary	CFD	Short	57	13.7950877192983        GBP
EUR 0.22 ordinary	CFD	Short	16	13.7704131        GBP
EUR 0.22 ordinary	CFD	Short	1103	13.84902096        GBP
EUR 0.22 ordinary	CFD	Short	1937	13.81559524        GBP
EUR 0.22 ordinary	CFD	Short	923	13.7793499460022        GBP
EUR 0.22 ordinary	CFD	Short	255	13.78159531        GBP
EUR 0.22 ordinary	CFD	Short	619	13.805        GBP
EUR 0.22 ordinary	CFD	Short	2126	13.82        GBP
EUR 0.22 ordinary	CFD	Short	342	13.83        GBP
EUR 0.22 ordinary	CFD	Short	310	13.775        GBP
EUR 0.22 ordinary	CFD	Short	500	13.79        GBP
EUR 0.22 ordinary	CFD	Short	11717	13.792319        GBP
EUR 0.22 ordinary	CFD	Short	30	13.8363333333333        GBP
EUR 0.22 ordinary	CFD	Short	2747	13.9183436476156        GBP
EUR 0.22 ordinary	CFD	Short	888	13.8020720720721        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END