Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

11 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	08 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	4215808	13.84220        GBP	13.16942        GBP
EUR 0.22 ordinary	Sell	6305937	13.84220        GBP	13.22431        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	10386	13.485        GBP
EUR 0.22 ordinary	CFD	Long	307800	13.518822        GBP
EUR 0.22 ordinary	CFD	Long	472500	13.638097        GBP
EUR 0.22 ordinary	CFD	Long	81000	13.65906395        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.48598        GBP
EUR 0.22 ordinary	CFD	Long	7602	13.3682570376217        GBP
EUR 0.22 ordinary	CFD	Long	10271	13.3748427611722        GBP
EUR 0.22 ordinary	CFD	Long	3053	13.4270062233868        GBP
EUR 0.22 ordinary	CFD	Long	5001	13.4411817636473        GBP
EUR 0.22 ordinary	CFD	Long	6158	13.55216978        GBP
EUR 0.22 ordinary	CFD	Long	8863	13.55610484        GBP
EUR 0.22 ordinary	CFD	Long	25789	322.23287371        ZAR
EUR 0.22 ordinary	CFD	Long	7788	13.388034        GBP
EUR 0.22 ordinary	CFD	Long	30000	13.4460253333        GBP
EUR 0.22 ordinary	CFD	Long	22360	13.5446186977        GBP
EUR 0.22 ordinary	CFD	Long	50000	13.4050544        GBP
EUR 0.22 ordinary	CFD	Long	33217	13.4512622091        GBP
EUR 0.22 ordinary	CFD	Long	50000	13.3450044        GBP
EUR 0.22 ordinary	CFD	Long	31978	13.360650225        GBP
EUR 0.22 ordinary	CFD	Long	68967	13.3177239723        GBP
EUR 0.22 ordinary	CFD	Long	5962	13.5364428547        GBP
EUR 0.22 ordinary	CFD	Long	4624	13.3505541522        GBP
EUR 0.22 ordinary	CFD	Long	2877	13.4689142218        GBP
EUR 0.22 ordinary	CFD	Long	1661	13.4508488501        GBP
EUR 0.22 ordinary	CFD	Long	540000	13.554148        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.449232        GBP
EUR 0.22 ordinary	CFD	Long	62	13.45564516        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.524956999963        GBP
EUR 0.22 ordinary	CFD	Long	85000	13.4973        GBP
EUR 0.22 ordinary	CFD	Long	100000	13.5084418        GBP
EUR 0.22 ordinary	CFD	Long	15959	324.64836707        ZAR
EUR 0.22 ordinary	CFD	Long	2376	325.22140152        ZAR
EUR 0.22 ordinary	CFD	Long	2479	13.71516136        GBP
EUR 0.22 ordinary	CFD	Long	16774	13.4411809943961        GBP
EUR 0.22 ordinary	CFD	Long	1	13.53        GBP
EUR 0.22 ordinary	CFD	Long	25499	13.3682567943841        GBP
EUR 0.22 ordinary	CFD	Long	34448	13.3748423711101        GBP
EUR 0.22 ordinary	CFD	Long	10242	13.4270054676821        GBP
EUR 0.22 ordinary	CFD	Long	182250	13.548974        GBP
EUR 0.22 ordinary	CFD	Long	7297	13.53958828        GBP
EUR 0.22 ordinary	CFD	Long	3010	13.57247345        GBP
EUR 0.22 ordinary	CFD	Long	2604	13.5440073        GBP
EUR 0.22 ordinary	CFD	Long	1803	13.5849196        GBP
EUR 0.22 ordinary	CFD	Long	2790	13.5221        GBP
EUR 0.22 ordinary	CFD	Long	105	13.52750425        GBP
EUR 0.22 ordinary	CFD	Long	106	13.44        GBP
EUR 0.22 ordinary	CFD	Long	106	13.5        GBP
EUR 0.22 ordinary	CFD	Long	106	13.535        GBP
EUR 0.22 ordinary	CFD	Long	106	13.58        GBP
EUR 0.22 ordinary	CFD	Long	106	13.6        GBP
EUR 0.22 ordinary	CFD	Long	106	13.615        GBP
EUR 0.22 ordinary	CFD	Long	106	13.68        GBP
EUR 0.22 ordinary	CFD	Long	90	13.45        GBP
EUR 0.22 ordinary	CFD	Long	89	13.365        GBP
EUR 0.22 ordinary	CFD	Long	78	13.46        GBP
EUR 0.22 ordinary	CFD	Long	836	13.48483144        GBP
EUR 0.22 ordinary	CFD	Long	4930	13.535199        GBP
EUR 0.22 ordinary	CFD	Long	30225	13.527002        GBP
EUR 0.22 ordinary	CFD	Short	98	13.52547338        GBP
EUR 0.22 ordinary	CFD	Short	7766	13.59836351        GBP
EUR 0.22 ordinary	CFD	Short	3414	13.54222096        GBP
EUR 0.22 ordinary	CFD	Short	454	13.50595727        GBP
EUR 0.22 ordinary	CFD	Short	42900	13.5313090909091        GBP
EUR 0.22 ordinary	CFD	Short	16	13.68541055        GBP
EUR 0.22 ordinary	CFD	Short	15959	324.64836707        ZAR
EUR 0.22 ordinary	CFD	Short	19730	13.74186771        GBP
EUR 0.22 ordinary	CFD	Short	196707	13.450547        GBP
EUR 0.22 ordinary	CFD	Short	20198	13.56339        GBP
EUR 0.22 ordinary	CFD	Short	67518	13.47673494        GBP
EUR 0.22 ordinary	CFD	Short	403	13.555906        GBP
EUR 0.22 ordinary	CFD	Short	1933	13.52301124        GBP
EUR 0.22 ordinary	CFD	Short	800	13.4110396901        GBP
EUR 0.22 ordinary	CFD	Short	2000	13.4110266901        GBP
EUR 0.22 ordinary	CFD	Short	25789	322.23287371        ZAR
EUR 0.22 ordinary	CFD	Short	5000	13.443042        GBP
EUR 0.22 ordinary	CFD	Short	3762	13.5237        GBP
EUR 0.22 ordinary	CFD	Short	23910	13.485        GBP
EUR 0.22 ordinary	CFD	Short	1649	325.221043056398        ZAR
EUR 0.22 ordinary	CFD	Short	8890	13.61361707        GBP
EUR 0.22 ordinary	CFD	Short	4519	13.48232678        GBP
EUR 0.22 ordinary	CFD	Short	791	13.57174238        GBP
EUR 0.22 ordinary	CFD	Short	18549	13.5350998        GBP
EUR 0.22 ordinary	CFD	Short	2474	13.56426094        GBP
EUR 0.22 ordinary	CFD	Short	336	13.45482358        GBP
EUR 0.22 ordinary	CFD	Short	46514	13.527744        GBP
EUR 0.22 ordinary	CFD	Short	107	13.585        GBP
EUR 0.22 ordinary	CFD	Short	27804	13.4997303        GBP
EUR 0.22 ordinary	CFD	Short	4253	13.43496        GBP
EUR 0.22 ordinary	CFD	Short	6383	13.56415322        GBP
EUR 0.22 ordinary	CFD	Short	1580	13.52397152        GBP
EUR 0.22 ordinary	CFD	Short	1269	13.485674        GBP
EUR 0.22 ordinary	CFD	Short	941	13.41067        GBP
EUR 0.22 ordinary	CFD	Short	9019	13.5396567        GBP
EUR 0.22 ordinary	CFD	Short	56573	13.5027770023        GBP
EUR 0.22 ordinary	CFD	Short	28494	13.6345375        GBP
EUR 0.22 ordinary	CFD	Short	106	13.48        GBP
EUR 0.22 ordinary	CFD	Short	106	13.52        GBP
EUR 0.22 ordinary	CFD	Short	106	13.54        GBP
EUR 0.22 ordinary	CFD	Short	106	13.555        GBP
EUR 0.22 ordinary	CFD	Short	106	13.6        GBP
EUR 0.22 ordinary	CFD	Short	106	13.62        GBP
EUR 0.22 ordinary	CFD	Short	18740	13.51451387        GBP
EUR 0.22 ordinary	CFD	Short	10634	13.48896281        GBP
EUR 0.22 ordinary	CFD	Short	1555	13.41100321        GBP
EUR 0.22 ordinary	CFD	Short	90560	13.492979        GBP
EUR 0.22 ordinary	CFD	Short	21499	13.564506        GBP
EUR 0.22 ordinary	CFD	Short	1778	13.4992013498313        GBP
EUR 0.22 ordinary	CFD	Short	727	325.222214580468        ZAR
EUR 0.22 ordinary	CFD	Short	10072	13.74186755        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END