Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

12 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	11 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	883061	13.72007 GBP	13.25753        GBP
EUR 0.22 ordinary	Sell	453158	13.68512        GBP	13.25753        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	7303	13.321928        GBP
EUR 0.22 ordinary	CFD	Long	1044	13.4616318        GBP
EUR 0.22 ordinary	CFD	Long	7353	13.491227        GBP
EUR 0.22 ordinary	CFD	Long	164	13.39840088        GBP
EUR 0.22 ordinary	CFD	Long	3264	13.362503        GBP
EUR 0.22 ordinary	CFD	Long	54000	13.467975        GBP
EUR 0.22 ordinary	CFD	Long	893	13.31569989        GBP
EUR 0.22 ordinary	CFD	Long	900	13.46952855        GBP
EUR 0.22 ordinary	CFD	Long	10214	13.4763276        GBP
EUR 0.22 ordinary	CFD	Long	54000	13.41802796        GBP
EUR 0.22 ordinary	CFD	Long	49	13.48071429        GBP
EUR 0.22 ordinary	CFD	Long	141	13.554326        GBP
EUR 0.22 ordinary	CFD	Long	76	13.49452768        GBP
EUR 0.22 ordinary	CFD	Long	9169	13.495        GBP
EUR 0.22 ordinary	CFD	Long	8252	13.46516976        GBP
EUR 0.22 ordinary	CFD	Long	58	13.26983667        GBP
EUR 0.22 ordinary	CFD	Long	703	13.43847795        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.361625        GBP
EUR 0.22 ordinary	CFD	Long	1135	13.36459031        GBP
EUR 0.22 ordinary	CFD	Long	48377	320.21633111        ZAR
EUR 0.22 ordinary	CFD	Long	6093	13.46024773        GBP
EUR 0.22 ordinary	CFD	Long	123	13.52848709        GBP
EUR 0.22 ordinary	CFD	Long	7240	13.48597015        GBP
EUR 0.22 ordinary	CFD	Long	884	13.3861751        GBP
EUR 0.22 ordinary	CFD	Long	1217	13.467666        GBP
EUR 0.22 ordinary	CFD	Long	11656	319.07864276        ZAR
EUR 0.22 ordinary	CFD	Long	285	13.47601955        GBP
EUR 0.22 ordinary	CFD	Long	2153	319.42        ZAR
EUR 0.22 ordinary	CFD	Short	4845	13.37017271        GBP
EUR 0.22 ordinary	CFD	Short	254429	13.42597        GBP
EUR 0.22 ordinary	CFD	Short	48377	320.21633111        ZAR
EUR 0.22 ordinary	CFD	Short	20724	13.3507826674387        GBP
EUR 0.22 ordinary	CFD	Short	4544	13.3893        GBP
EUR 0.22 ordinary	CFD	Short	2153	319.42        ZAR
EUR 0.22 ordinary	CFD	Short	8956	13.3546559068781        GBP
EUR 0.22 ordinary	CFD	Short	284	13.425845        GBP
EUR 0.22 ordinary	CFD	Short	119509	13.3391700206679        GBP
EUR 0.22 ordinary	CFD	Short	268	13.431772        GBP
EUR 0.22 ordinary	CFD	Short	6823	13.37363089        GBP
EUR 0.22 ordinary	CFD	Short	268	13.28289179        GBP
EUR 0.22 ordinary	CFD	Short	20082	13.495        GBP
EUR 0.22 ordinary	CFD	Short	1231	13.36766        GBP
EUR 0.22 ordinary	CFD	Short	11656	319.07864276        ZAR
EUR 0.22 ordinary	CFD	Short	1051	13.495671        GBP
EUR 0.22 ordinary	CFD	Short	2335	13.466625        GBP
EUR 0.22 ordinary	CFD	Short	6699	13.324895        GBP
EUR 0.22 ordinary	CFD	Short	3598	13.35972758        GBP
EUR 0.22 ordinary	CFD	Short	4631	13.369564        GBP
EUR 0.22 ordinary	CFD	Short	10422	13.415377        GBP
EUR 0.22 ordinary	CFD	Short	1122	13.495677        GBP
EUR 0.22 ordinary	CFD	Short	29084	13.4874        GBP
EUR 0.22 ordinary	CFD	Short	5444	13.332363        GBP
EUR 0.22 ordinary	CFD	Short	5658	13.330027        GBP
EUR 0.22 ordinary	CFD	Short	16442	13.359359        GBP
EUR 0.22 ordinary	CFD	Short	2405	13.34067169        GBP
EUR 0.22 ordinary	CFD	Short	719	13.55602225        GBP
EUR 0.22 ordinary	CFD	Short	963	13.4970301142264        GBP
EUR 0.22 ordinary	CFD	Short	28160	13.35398597        GBP
EUR 0.22 ordinary	CFD	Short	5628	13.44008596        GBP
EUR 0.22 ordinary	CFD	Short	11846	13.3933353        GBP
EUR 0.22 ordinary	CFD	Short	2231	13.493831        GBP
EUR 0.22 ordinary	CFD	Short	2561	13.3191898        GBP
EUR 0.22 ordinary	CFD	Short	1891	13.3487202538339        GBP
EUR 0.22 ordinary	CFD	Short	6137	13.4935188        GBP
EUR 0.22 ordinary	CFD	Short	33	13.323485        GBP
EUR 0.22 ordinary	CFD	Short	873	318.66        ZAR
EUR 0.22 ordinary	CFD	Short	951	13.30626972        GBP
EUR 0.22 ordinary	CFD	Short	60000	13.38491        GBP
EUR 0.22 ordinary	CFD	Short	13453	13.327655        GBP
EUR 0.22 ordinary	CFD	Short	3938	13.490192        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END