Form 8.5 (EPT/RI)-MONDI PLC

GoldmanSachs International

13 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	12 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	539,062	13.5650 GBP	13.2800 GBP
EUR 0.22 ordinary	Sales	339,169	13.5650 GBP	13.2800 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Increasing a short position	1,340	13.2853 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	11,006	13.2886 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,648	13.2899 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	25,810	13.2901 GBP
EUR 0.22 ordinary	CFD	Opening a short position	28,002	13.2908 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	20,818	13.2908 GBP
EUR 0.22 ordinary	CFD	Opening a short position	4,377	13.2913 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,284	13.2913 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	66	13.2928 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	65	13.2941 GBP
EUR 0.22 ordinary	CFD	Opening a short position	1,926	13.2951 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,131	13.2968 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	585	13.3129 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4,974	13.3157 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	330	13.3230 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	54	13.3370 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,300	13.3450 GBP
EUR 0.22 ordinary	CFD	Opening a long position	3,200	13.3450 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	19,185	13.3519 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	6,406	13.3560 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	62	13.3579 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	364	13.3579 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,261	13.3579 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	73	13.3592 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	253	13.3592 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	121	13.3617 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	4,817	13.3757 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	2,896	13.3780 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	28,978	13.3831 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	129	13.3860 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	76	13.3860 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	550	13.3860 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,745	13.3860 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	82	13.3860 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	17,047	13.4068 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	92	13.4146 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	160	13.4146 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	191	13.4224 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	93	13.4225 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	275	13.4229 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,200	13.4230 GBP
EUR 0.22 ordinary	CFD	Opening a short position	26,334	13.4230 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	12,600	13.4257 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	369	13.4279 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	69	13.4280 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	205	13.4280 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	710	13.4280 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	419	13.4305 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	62	13.4305 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18	13.4336 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,815	13.4358 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	32,547	13.4358 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	42	13.4383 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	37	13.4390 GBP
EUR 0.22 ordinary	CFD	Opening a short position	2,648	13.4393 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	65	13.4399 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	79	13.4409 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	6,443	13.4409 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	113	13.4411 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	221	13.4414 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	453	13.4420 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,215	13.4426 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	655	13.4427 GBP
EUR 0.22 ordinary	CFD	Opening a short position	13,422	13.4485 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	82	13.4502 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	62	13.4523 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	32	13.4534 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1,499	13.4549 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	47	13.4689 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	138	13.4689 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	96	13.4689 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	25,000	13.4787 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7,288	13.4825 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	727	13.4875 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,129	13.4875 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,486	13.4875 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	199	13.5634 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	13.5649 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	55	13.5664 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	900	319.5021 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	971	13.4517 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	158	13.5624 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	385	17.1753 USD
EUR 0.22 ordinary	SWAP	Increasing a short position	900	319.5980 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	13 March 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END