Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

13 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	12 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	383586	13.57616 GBP	13.28666        GBP
EUR 0.22 ordinary	Sell	1395599	13.56642 GBP	13.28666        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1768	13.324468        GBP
EUR 0.22 ordinary	CFD	Long	7880	320.58977792        ZAR
EUR 0.22 ordinary	CFD	Long	135000	13.3906        GBP
EUR 0.22 ordinary	CFD	Long	54000	13.419235        GBP
EUR 0.22 ordinary	CFD	Long	540000	13.428808        GBP
EUR 0.22 ordinary	CFD	Long	100000	13.3917        GBP
EUR 0.22 ordinary	CFD	Long	43200	13.41670394        GBP
EUR 0.22 ordinary	CFD	Long	270000	13.40184974        GBP
EUR 0.22 ordinary	CFD	Long	1816	13.54609581        GBP
EUR 0.22 ordinary	CFD	Long	139	13.43        GBP
EUR 0.22 ordinary	CFD	Long	12991	13.29        GBP
EUR 0.22 ordinary	CFD	Long	91	320.54        ZAR
EUR 0.22 ordinary	CFD	Long	9545	320.40699738        ZAR
EUR 0.22 ordinary	CFD	Long	6351	13.42        GBP
EUR 0.22 ordinary	CFD	Long	307	319.51713355        ZAR
EUR 0.22 ordinary	CFD	Long	1759	13.43688567        GBP
EUR 0.22 ordinary	CFD	Long	15985	13.4468613        GBP
EUR 0.22 ordinary	CFD	Long	2033	13.43127485        GBP
EUR 0.22 ordinary	CFD	Long	1993	13.42308386        GBP
EUR 0.22 ordinary	CFD	Long	1416	13.4250633        GBP
EUR 0.22 ordinary	CFD	Long	136	13.34543889        GBP
EUR 0.22 ordinary	CFD	Long	23714	13.2971        GBP
EUR 0.22 ordinary	CFD	Long	1408	13.436964        GBP
EUR 0.22 ordinary	CFD	Long	928	13.405286        GBP
EUR 0.22 ordinary	CFD	Long	312	13.45        GBP
EUR 0.22 ordinary	CFD	Long	101	13.2928898        GBP
EUR 0.22 ordinary	CFD	Long	282	13.495        GBP
EUR 0.22 ordinary	CFD	Long	94	13.564362        GBP
EUR 0.22 ordinary	CFD	Long	2610	13.39152874        GBP
EUR 0.22 ordinary	CFD	Long	1869	13.44374        GBP
EUR 0.22 ordinary	CFD	Long	106	13.345        GBP
EUR 0.22 ordinary	CFD	Long	106	13.465        GBP
EUR 0.22 ordinary	CFD	Long	141	13.56404255        GBP
EUR 0.22 ordinary	CFD	Short	10118	13.4483020359755        GBP
EUR 0.22 ordinary	CFD	Short	2979	13.3875831745        GBP
EUR 0.22 ordinary	CFD	Short	91	320.54        ZAR
EUR 0.22 ordinary	CFD	Short	9545	320.40699738        ZAR
EUR 0.22 ordinary	CFD	Short	38865	13.29        GBP
EUR 0.22 ordinary	CFD	Short	99	13.352323        GBP
EUR 0.22 ordinary	CFD	Short	97	13.348763        GBP
EUR 0.22 ordinary	CFD	Short	15081	13.350605        GBP
EUR 0.22 ordinary	CFD	Short	4013	13.39696        GBP
EUR 0.22 ordinary	CFD	Short	7576	13.3938159978881        GBP
EUR 0.22 ordinary	CFD	Short	7996	13.36492371        GBP
EUR 0.22 ordinary	CFD	Short	8402	13.3759        GBP
EUR 0.22 ordinary	CFD	Short	7880	320.58977792        ZAR
EUR 0.22 ordinary	CFD	Short	212	319.517075471698        ZAR
EUR 0.22 ordinary	CFD	Short	4919	13.2917353        GBP
EUR 0.22 ordinary	CFD	Short	7367	13.28830688        GBP
EUR 0.22 ordinary	CFD	Short	2599	13.4886233        GBP
EUR 0.22 ordinary	CFD	Short	2735	13.47172835        GBP
EUR 0.22 ordinary	CFD	Short	1438	13.46536696        GBP
EUR 0.22 ordinary	CFD	Short	1161	13.47816767        GBP
EUR 0.22 ordinary	CFD	Short	685	13.44422966        GBP
EUR 0.22 ordinary	CFD	Short	95	319.517263157895        ZAR
EUR 0.22 ordinary	CFD	Short	4081	13.43610206        GBP
EUR 0.22 ordinary	CFD	Short	23716	13.38891        GBP
EUR 0.22 ordinary	CFD	Short	4981	13.43917788        GBP
EUR 0.22 ordinary	CFD	Short	4511	13.4285136        GBP
EUR 0.22 ordinary	CFD	Short	1928	13.3971473        GBP
EUR 0.22 ordinary	CFD	Short	1035	13.290667        GBP
EUR 0.22 ordinary	CFD	Short	1038	13.290665        GBP
EUR 0.22 ordinary	CFD	Short	8189	13.354687        GBP
EUR 0.22 ordinary	CFD	Short	5	13.44        GBP
EUR 0.22 ordinary	CFD	Short	5056	13.356952        GBP
EUR 0.22 ordinary	CFD	Short	11447	13.37157858        GBP
EUR 0.22 ordinary	CFD	Short	1710	13.29016613        GBP
EUR 0.22 ordinary	CFD	Short	1619	13.37061767        GBP
EUR 0.22 ordinary	CFD	Short	502	13.463924        GBP
EUR 0.22 ordinary	CFD	Short	212	13.41        GBP
EUR 0.22 ordinary	CFD	Short	43882	13.3920892393236        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END