Form 8.5 (EPT/RI) - MONDI PLC

GoldmanSachs International

15 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	14 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	805,408	13.3000 GBP	13.0600 GBP
EUR 0.22 ordinary	Sales	557,627	13.2825 GBP	13.0575 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a short position	239	13.0778 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4	13.0823 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2	13.0823 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2	13.0823 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	65	13.1034 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	131	13.1036 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	190	13.1039 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,212	13.1069 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,082	13.1082 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	47	13.1082 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	23	13.1085 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9,090	13.1087 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,426	13.1087 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4	13.1087 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9,680	13.1087 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	17,223	13.1087 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	820	13.1101 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	2,153	13.1110 GBP
EUR 0.22 ordinary	CFD	Opening a short position	239	13.1116 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	152	13.1130 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	50	13.1130 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	958	13.1149 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	17,044	13.1150 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	796	13.1152 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	556	13.1152 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	273	13.1152 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	9,433	13.1163 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,590	13.1163 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,097	13.1163 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,439	13.1163 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,874	13.1163 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	429	13.1180 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	63	13.1180 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	172	13.1193 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	46	13.1193 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	71	13.1193 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	77	13.1209 GBP
EUR 0.22 ordinary	CFD	Opening a short position	958	13.1211 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	7,700	13.1219 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	19	13.1250 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	24	13.1250 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5	13.1250 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,266	13.1288 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	881	13.1293 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	435	13.1309 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	60,152	13.1383 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,381	13.1395 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	41	13.1439 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	10	13.1439 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,397	13.1506 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14,824	13.1506 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	8,100	13.1693 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	8,600	13.1797 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	13.1800 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1	13.1800 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	36,503	13.1890 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,885	13.2000 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,397	13.2000 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,404	13.2000 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,535	13.2000 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18	13.2020 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5	13.2020 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	71	13.2101 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9	13.2255 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	7	13.2255 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3	13.2255 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	316	13.2257 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	150	13.2258 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	8,250	13.2265 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	452	13.2266 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	85	13.2436 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	177	13.2450 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	249	13.2455 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	50	13.2620 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	14	13.2620 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,944	13.2659 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	26	13.2720 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6	13.2720 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	3,618	313.6681 ZAR
EUR 0.22 ordinary	SWAP	Increasing a long position	122	13.0975 GBP
EUR 0.22 ordinary	SWAP	Reducing a long position	191	13.2675 GBP
EUR 0.22 ordinary	SWAP	Increasing a short position	13,811	313.8042 ZAR
EUR 0.22 ordinary	SWAP	Reducing a short position	93	314.8397 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	15 March 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END