Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

19 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	18 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	493799	13.39000        GBP	13.10399        GBP
EUR 0.22 ordinary	Sell	1193195	13.38500        GBP	13.10399        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	296	13.199538        GBP
EUR 0.22 ordinary	CFD	Long	9074	13.2784710885541        GBP
EUR 0.22 ordinary	CFD	Long	663	13.20203791        GBP
EUR 0.22 ordinary	CFD	Long	128736	13.32        GBP
EUR 0.22 ordinary	CFD	Long	8575	318.98891778        ZAR
EUR 0.22 ordinary	CFD	Long	5096	13.219986        GBP
EUR 0.22 ordinary	CFD	Long	50	13.2414        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.2815        GBP
EUR 0.22 ordinary	CFD	Long	270000	13.224412        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.18564304        GBP
EUR 0.22 ordinary	CFD	Long	176	13.18943182        GBP
EUR 0.22 ordinary	CFD	Long	67500	13.199432        GBP
EUR 0.22 ordinary	CFD	Long	39165	13.2529        GBP
EUR 0.22 ordinary	CFD	Long	2293	13.252902        GBP
EUR 0.22 ordinary	CFD	Long	1414	13.22167963        GBP
EUR 0.22 ordinary	CFD	Long	93	13.2925        GBP
EUR 0.22 ordinary	CFD	Long	5582	13.221474        GBP
EUR 0.22 ordinary	CFD	Long	67	13.194328        GBP
EUR 0.22 ordinary	CFD	Long	12692	13.195        GBP
EUR 0.22 ordinary	CFD	Long	106	13.265        GBP
EUR 0.22 ordinary	CFD	Long	106	13.33        GBP
EUR 0.22 ordinary	CFD	Long	780	13.19483506        GBP
EUR 0.22 ordinary	CFD	Long	216	13.25354167        GBP
EUR 0.22 ordinary	CFD	Long	9306	13.2853624        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.31334        GBP
EUR 0.22 ordinary	CFD	Long	956	13.207479        GBP
EUR 0.22 ordinary	CFD	Long	39	13.23358974        GBP
EUR 0.22 ordinary	CFD	Long	7092	319.10646644        ZAR
EUR 0.22 ordinary	CFD	Long	4857	319.00757669        ZAR
EUR 0.22 ordinary	CFD	Long	275	13.20864677        GBP
EUR 0.22 ordinary	CFD	Short	347	13.31689259        GBP
EUR 0.22 ordinary	CFD	Short	7092	319.10646644        ZAR
EUR 0.22 ordinary	CFD	Short	4253	13.248931        GBP
EUR 0.22 ordinary	CFD	Short	1650	319.070121212121        ZAR
EUR 0.22 ordinary	CFD	Short	88233	13.305        GBP
EUR 0.22 ordinary	CFD	Short	1108	13.29025271        GBP
EUR 0.22 ordinary	CFD	Short	290	13.23242241        GBP
EUR 0.22 ordinary	CFD	Short	36536	13.236626        GBP
EUR 0.22 ordinary	CFD	Short	50	13.325        GBP
EUR 0.22 ordinary	CFD	Short	1471	13.22431        GBP
EUR 0.22 ordinary	CFD	Short	2585	13.309358        GBP
EUR 0.22 ordinary	CFD	Short	790	13.273937        GBP
EUR 0.22 ordinary	CFD	Short	104	13.320673        GBP
EUR 0.22 ordinary	CFD	Short	3207	318.97539756782        ZAR
EUR 0.22 ordinary	CFD	Short	16	13.2443        GBP
EUR 0.22 ordinary	CFD	Short	8912	13.1960556        GBP
EUR 0.22 ordinary	CFD	Short	140	13.3422321414286        GBP
EUR 0.22 ordinary	CFD	Short	18	13.3536111111111        GBP
EUR 0.22 ordinary	CFD	Short	13049	13.195        GBP
EUR 0.22 ordinary	CFD	Short	450	13.2852        GBP
EUR 0.22 ordinary	CFD	Short	27996	13.24515549        GBP
EUR 0.22 ordinary	CFD	Short	1355	13.32099631        GBP
EUR 0.22 ordinary	CFD	Short	3301	13.2091898161163        GBP
EUR 0.22 ordinary	CFD	Short	23060	13.234824        GBP
EUR 0.22 ordinary	CFD	Short	4602	13.278914        GBP
EUR 0.22 ordinary	CFD	Short	4151	13.304867        GBP
EUR 0.22 ordinary	CFD	Short	3635	13.28982        GBP
EUR 0.22 ordinary	CFD	Short	1306	13.194617        GBP
EUR 0.22 ordinary	CFD	Short	409	13.205246        GBP
EUR 0.22 ordinary	CFD	Short	144	13.281932        GBP
EUR 0.22 ordinary	CFD	Short	243	13.229383        GBP
EUR 0.22 ordinary	CFD	Short	576	13.231667        GBP
EUR 0.22 ordinary	CFD	Short	8575	318.98891778        ZAR
EUR 0.22 ordinary	CFD	Short	611	13.1950081833061        GBP
EUR 0.22 ordinary	CFD	Short	2	13.3525        GBP
EUR 0.22 ordinary	CFD	Short	2	13.35375        GBP
EUR 0.22 ordinary	CFD	Short	284	13.35543221        GBP
EUR 0.22 ordinary	CFD	Short	65	13.35046725        GBP
EUR 0.22 ordinary	CFD	Short	538	13.30894046        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	19 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END