Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

25 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	22 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	394644	13.65545        GBP	13.57857        GBP
EUR 0.22 ordinary	Sell	681439	13.65545        GBP	13.65503        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	101	13.628637        GBP
EUR 0.22 ordinary	CFD	Long	8841	13.623034        GBP
EUR 0.22 ordinary	CFD	Long	59	13.638636        GBP
EUR 0.22 ordinary	CFD	Long	9	13.6077777777778        GBP
EUR 0.22 ordinary	CFD	Long	817	13.6347368421053        GBP
EUR 0.22 ordinary	CFD	Long	535	13.6309906542056        GBP
EUR 0.22 ordinary	CFD	Long	1257	13.633986        GBP
EUR 0.22 ordinary	CFD	Long	5	13.608        GBP
EUR 0.22 ordinary	CFD	Long	434	13.6347465437788        GBP
EUR 0.22 ordinary	CFD	Long	284	13.6310211267606        GBP
EUR 0.22 ordinary	CFD	Long	668	13.633982        GBP
EUR 0.22 ordinary	CFD	Long	100000	13.5814184        GBP
EUR 0.22 ordinary	CFD	Long	5	13.63        GBP
EUR 0.22 ordinary	CFD	Long	1	13.64        GBP
EUR 0.22 ordinary	CFD	Long	170817	13.635        GBP
EUR 0.22 ordinary	CFD	Long	429	13.613159        GBP
EUR 0.22 ordinary	CFD	Long	76	13.62717105        GBP
EUR 0.22 ordinary	CFD	Long	61	13.614262        GBP
EUR 0.22 ordinary	CFD	Long	96	13.61395833        GBP
EUR 0.22 ordinary	CFD	Long	298	13.63482956        GBP
EUR 0.22 ordinary	CFD	Long	135000	13.608193        GBP
EUR 0.22 ordinary	CFD	Long	1020	13.62931373        GBP
EUR 0.22 ordinary	CFD	Long	723	13.629609        GBP
EUR 0.22 ordinary	CFD	Long	733	13.633738        GBP
EUR 0.22 ordinary	CFD	Long	7747	13.6290305924874        GBP
EUR 0.22 ordinary	CFD	Long	3805	13.631287        GBP
EUR 0.22 ordinary	CFD	Long	1897	13.615469        GBP
EUR 0.22 ordinary	CFD	Long	638	13.63076803        GBP
EUR 0.22 ordinary	CFD	Long	284	13.62714789        GBP
EUR 0.22 ordinary	CFD	Long	6439	325.70974064        ZAR
EUR 0.22 ordinary	CFD	Long	1067	13.63116291        GBP
EUR 0.22 ordinary	CFD	Long	808	13.63764767        GBP
EUR 0.22 ordinary	CFD	Long	1093	13.61902926        GBP
EUR 0.22 ordinary	CFD	Long	665	13.62911695        GBP
EUR 0.22 ordinary	CFD	Long	219	13.64413431        GBP
EUR 0.22 ordinary	CFD	Long	9922	325.46511288        ZAR
EUR 0.22 ordinary	CFD	Long	290	13.6284        GBP
EUR 0.22 ordinary	CFD	Short	23177	13.6373452129266        GBP
EUR 0.22 ordinary	CFD	Short	6439	325.70974064        ZAR
EUR 0.22 ordinary	CFD	Short	2877	13.63817518        GBP
EUR 0.22 ordinary	CFD	Short	429	13.61232517        GBP
EUR 0.22 ordinary	CFD	Short	398	13.6121106        GBP
EUR 0.22 ordinary	CFD	Short	21138	13.618993        GBP
EUR 0.22 ordinary	CFD	Short	158	13.6199872        GBP
EUR 0.22 ordinary	CFD	Short	53	13.63566        GBP
EUR 0.22 ordinary	CFD	Short	1690	13.62312426        GBP
EUR 0.22 ordinary	CFD	Short	486	13.62403085        GBP
EUR 0.22 ordinary	CFD	Short	20009	13.630529        GBP
EUR 0.22 ordinary	CFD	Short	183057	13.635        GBP
EUR 0.22 ordinary	CFD	Short	9922	325.46511288        ZAR
EUR 0.22 ordinary	CFD	Short	4421	13.63588894        GBP
EUR 0.22 ordinary	CFD	Short	1223	13.6350040883074        GBP
EUR 0.22 ordinary	CFD	Short	468	13.62200453        GBP
EUR 0.22 ordinary	CFD	Short	1295	13.61003425        GBP
EUR 0.22 ordinary	CFD	Short	1187	13.63298767        GBP
EUR 0.22 ordinary	CFD	Short	328	13.62485185        GBP
EUR 0.22 ordinary	CFD	Short	318	13.60975305        GBP
EUR 0.22 ordinary	CFD	Short	202	13.60297609        GBP
EUR 0.22 ordinary	CFD	Short	49	13.62797696        GBP
EUR 0.22 ordinary	CFD	Short	5	13.63047705        GBP
EUR 0.22 ordinary	CFD	Short	3700	13.6059972972973        GBP
EUR 0.22 ordinary	CFD	Short	1828	13.616755        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	25 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END