Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

26 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	25 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	294884	13.70137        GBP	13.50349        GBP
EUR 0.22 ordinary	Sell	146917	13.70137        GBP	13.51017        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	800	13.5328748625        GBP
EUR 0.22 ordinary	CFD	Long	1259	13.58188349        GBP
EUR 0.22 ordinary	CFD	Long	15	13.695667        GBP
EUR 0.22 ordinary	CFD	Long	68	13.69982875        GBP
EUR 0.22 ordinary	CFD	Long	2594	13.60891095        GBP
EUR 0.22 ordinary	CFD	Long	600	13.62618973        GBP
EUR 0.22 ordinary	CFD	Long	1264	13.699312        GBP
EUR 0.22 ordinary	CFD	Long	4	13.7        GBP
EUR 0.22 ordinary	CFD	Long	5118	13.583073        GBP
EUR 0.22 ordinary	CFD	Long	13016	13.654814        GBP
EUR 0.22 ordinary	CFD	Long	2250	13.619149        GBP
EUR 0.22 ordinary	CFD	Long	6234	13.56314806        GBP
EUR 0.22 ordinary	CFD	Long	18432	13.661349        GBP
EUR 0.22 ordinary	CFD	Long	15056	13.6993092        GBP
EUR 0.22 ordinary	CFD	Long	65	13.53976923        GBP
EUR 0.22 ordinary	CFD	Long	2572	13.64451594        GBP
EUR 0.22 ordinary	CFD	Long	1935	323.95913178        ZAR
EUR 0.22 ordinary	CFD	Long	2	13.6225        GBP
EUR 0.22 ordinary	CFD	Long	2	13.585        GBP
EUR 0.22 ordinary	CFD	Long	626	13.6230695        GBP
EUR 0.22 ordinary	CFD	Long	186	13.588831        GBP
EUR 0.22 ordinary	CFD	Long	807	13.6298668        GBP
EUR 0.22 ordinary	CFD	Long	6839	324.58320953        ZAR
EUR 0.22 ordinary	CFD	Long	368	13.63440217        GBP
EUR 0.22 ordinary	CFD	Short	1	13.54        GBP
EUR 0.22 ordinary	CFD	Short	169	13.62306213        GBP
EUR 0.22 ordinary	CFD	Short	206	13.6425728        GBP
EUR 0.22 ordinary	CFD	Short	906	13.6381181        GBP
EUR 0.22 ordinary	CFD	Short	8805	13.596035        GBP
EUR 0.22 ordinary	CFD	Short	2213	13.658624        GBP
EUR 0.22 ordinary	CFD	Short	68	13.62102941        GBP
EUR 0.22 ordinary	CFD	Short	106	13.61        GBP
EUR 0.22 ordinary	CFD	Short	106	13.615        GBP
EUR 0.22 ordinary	CFD	Short	827	13.548351        GBP
EUR 0.22 ordinary	CFD	Short	1458	13.6625        GBP
EUR 0.22 ordinary	CFD	Short	1935	323.95913178        ZAR
EUR 0.22 ordinary	CFD	Short	810	13.5706172839506        GBP
EUR 0.22 ordinary	CFD	Short	1733	13.5890305828044        GBP
EUR 0.22 ordinary	CFD	Short	21217	13.6001861714663        GBP
EUR 0.22 ordinary	CFD	Short	27040	13.6852407544379        GBP
EUR 0.22 ordinary	CFD	Short	4516	13.700548        GBP
EUR 0.22 ordinary	CFD	Short	35645	13.7        GBP
EUR 0.22 ordinary	CFD	Short	74	13.56672482        GBP
EUR 0.22 ordinary	CFD	Short	213	13.62343455        GBP
EUR 0.22 ordinary	CFD	Short	307	13.63873467        GBP
EUR 0.22 ordinary	CFD	Short	423	13.63735081        GBP
EUR 0.22 ordinary	CFD	Short	502	13.64501939        GBP
EUR 0.22 ordinary	CFD	Short	650	13.60683391        GBP
EUR 0.22 ordinary	CFD	Short	416	13.63817564        GBP
EUR 0.22 ordinary	CFD	Short	707	13.57527003        GBP
EUR 0.22 ordinary	CFD	Short	5686	13.6937328        GBP
EUR 0.22 ordinary	CFD	Short	6839	324.58320953        ZAR
EUR 0.22 ordinary	CFD	Short	4405	13.553042        GBP
EUR 0.22 ordinary	CFD	Short	15	13.53361        GBP
EUR 0.22 ordinary	CFD	Short	90	13.6        GBP
EUR 0.22 ordinary	CFD	Short	520	13.623788        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END