Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

27 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	26 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	557834	13.99272        GBP	13.60723        GBP
EUR 0.22 ordinary	Sell	892704	14.01576 GBP	13.57895        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1714	13.8275        GBP
EUR 0.22 ordinary	CFD	Long	2	13.76        GBP
EUR 0.22 ordinary	CFD	Long	5673	13.8816238        GBP
EUR 0.22 ordinary	CFD	Long	3735	13.90846031        GBP
EUR 0.22 ordinary	CFD	Long	3642	13.93114131        GBP
EUR 0.22 ordinary	CFD	Long	37877	13.95        GBP
EUR 0.22 ordinary	CFD	Long	10277	330.15855794        ZAR
EUR 0.22 ordinary	CFD	Long	437	13.871156        GBP
EUR 0.22 ordinary	CFD	Long	96933	13.6304519617        GBP
EUR 0.22 ordinary	CFD	Long	10770	13.6122266945        GBP
EUR 0.22 ordinary	CFD	Long	2427	13.945827        GBP
EUR 0.22 ordinary	CFD	Long	1592	13.82179648        GBP
EUR 0.22 ordinary	CFD	Long	302	13.64397351        GBP
EUR 0.22 ordinary	CFD	Long	2819	13.66059241        GBP
EUR 0.22 ordinary	CFD	Long	3567	13.90535184        GBP
EUR 0.22 ordinary	CFD	Long	39194	13.93351        GBP
EUR 0.22 ordinary	CFD	Long	9742	13.850955        GBP
EUR 0.22 ordinary	CFD	Long	2532	13.91257445        GBP
EUR 0.22 ordinary	CFD	Long	928	13.864052        GBP
EUR 0.22 ordinary	CFD	Long	3593	330.7567381        ZAR
EUR 0.22 ordinary	CFD	Long	9191	332.46218801001        ZAR
EUR 0.22 ordinary	CFD	Long	2012	13.91417236        GBP
EUR 0.22 ordinary	CFD	Long	13341	13.961252        GBP
EUR 0.22 ordinary	CFD	Long	2529	13.949735        GBP
EUR 0.22 ordinary	CFD	Long	1837	13.965489        GBP
EUR 0.22 ordinary	CFD	Long	1484	13.970478        GBP
EUR 0.22 ordinary	CFD	Long	200000	13.57895295        GBP
EUR 0.22 ordinary	CFD	Long	3708	332.888781014024        ZAR
EUR 0.22 ordinary	CFD	Long	359	13.89866295        GBP
EUR 0.22 ordinary	CFD	Long	2	13.75        GBP
EUR 0.22 ordinary	CFD	Long	1116	13.73696685        GBP
EUR 0.22 ordinary	CFD	Short	370	13.84031757        GBP
EUR 0.22 ordinary	CFD	Short	7219	13.9445093        GBP
EUR 0.22 ordinary	CFD	Short	14168	13.950697        GBP
EUR 0.22 ordinary	CFD	Short	2736	13.950698        GBP
EUR 0.22 ordinary	CFD	Short	129	13.645659        GBP
EUR 0.22 ordinary	CFD	Short	58773	13.913599        GBP
EUR 0.22 ordinary	CFD	Short	400	13.80798326        GBP
EUR 0.22 ordinary	CFD	Short	2227	13.80704362        GBP
EUR 0.22 ordinary	CFD	Short	1369	13.80230739        GBP
EUR 0.22 ordinary	CFD	Short	809	13.81228811        GBP
EUR 0.22 ordinary	CFD	Short	573	13.78420407        GBP
EUR 0.22 ordinary	CFD	Short	555	13.7046328        GBP
EUR 0.22 ordinary	CFD	Short	421	13.7206346        GBP
EUR 0.22 ordinary	CFD	Short	3400	13.950558        GBP
EUR 0.22 ordinary	CFD	Short	1682	13.9337369901189        GBP
EUR 0.22 ordinary	CFD	Short	6600	13.7004727272727        GBP
EUR 0.22 ordinary	CFD	Short	2782	13.800579        GBP
EUR 0.22 ordinary	CFD	Short	3593	330.7567381        ZAR
EUR 0.22 ordinary	CFD	Short	1478	13.95020974        GBP
EUR 0.22 ordinary	CFD	Short	302	13.95017437        GBP
EUR 0.22 ordinary	CFD	Short	70	13.909929        GBP
EUR 0.22 ordinary	CFD	Short	70	13.906714        GBP
EUR 0.22 ordinary	CFD	Short	209	13.715        GBP
EUR 0.22 ordinary	CFD	Short	6573	13.95        GBP
EUR 0.22 ordinary	CFD	Short	10277	330.15855794        ZAR
EUR 0.22 ordinary	CFD	Short	12899	332.5848182        ZAR
EUR 0.22 ordinary	CFD	Short	5305	13.95150518        GBP
EUR 0.22 ordinary	CFD	Short	1548	13.80653295        GBP
EUR 0.22 ordinary	CFD	Short	1487	13.76798691        GBP
EUR 0.22 ordinary	CFD	Short	1	13.77        GBP
EUR 0.22 ordinary	CFD	Short	1	13.73        GBP
EUR 0.22 ordinary	CFD	Short	18161	13.893845        GBP
EUR 0.22 ordinary	CFD	Short	6168	13.93129945        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	27 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END