Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

02 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	28 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1565486	14.24259        GBP	13.87000        GBP
EUR 0.22 ordinary	Sell	300882	14.23836        GBP	13.88823        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	3	13.986667        GBP
EUR 0.22 ordinary	CFD	Long	2	13.95875        GBP
EUR 0.22 ordinary	CFD	Long	383	13.954308        GBP
EUR 0.22 ordinary	CFD	Long	8590	13.95248        GBP
EUR 0.22 ordinary	CFD	Long	1816	13.9342314375        GBP
EUR 0.22 ordinary	CFD	Long	920	13.93395652        GBP
EUR 0.22 ordinary	CFD	Long	247	13.95482556        GBP
EUR 0.22 ordinary	CFD	Long	905	13.96231768        GBP
EUR 0.22 ordinary	CFD	Long	18364	13.936        GBP
EUR 0.22 ordinary	CFD	Long	5161	13.950996        GBP
EUR 0.22 ordinary	CFD	Long	113	13.956676        GBP
EUR 0.22 ordinary	CFD	Long	17391	334.30755966        ZAR
EUR 0.22 ordinary	CFD	Long	707	13.926319        GBP
EUR 0.22 ordinary	CFD	Long	4	13.925        GBP
EUR 0.22 ordinary	CFD	Long	1849	13.972028        GBP
EUR 0.22 ordinary	CFD	Long	6142	13.95332791        GBP
EUR 0.22 ordinary	CFD	Long	36320	335.00975468        ZAR
EUR 0.22 ordinary	CFD	Long	5069	334.58534425        ZAR
EUR 0.22 ordinary	CFD	Long	76845	13.955        GBP
EUR 0.22 ordinary	CFD	Long	1171	13.98253792        GBP
EUR 0.22 ordinary	CFD	Long	2423	13.98408751        GBP
EUR 0.22 ordinary	CFD	Long	1285	13.97602152        GBP
EUR 0.22 ordinary	CFD	Long	2756	13.98668797        GBP
EUR 0.22 ordinary	CFD	Long	745	13.9695379        GBP
EUR 0.22 ordinary	CFD	Long	785	13.9933064        GBP
EUR 0.22 ordinary	CFD	Long	2878	13.98324928        GBP
EUR 0.22 ordinary	CFD	Long	2705	14.03114475        GBP
EUR 0.22 ordinary	CFD	Long	2131	13.942447        GBP
EUR 0.22 ordinary	CFD	Long	3086	14.100449        GBP
EUR 0.22 ordinary	CFD	Long	5947	13.954303        GBP
EUR 0.22 ordinary	CFD	Short	1678	13.955697        GBP
EUR 0.22 ordinary	CFD	Short	396	13.935707        GBP
EUR 0.22 ordinary	CFD	Short	5176	13.9298593        GBP
EUR 0.22 ordinary	CFD	Short	6177	13.95517444        GBP
EUR 0.22 ordinary	CFD	Short	1411	13.94404678        GBP
EUR 0.22 ordinary	CFD	Short	17063	13.955        GBP
EUR 0.22 ordinary	CFD	Short	83	13.930422        GBP
EUR 0.22 ordinary	CFD	Short	1171	13.97494        GBP
EUR 0.22 ordinary	CFD	Short	11077	335.009786043153        ZAR
EUR 0.22 ordinary	CFD	Short	348	13.9901        GBP
EUR 0.22 ordinary	CFD	Short	3229	13.9350389529452        GBP
EUR 0.22 ordinary	CFD	Short	14282	13.8846036969612        GBP
EUR 0.22 ordinary	CFD	Short	18	13.87        GBP
EUR 0.22 ordinary	CFD	Short	3700	13.9528756756757        GBP
EUR 0.22 ordinary	CFD	Short	280	13.96        GBP
EUR 0.22 ordinary	CFD	Short	5069	334.58534425        ZAR
EUR 0.22 ordinary	CFD	Short	55000	13.8856575455        GBP
EUR 0.22 ordinary	CFD	Short	55000	13.902691        GBP
EUR 0.22 ordinary	CFD	Short	108500	14.0098        GBP
EUR 0.22 ordinary	CFD	Short	108500	14.188975        GBP
EUR 0.22 ordinary	CFD	Short	666	13.951513        GBP
EUR 0.22 ordinary	CFD	Short	756373	14.12185063        GBP
EUR 0.22 ordinary	CFD	Short	122571	13.99        GBP
EUR 0.22 ordinary	CFD	Short	1962	14.0028848114169        GBP
EUR 0.22 ordinary	CFD	Short	17391	334.30755966        ZAR
EUR 0.22 ordinary	CFD	Short	2626	13.9564        GBP
EUR 0.22 ordinary	CFD	Short	8074	13.9466801        GBP
EUR 0.22 ordinary	CFD	Short	25243	335.009740918274        ZAR
EUR 0.22 ordinary	CFD	Short	211	13.93536924        GBP
EUR 0.22 ordinary	CFD	Short	2488	13.92268827        GBP
EUR 0.22 ordinary	CFD	Short	5469	13.95560007        GBP
EUR 0.22 ordinary	CFD	Short	4394	13.9369517        GBP
EUR 0.22 ordinary	CFD	Short	211	13.91548703        GBP
EUR 0.22 ordinary	CFD	Short	4463	13.94914213        GBP
EUR 0.22 ordinary	CFD	Short	242	13.9555582        GBP
EUR 0.22 ordinary	CFD	Short	10515	13.927768        GBP
EUR 0.22 ordinary	CFD	Short	9633	14.058535        GBP
EUR 0.22 ordinary	CFD	Short	17349	13.92947        GBP
EUR 0.22 ordinary	CFD	Short	1135	13.9380881        GBP
EUR 0.22 ordinary	CFD	Short	1090	13.9374633        GBP
EUR 0.22 ordinary	CFD	Short	5	13.962        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END