Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

03 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	02 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	962526	14.07428        GBP	13.68650        GBP
EUR 0.22 ordinary	Sell	680495	14.07500        GBP	13.70000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	513	14.07395712        GBP
EUR 0.22 ordinary	CFD	Long	35540	13.747407        GBP
EUR 0.22 ordinary	CFD	Long	3762	13.7678336        GBP
EUR 0.22 ordinary	CFD	Long	27774	13.82074206        GBP
EUR 0.22 ordinary	CFD	Long	116957	13.955        GBP
EUR 0.22 ordinary	CFD	Long	423	326.151796690307        ZAR
EUR 0.22 ordinary	CFD	Long	300	13.795        GBP
EUR 0.22 ordinary	CFD	Long	664	13.8473042168675        GBP
EUR 0.22 ordinary	CFD	Long	639	13.8486854460094        GBP
EUR 0.22 ordinary	CFD	Long	426	13.8307746478873        GBP
EUR 0.22 ordinary	CFD	Long	426	13.8632629107981        GBP
EUR 0.22 ordinary	CFD	Long	2488	14.075        GBP
EUR 0.22 ordinary	CFD	Long	134048	13.71152184        GBP
EUR 0.22 ordinary	CFD	Long	2250	13.782213        GBP
EUR 0.22 ordinary	CFD	Long	7539	326.01741743        ZAR
EUR 0.22 ordinary	CFD	Long	1383	324.82        ZAR
EUR 0.22 ordinary	CFD	Long	930	326.155247311828        ZAR
EUR 0.22 ordinary	CFD	Long	3878	13.8214878803507        GBP
EUR 0.22 ordinary	CFD	Long	3714	13.8322374798061        GBP
EUR 0.22 ordinary	CFD	Long	3281	13.8306766229808        GBP
EUR 0.22 ordinary	CFD	Long	2555	13.8308923679061        GBP
EUR 0.22 ordinary	CFD	Long	2452	13.820411908646        GBP
EUR 0.22 ordinary	CFD	Long	2238	13.798672922252        GBP
EUR 0.22 ordinary	CFD	Long	852	13.843896713615        GBP
EUR 0.22 ordinary	CFD	Long	2761	327.07310757        ZAR
EUR 0.22 ordinary	CFD	Long	4867	13.831504        GBP
EUR 0.22 ordinary	CFD	Long	3054	13.798254        GBP
EUR 0.22 ordinary	CFD	Long	2443	13.790401        GBP
EUR 0.22 ordinary	CFD	Long	12	13.799375        GBP
EUR 0.22 ordinary	CFD	Long	392	13.75345663        GBP
EUR 0.22 ordinary	CFD	Long	45	13.725        GBP
EUR 0.22 ordinary	CFD	Long	2	13.83        GBP
EUR 0.22 ordinary	CFD	Long	619	13.780923        GBP
EUR 0.22 ordinary	CFD	Long	2459	13.724315        GBP
EUR 0.22 ordinary	CFD	Long	2298	13.724312        GBP
EUR 0.22 ordinary	CFD	Long	391	14.074297        GBP
EUR 0.22 ordinary	CFD	Long	2029	13.72482844        GBP
EUR 0.22 ordinary	CFD	Long	610	13.89229508        GBP
EUR 0.22 ordinary	CFD	Short	834	13.8528896882494        GBP
EUR 0.22 ordinary	CFD	Short	236	13.7223305084746        GBP
EUR 0.22 ordinary	CFD	Short	213	13.8404694835681        GBP
EUR 0.22 ordinary	CFD	Short	3868	13.7321587383661        GBP
EUR 0.22 ordinary	CFD	Short	285	13.84187        GBP
EUR 0.22 ordinary	CFD	Short	825	13.8224727272727        GBP
EUR 0.22 ordinary	CFD	Short	1675	13.8233313432836        GBP
EUR 0.22 ordinary	CFD	Short	32344	13.7689416893396        GBP
EUR 0.22 ordinary	CFD	Short	60456	13.822172489083        GBP
EUR 0.22 ordinary	CFD	Short	5356	13.7683        GBP
EUR 0.22 ordinary	CFD	Short	6792	13.928048        GBP
EUR 0.22 ordinary	CFD	Short	235	13.95        GBP
EUR 0.22 ordinary	CFD	Short	2373	13.76771597        GBP
EUR 0.22 ordinary	CFD	Short	135000	13.727744963        GBP
EUR 0.22 ordinary	CFD	Short	2761	327.07310757        ZAR
EUR 0.22 ordinary	CFD	Short	1353	326.15416851        ZAR
EUR 0.22 ordinary	CFD	Short	127	13.7250393700787        GBP
EUR 0.22 ordinary	CFD	Short	21779	13.72344552        GBP
EUR 0.22 ordinary	CFD	Short	14482	13.725        GBP
EUR 0.22 ordinary	CFD	Short	1383	324.82        ZAR
EUR 0.22 ordinary	CFD	Short	13276	13.82009849        GBP
EUR 0.22 ordinary	CFD	Short	4484	13.7898617305977        GBP
EUR 0.22 ordinary	CFD	Short	4438	13.7065795403335        GBP
EUR 0.22 ordinary	CFD	Short	2473	13.7793772745653        GBP
EUR 0.22 ordinary	CFD	Short	1531	13.7438667537557        GBP
EUR 0.22 ordinary	CFD	Short	1501	13.7685676215856        GBP
EUR 0.22 ordinary	CFD	Short	1447	13.7875673807878        GBP
EUR 0.22 ordinary	CFD	Short	1369	13.8720087655223        GBP
EUR 0.22 ordinary	CFD	Short	1306	13.9765313935682        GBP
EUR 0.22 ordinary	CFD	Short	1293	13.8294740912606        GBP
EUR 0.22 ordinary	CFD	Short	7539	326.01741743        ZAR
EUR 0.22 ordinary	CFD	Short	120000	13.727745        GBP
EUR 0.22 ordinary	CFD	Short	6317	13.777952        GBP
EUR 0.22 ordinary	CFD	Short	96	13.760833        GBP
EUR 0.22 ordinary	CFD	Short	127	13.762126        GBP
EUR 0.22 ordinary	CFD	Short	2212	13.795        GBP
EUR 0.22 ordinary	CFD	Short	10117	13.80085598        GBP
EUR 0.22 ordinary	CFD	Short	23312	13.806887        GBP
EUR 0.22 ordinary	CFD	Short	1545	13.82596278        GBP
EUR 0.22 ordinary	CFD	Short	3579	13.7813374        GBP
EUR 0.22 ordinary	CFD	Short	13260	13.78460935        GBP
EUR 0.22 ordinary	CFD	Short	343	13.72517156        GBP
EUR 0.22 ordinary	CFD	Short	72	13.82        GBP
EUR 0.22 ordinary	CFD	Short	116957	13.955        GBP
EUR 0.22 ordinary	CFD	Short	4228	13.900189        GBP
EUR 0.22 ordinary	CFD	Short	2113	13.792722        GBP
EUR 0.22 ordinary	CFD	Short	926	13.792107        GBP
EUR 0.22 ordinary	CFD	Short	396	13.810097        GBP
EUR 0.22 ordinary	CFD	Short	145	13.815134        GBP
EUR 0.22 ordinary	CFD	Short	88	13.83577        GBP
EUR 0.22 ordinary	CFD	Short	50	13.816382        GBP
EUR 0.22 ordinary	CFD	Short	12979	13.83573559        GBP
EUR 0.22 ordinary	CFD	Short	46	13.8087        GBP
EUR 0.22 ordinary	CFD	Short	4809	13.7482782        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END