Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

04 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	03 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1399359	13.83000           GBP	13.32416        GBP
EUR 0.22 ordinary	Sell	378337	13.83000           GBP	13.37076        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	5223	13.78998641        GBP
EUR 0.22 ordinary	CFD	Long	4751	13.79120325        GBP
EUR 0.22 ordinary	CFD	Long	585	13.79399583        GBP
EUR 0.22 ordinary	CFD	Long	340	13.75628322        GBP
EUR 0.22 ordinary	CFD	Long	210	13.79077756        GBP
EUR 0.22 ordinary	CFD	Long	24131	13.735        GBP
EUR 0.22 ordinary	CFD	Long	33297	13.749042        GBP
EUR 0.22 ordinary	CFD	Long	106	13.755        GBP
EUR 0.22 ordinary	CFD	Long	106	13.76        GBP
EUR 0.22 ordinary	CFD	Long	106	13.79        GBP
EUR 0.22 ordinary	CFD	Long	5486	13.76095        GBP
EUR 0.22 ordinary	CFD	Long	6538	13.7738329764454        GBP
EUR 0.22 ordinary	CFD	Long	24739	13.757498        GBP
EUR 0.22 ordinary	CFD	Long	2828	13.720898        GBP
EUR 0.22 ordinary	CFD	Long	69231	13.75185563        GBP
EUR 0.22 ordinary	CFD	Long	42294	315.87868823        ZAR
EUR 0.22 ordinary	CFD	Long	2316	316.23855786        ZAR
EUR 0.22 ordinary	CFD	Long	1541	13.7350032446463        GBP
EUR 0.22 ordinary	CFD	Long	256	315.178479        ZAR
EUR 0.22 ordinary	CFD	Long	207	317.85        ZAR
EUR 0.22 ordinary	CFD	Long	8133	13.79324447        GBP
EUR 0.22 ordinary	CFD	Long	306	13.8195163        GBP
EUR 0.22 ordinary	CFD	Long	5031	13.78934542        GBP
EUR 0.22 ordinary	CFD	Long	993	13.78170292        GBP
EUR 0.22 ordinary	CFD	Long	80	13.7        GBP
EUR 0.22 ordinary	CFD	Long	3982	315.47416374        ZAR
EUR 0.22 ordinary	CFD	Long	1138	13.705721        GBP
EUR 0.22 ordinary	CFD	Long	6900	13.74985942        GBP
EUR 0.22 ordinary	CFD	Long	198	13.7444        GBP
EUR 0.22 ordinary	CFD	Long	3	13.78        GBP
EUR 0.22 ordinary	CFD	Long	5225	13.7617        GBP
EUR 0.22 ordinary	CFD	Long	76	13.764342        GBP
EUR 0.22 ordinary	CFD	Long	24	13.775        GBP
EUR 0.22 ordinary	CFD	Long	286	13.8190559        GBP
EUR 0.22 ordinary	CFD	Long	426	13.76396714        GBP
EUR 0.22 ordinary	CFD	Long	1104	13.73695691        GBP
EUR 0.22 ordinary	CFD	Long	602	13.75980066        GBP
EUR 0.22 ordinary	CFD	Short	1372	13.74189494        GBP
EUR 0.22 ordinary	CFD	Short	1022	13.73517169        GBP
EUR 0.22 ordinary	CFD	Short	356	13.72798046        GBP
EUR 0.22 ordinary	CFD	Short	226	13.74708        GBP
EUR 0.22 ordinary	CFD	Short	900	13.7941888888889        GBP
EUR 0.22 ordinary	CFD	Short	4470	13.7691252796421        GBP
EUR 0.22 ordinary	CFD	Short	23815	13.7521646021415        GBP
EUR 0.22 ordinary	CFD	Short	6105	13.7335348075348        GBP
EUR 0.22 ordinary	CFD	Short	5715	13.7446666666667        GBP
EUR 0.22 ordinary	CFD	Short	14769	13.728592        GBP
EUR 0.22 ordinary	CFD	Short	2072	13.712568        GBP
EUR 0.22 ordinary	CFD	Short	750000	13.726671        GBP
EUR 0.22 ordinary	CFD	Short	3982	315.47416374        ZAR
EUR 0.22 ordinary	CFD	Short	207	317.85        ZAR
EUR 0.22 ordinary	CFD	Short	256	315.1785        ZAR
EUR 0.22 ordinary	CFD	Short	3456	13.7619        GBP
EUR 0.22 ordinary	CFD	Short	810	13.71362037        GBP
EUR 0.22 ordinary	CFD	Short	182250	13.764127        GBP
EUR 0.22 ordinary	CFD	Short	17296	13.7320817        GBP
EUR 0.22 ordinary	CFD	Short	1602	316.238520599251        ZAR
EUR 0.22 ordinary	CFD	Short	198	13.72719378        GBP
EUR 0.22 ordinary	CFD	Short	18608	13.73441378        GBP
EUR 0.22 ordinary	CFD	Short	755	13.78782693        GBP
EUR 0.22 ordinary	CFD	Short	220	13.74548108        GBP
EUR 0.22 ordinary	CFD	Short	1499	13.73661652        GBP
EUR 0.22 ordinary	CFD	Short	858	13.73243575        GBP
EUR 0.22 ordinary	CFD	Short	519	13.73500865        GBP
EUR 0.22 ordinary	CFD	Short	6277	13.757048        GBP
EUR 0.22 ordinary	CFD	Short	28367	13.8167039165227        GBP
EUR 0.22 ordinary	CFD	Short	2910	13.7893711340206        GBP
EUR 0.22 ordinary	CFD	Short	10529	13.757973        GBP
EUR 0.22 ordinary	CFD	Short	1937	13.773727        GBP
EUR 0.22 ordinary	CFD	Short	2458	13.78411        GBP
EUR 0.22 ordinary	CFD	Short	846	13.712451        GBP
EUR 0.22 ordinary	CFD	Short	714	316.238641456583        ZAR
EUR 0.22 ordinary	CFD	Short	42294	315.87868823        ZAR
EUR 0.22 ordinary	CFD	Short	877	13.75705        GBP
EUR 0.22 ordinary	CFD	Short	4260	13.8167042253521        GBP
EUR 0.22 ordinary	CFD	Short	438	13.7894520547945        GBP
EUR 0.22 ordinary	CFD	Short	1538	13.757897        GBP
EUR 0.22 ordinary	CFD	Short	290	13.773881        GBP
EUR 0.22 ordinary	CFD	Short	371	13.783984        GBP
EUR 0.22 ordinary	CFD	Short	1410	13.74975        GBP
EUR 0.22 ordinary	CFD	Short	4573	13.7500984        GBP
EUR 0.22 ordinary	CFD	Short	39272	13.765556        GBP
EUR 0.22 ordinary	CFD	Short	1089	13.7508563        GBP
EUR 0.22 ordinary	CFD	Short	1260	13.73569        GBP
EUR 0.22 ordinary	CFD	Short	6134	13.750784        GBP
EUR 0.22 ordinary	CFD	Short	11	13.79        GBP
EUR 0.22 ordinary	CFD	Short	2534	13.7353787        GBP
EUR 0.22 ordinary	CFD	Short	15	13.735        GBP
EUR 0.22 ordinary	CFD	Short	1187	13.72108679        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	04 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END