Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

05 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	04 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1038485	14.30584        GBP	13.30000        GBP
EUR 0.22 ordinary	Sell	995323	14.30285        GBP	13.30000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1810	14.115364        GBP
EUR 0.22 ordinary	CFD	Long	567	14.047694        GBP
EUR 0.22 ordinary	CFD	Long	5565	13.779531        GBP
EUR 0.22 ordinary	CFD	Long	34146	14.2024308        GBP
EUR 0.22 ordinary	CFD	Long	76711	14.205        GBP
EUR 0.22 ordinary	CFD	Long	25830	13.893749        GBP
EUR 0.22 ordinary	CFD	Long	1583	14.03115722        GBP
EUR 0.22 ordinary	CFD	Long	72740	13.9758795710751        GBP
EUR 0.22 ordinary	CFD	Long	11429	14.1620509230904        GBP
EUR 0.22 ordinary	CFD	Long	7253	329.84463119        ZAR
EUR 0.22 ordinary	CFD	Long	90000	14.14        GBP
EUR 0.22 ordinary	CFD	Long	3907	325.949160481188        ZAR
EUR 0.22 ordinary	CFD	Long	5604	14.01239        GBP
EUR 0.22 ordinary	CFD	Long	698	14.02412        GBP
EUR 0.22 ordinary	CFD	Long	376	14.0763720997872        GBP
EUR 0.22 ordinary	CFD	Long	793	14.024611        GBP
EUR 0.22 ordinary	CFD	Long	1734	14.0204728950404        GBP
EUR 0.22 ordinary	CFD	Long	400	14.074425        GBP
EUR 0.22 ordinary	CFD	Long	4634	13.6763        GBP
EUR 0.22 ordinary	CFD	Long	17205	14.0852        GBP
EUR 0.22 ordinary	CFD	Long	87865	14.203948        GBP
EUR 0.22 ordinary	CFD	Long	2542	13.8990833988985        GBP
EUR 0.22 ordinary	CFD	Long	934	13.482342        GBP
EUR 0.22 ordinary	CFD	Long	528	314.8688        ZAR
EUR 0.22 ordinary	CFD	Long	6547	331.02480373        ZAR
EUR 0.22 ordinary	CFD	Long	1965	329.8409        ZAR
EUR 0.22 ordinary	CFD	Long	10360	331.67813224        ZAR
EUR 0.22 ordinary	CFD	Long	8087	13.79109033        GBP
EUR 0.22 ordinary	CFD	Long	8777	325.950962743534        ZAR
EUR 0.22 ordinary	CFD	Long	1958	13.86455318        GBP
EUR 0.22 ordinary	CFD	Long	985	13.75265047        GBP
EUR 0.22 ordinary	CFD	Long	41340	14.012246        GBP
EUR 0.22 ordinary	CFD	Long	5246	14.02383        GBP
EUR 0.22 ordinary	CFD	Long	2776	14.0759317855043        GBP
EUR 0.22 ordinary	CFD	Long	12864	14.0160377798508        GBP
EUR 0.22 ordinary	CFD	Long	3474	14.0747610823258        GBP
EUR 0.22 ordinary	CFD	Long	12563	13.3850003979941        GBP
EUR 0.22 ordinary	CFD	Long	3816	14.0486596        GBP
EUR 0.22 ordinary	CFD	Long	1845	13.5688117        GBP
EUR 0.22 ordinary	CFD	Long	8315	14.20429        GBP
EUR 0.22 ordinary	CFD	Long	5202	14.204291        GBP
EUR 0.22 ordinary	CFD	Long	144	13.399306        GBP
EUR 0.22 ordinary	CFD	Long	8497	14.1080200019995        GBP
EUR 0.22 ordinary	CFD	Long	317	13.39899054        GBP
EUR 0.22 ordinary	CFD	Long	661	13.345265        GBP
EUR 0.22 ordinary	CFD	Long	3650	14.03169863        GBP
EUR 0.22 ordinary	CFD	Short	12	13.675        GBP
EUR 0.22 ordinary	CFD	Short	132624	14.1273183        GBP
EUR 0.22 ordinary	CFD	Short	1861	14.03673697        GBP
EUR 0.22 ordinary	CFD	Short	503	13.7511282        GBP
EUR 0.22 ordinary	CFD	Short	613	13.4604711        GBP
EUR 0.22 ordinary	CFD	Short	223	13.45047075        GBP
EUR 0.22 ordinary	CFD	Short	186	13.847897        GBP
EUR 0.22 ordinary	CFD	Short	1942	13.9632        GBP
EUR 0.22 ordinary	CFD	Short	164	13.4214024390244        GBP
EUR 0.22 ordinary	CFD	Short	234	13.98        GBP
EUR 0.22 ordinary	CFD	Short	10360	331.67813224        ZAR
EUR 0.22 ordinary	CFD	Short	2	13.7925        GBP
EUR 0.22 ordinary	CFD	Short	2016	331.02375        ZAR
EUR 0.22 ordinary	CFD	Short	1642	13.385        GBP
EUR 0.22 ordinary	CFD	Short	990	13.413589        GBP
EUR 0.22 ordinary	CFD	Short	95757	14.205        GBP
EUR 0.22 ordinary	CFD	Short	3685	13.67781004        GBP
EUR 0.22 ordinary	CFD	Short	918	13.96037037        GBP
EUR 0.22 ordinary	CFD	Short	1200	13.3682555232        GBP
EUR 0.22 ordinary	CFD	Short	12684	325.9504076        ZAR
EUR 0.22 ordinary	CFD	Short	7253	329.84463119        ZAR
EUR 0.22 ordinary	CFD	Short	1082	329.842799        ZAR
EUR 0.22 ordinary	CFD	Short	256	314.8688502725        ZAR
EUR 0.22 ordinary	CFD	Short	64	314.86881121        ZAR
EUR 0.22 ordinary	CFD	Short	209	329.829991        ZAR
EUR 0.22 ordinary	CFD	Short	327	329.83967        ZAR
EUR 0.22 ordinary	CFD	Short	100	314.86886121        ZAR
EUR 0.22 ordinary	CFD	Short	347	329.842732        ZAR
EUR 0.22 ordinary	CFD	Short	108	314.868857506296        ZAR
EUR 0.22 ordinary	CFD	Short	4531	331.025272566762        ZAR
EUR 0.22 ordinary	CFD	Short	747	13.7741869        GBP
EUR 0.22 ordinary	CFD	Short	80	13.345        GBP
EUR 0.22 ordinary	CFD	Short	10921	13.3849995421665        GBP
EUR 0.22 ordinary	CFD	Short	18554	13.718214        GBP
EUR 0.22 ordinary	CFD	Short	115	14.0439002        GBP
EUR 0.22 ordinary	CFD	Short	983	13.39958887        GBP
EUR 0.22 ordinary	CFD	Short	582	14.30302405        GBP
EUR 0.22 ordinary	CFD	Short	260	14.30584615        GBP
EUR 0.22 ordinary	CFD	Short	106	14.105        GBP
EUR 0.22 ordinary	CFD	Short	106	14.12        GBP
EUR 0.22 ordinary	CFD	Short	67426	14.105982        GBP
EUR 0.22 ordinary	CFD	Short	108143	13.954134        GBP
EUR 0.22 ordinary	CFD	Short	100000	13.96624168        GBP
EUR 0.22 ordinary	CFD	Short	100000	13.6142        GBP
EUR 0.22 ordinary	CFD	Short	732	13.8145082        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END