Form 8.5 (EPT/RI) - MONDI PLC

GoldmanSachs International

05 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	04 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	683,199	14.3050 GBP	13.2900 GBP
EUR 0.22 ordinary	Sales	760,544	14.3175 GBP	13.2950 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Increasing a long position	16	13.3205 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	908	13.3205 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3,207	13.3205 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	64	13.3205 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	8	13.3480 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	464	13.3480 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,429	13.3480 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	33	13.3480 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,621	13.3517 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	35	13.3987 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1,475	13.4046 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	500	13.4719 GBP
EUR 0.22 ordinary	CFD	Opening a long position	188	13.6736 GBP
EUR 0.22 ordinary	CFD	Opening a long position	384	13.6736 GBP
EUR 0.22 ordinary	CFD	Opening a long position	3,150	13.6736 GBP
EUR 0.22 ordinary	CFD	Opening a long position	172	13.6736 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,600	13.6815 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	7,954	13.6849 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	122	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	3	13.7350 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	839	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	79	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	129	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	276	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	459	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	15	13.7350 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1,347	13.7372 GBP
EUR 0.22 ordinary	CFD	Opening a long position	9,525	13.8646 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	29	13.8646 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	936	13.9509 GBP
EUR 0.22 ordinary	CFD	Opening a short position	14,072	14.0187 GBP
EUR 0.22 ordinary	CFD	Opening a long position	57,539	14.0205 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	29	14.0312 GBP
EUR 0.22 ordinary	CFD	Opening a long position	8,396	14.0339 GBP
EUR 0.22 ordinary	CFD	Opening a short position	18,113	14.1273 GBP
EUR 0.22 ordinary	CFD	Opening a short position	11,488	14.1273 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	791	14.1463 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	219	14.1463 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	220	14.1531 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	708	14.1599 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	5,845	14.1650 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	16,053	14.1650 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	16,601	14.1691 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	2,739	14.1837 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	774	14.1837 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	172	14.1921 GBP
EUR 0.22 ordinary	CFD	Opening a long position	16,151	14.2033 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	876	14.2036 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	37,319	14.2049 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	15,106	14.2049 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	8,396	14.2051 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	319	14.2061 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,036	14.2061 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	1	14.2071 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	987	14.2078 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	64	14.2315 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	528	326.8431 ZAR
EUR 0.22 ordinary	CFD	Opening a short position	4,750	333.0732 ZAR
EUR 0.22 ordinary	CFD	Reducing a long position	38	333.0732 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	116	14.0227 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	723	14.0516 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	5,543	331.7381 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	05 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END