Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

08 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	05 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	1001337	14.09445 GBP	13.33998        GBP
EUR 0.22 ordinary	Sell	404756	14.15951 GBP	13.90500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	795	13.973123        GBP
EUR 0.22 ordinary	CFD	Long	9474	14.024938        GBP
EUR 0.22 ordinary	CFD	Long	212	13.93        GBP
EUR 0.22 ordinary	CFD	Long	84	13.98        GBP
EUR 0.22 ordinary	CFD	Long	6325	13.99093913        GBP
EUR 0.22 ordinary	CFD	Long	68	13.98482519        GBP
EUR 0.22 ordinary	CFD	Long	4740	13.978008        GBP
EUR 0.22 ordinary	CFD	Long	6845	13.97844193        GBP
EUR 0.22 ordinary	CFD	Long	3860	13.995112        GBP
EUR 0.22 ordinary	CFD	Long	647	13.985394        GBP
EUR 0.22 ordinary	CFD	Long	565	13.997522        GBP
EUR 0.22 ordinary	CFD	Long	9894	13.9773        GBP
EUR 0.22 ordinary	CFD	Long	10014	327.96908129        ZAR
EUR 0.22 ordinary	CFD	Long	35	14.08200704        GBP
EUR 0.22 ordinary	CFD	Long	57200	13.9893367132867        GBP
EUR 0.22 ordinary	CFD	Long	7874	13.97983109        GBP
EUR 0.22 ordinary	CFD	Long	127039	13.985        GBP
EUR 0.22 ordinary	CFD	Long	29045	328.4931279        ZAR
EUR 0.22 ordinary	CFD	Long	9050	13.996939        GBP
EUR 0.22 ordinary	CFD	Long	235	328.146919823191        ZAR
EUR 0.22 ordinary	CFD	Long	38	328.439343        ZAR
EUR 0.22 ordinary	CFD	Long	62	328.44407        ZAR
EUR 0.22 ordinary	CFD	Long	365	328.14312561726        ZAR
EUR 0.22 ordinary	CFD	Long	387	328.143816393669        ZAR
EUR 0.22 ordinary	CFD	Long	68	328.450032        ZAR
EUR 0.22 ordinary	CFD	Long	160	328.447928        ZAR
EUR 0.22 ordinary	CFD	Long	922	328.144344955553        ZAR
EUR 0.22 ordinary	CFD	Long	4016	327.959091135458        ZAR
EUR 0.22 ordinary	CFD	Long	227	14.03966278        GBP
EUR 0.22 ordinary	CFD	Long	227	14.1595044        GBP
EUR 0.22 ordinary	CFD	Long	5472	13.9858584        GBP
EUR 0.22 ordinary	CFD	Long	5625	13.978222        GBP
EUR 0.22 ordinary	CFD	Long	58	14.001827        GBP
EUR 0.22 ordinary	CFD	Long	1184	13.962199        GBP
EUR 0.22 ordinary	CFD	Long	101	13.96851        GBP
EUR 0.22 ordinary	CFD	Long	30	14.008599        GBP
EUR 0.22 ordinary	CFD	Long	14	13.9986        GBP
EUR 0.22 ordinary	CFD	Long	1787	327.959837716844        ZAR
EUR 0.22 ordinary	CFD	Long	593	13.984734        GBP
EUR 0.22 ordinary	CFD	Long	26	14.021343        GBP
EUR 0.22 ordinary	CFD	Long	52	13.975        GBP
EUR 0.22 ordinary	CFD	Long	27	14.0        GBP
EUR 0.22 ordinary	CFD	Long	8011	13.983257        GBP
EUR 0.22 ordinary	CFD	Long	345	13.999623        GBP
EUR 0.22 ordinary	CFD	Long	2143	14.016        GBP
EUR 0.22 ordinary	CFD	Long	5778	13.986118        GBP
EUR 0.22 ordinary	CFD	Long	16453	13.97906218        GBP
EUR 0.22 ordinary	CFD	Long	16	13.955        GBP
EUR 0.22 ordinary	CFD	Short	275000	13.98717505        GBP
EUR 0.22 ordinary	CFD	Short	126425	13.985        GBP
EUR 0.22 ordinary	CFD	Short	317	13.98517481        GBP
EUR 0.22 ordinary	CFD	Short	1809	13.985003        GBP
EUR 0.22 ordinary	CFD	Short	1816	13.9885848386        GBP
EUR 0.22 ordinary	CFD	Short	100000	14.008119        GBP
EUR 0.22 ordinary	CFD	Short	2118	13.954946        GBP
EUR 0.22 ordinary	CFD	Short	3668	13.96138        GBP
EUR 0.22 ordinary	CFD	Short	235	328.1469        ZAR
EUR 0.22 ordinary	CFD	Short	365	328.1431        ZAR
EUR 0.22 ordinary	CFD	Short	5803	327.95932104        ZAR
EUR 0.22 ordinary	CFD	Short	77	14.025        GBP
EUR 0.22 ordinary	CFD	Short	135250	13.33998004        GBP
EUR 0.22 ordinary	CFD	Short	50000	14.0059776        GBP
EUR 0.22 ordinary	CFD	Short	10014	327.96908129        ZAR
EUR 0.22 ordinary	CFD	Short	21566	14.033798        GBP
EUR 0.22 ordinary	CFD	Short	185	14.02        GBP
EUR 0.22 ordinary	CFD	Short	2007	14.08        GBP
EUR 0.22 ordinary	CFD	Short	922	328.1443        ZAR
EUR 0.22 ordinary	CFD	Short	387	328.1438        ZAR
EUR 0.22 ordinary	CFD	Short	328	328.4466        ZAR
EUR 0.22 ordinary	CFD	Short	29045	328.4931279        ZAR
EUR 0.22 ordinary	CFD	Short	90000	14.007        GBP
EUR 0.22 ordinary	CFD	Short	1675	13.9856785        GBP
EUR 0.22 ordinary	CFD	Short	1234	13.97278239        GBP
EUR 0.22 ordinary	CFD	Short	1617	13.97636578        GBP
EUR 0.22 ordinary	CFD	Short	1207	13.97170896        GBP
EUR 0.22 ordinary	CFD	Short	1414	13.97732971        GBP
EUR 0.22 ordinary	CFD	Short	3043	13.95174663        GBP
EUR 0.22 ordinary	CFD	Short	15398	13.98823516        GBP
EUR 0.22 ordinary	CFD	Short	7739	13.9769415        GBP
EUR 0.22 ordinary	CFD	Short	29297	13.983011        GBP
EUR 0.22 ordinary	CFD	Short	19148	13.985699        GBP
EUR 0.22 ordinary	CFD	Short	5167	13.9857        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END