Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

10 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	09 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	400760	14.26000        GBP	14.08098        GBP
EUR 0.22 ordinary	Sell	914856	14.26000        GBP	14.09500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	118782	14.24        GBP
EUR 0.22 ordinary	CFD	Long	1489	14.242347        GBP
EUR 0.22 ordinary	CFD	Long	1926	14.22404465        GBP
EUR 0.22 ordinary	CFD	Long	48897	14.23999        GBP
EUR 0.22 ordinary	CFD	Long	618	14.19316747        GBP
EUR 0.22 ordinary	CFD	Long	9273	14.2137        GBP
EUR 0.22 ordinary	CFD	Long	603	14.225369        GBP
EUR 0.22 ordinary	CFD	Long	60294	14.221967        GBP
EUR 0.22 ordinary	CFD	Long	9917	14.229374        GBP
EUR 0.22 ordinary	CFD	Long	6269	14.224657        GBP
EUR 0.22 ordinary	CFD	Long	5225	14.1841946838277        GBP
EUR 0.22 ordinary	CFD	Long	2564	14.234823        GBP
EUR 0.22 ordinary	CFD	Long	1374	14.229016        GBP
EUR 0.22 ordinary	CFD	Long	5022	14.202973        GBP
EUR 0.22 ordinary	CFD	Long	5840	332.65665411        ZAR
EUR 0.22 ordinary	CFD	Long	77	14.23888866        GBP
EUR 0.22 ordinary	CFD	Long	2349	14.23561602        GBP
EUR 0.22 ordinary	CFD	Long	13508	14.21337374        GBP
EUR 0.22 ordinary	CFD	Long	20032	14.20768596        GBP
EUR 0.22 ordinary	CFD	Long	434	14.23153843        GBP
EUR 0.22 ordinary	CFD	Long	18029	14.21477453        GBP
EUR 0.22 ordinary	CFD	Long	17038	14.2130069        GBP
EUR 0.22 ordinary	CFD	Long	1435	14.2308573        GBP
EUR 0.22 ordinary	CFD	Long	461	333.14        ZAR
EUR 0.22 ordinary	CFD	Long	19368	332.87034387        ZAR
EUR 0.22 ordinary	CFD	Long	85	14.20976471        GBP
EUR 0.22 ordinary	CFD	Long	209	14.240478        GBP
EUR 0.22 ordinary	CFD	Long	3896	14.2189008        GBP
EUR 0.22 ordinary	CFD	Long	437	14.214431        GBP
EUR 0.22 ordinary	CFD	Long	250	14.23176        GBP
EUR 0.22 ordinary	CFD	Long	538	14.239294        GBP
EUR 0.22 ordinary	CFD	Long	3124	14.20735515        GBP
EUR 0.22 ordinary	CFD	Long	6116	14.2225        GBP
EUR 0.22 ordinary	CFD	Long	1600	14.216998        GBP
EUR 0.22 ordinary	CFD	Long	11	14.199106        GBP
EUR 0.22 ordinary	CFD	Long	5872	14.21787        GBP
EUR 0.22 ordinary	CFD	Long	24664	14.21538883        GBP
EUR 0.22 ordinary	CFD	Long	63551	14.20336785        GBP
EUR 0.22 ordinary	CFD	Long	16	14.115        GBP
EUR 0.22 ordinary	CFD	Long	49061	14.2153886        GBP
EUR 0.22 ordinary	CFD	Long	126414	14.20336774        GBP
EUR 0.22 ordinary	CFD	Long	3171	14.2394304        GBP
EUR 0.22 ordinary	CFD	Long	85	14.22327        GBP
EUR 0.22 ordinary	CFD	Long	417	14.219222        GBP
EUR 0.22 ordinary	CFD	Long	273	14.213016        GBP
EUR 0.22 ordinary	CFD	Long	10487	14.20872509        GBP
EUR 0.22 ordinary	CFD	Long	5438	14.21420743        GBP
EUR 0.22 ordinary	CFD	Long	741	14.203374        GBP
EUR 0.22 ordinary	CFD	Long	111	14.21482231        GBP
EUR 0.22 ordinary	CFD	Long	106	14.18        GBP
EUR 0.22 ordinary	CFD	Long	2920	14.222527        GBP
EUR 0.22 ordinary	CFD	Long	6378	14.1975682031985        GBP
EUR 0.22 ordinary	CFD	Long	1275	14.21538824        GBP
EUR 0.22 ordinary	CFD	Long	3287	14.20337085        GBP
EUR 0.22 ordinary	CFD	Short	4633	14.23055436        GBP
EUR 0.22 ordinary	CFD	Short	638	14.2258686        GBP
EUR 0.22 ordinary	CFD	Short	26536	14.223328        GBP
EUR 0.22 ordinary	CFD	Short	1206	14.25        GBP
EUR 0.22 ordinary	CFD	Short	454	14.2250055        GBP
EUR 0.22 ordinary	CFD	Short	839	14.22938617        GBP
EUR 0.22 ordinary	CFD	Short	11809	14.200183        GBP
EUR 0.22 ordinary	CFD	Short	450	14.24382222        GBP
EUR 0.22 ordinary	CFD	Short	19368	332.87034387        ZAR
EUR 0.22 ordinary	CFD	Short	140000	14.19784913        GBP
EUR 0.22 ordinary	CFD	Short	787	14.23713151        GBP
EUR 0.22 ordinary	CFD	Short	150	14.220233        GBP
EUR 0.22 ordinary	CFD	Short	77	14.19549683        GBP
EUR 0.22 ordinary	CFD	Short	5840	332.65665411        ZAR
EUR 0.22 ordinary	CFD	Short	461	333.14        ZAR
EUR 0.22 ordinary	CFD	Short	8591	14.240712        GBP
EUR 0.22 ordinary	CFD	Short	4633	14.1141        GBP
EUR 0.22 ordinary	CFD	Short	7	14.1975        GBP
EUR 0.22 ordinary	CFD	Short	1287	14.223551        GBP
EUR 0.22 ordinary	CFD	Short	3259	14.240178        GBP
EUR 0.22 ordinary	CFD	Short	106	14.19        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END