Form 8.5 (EPT/RI)-MONDI PLC

GoldmanSachs International

10 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	09 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	752,734 18,386	14.2750 GBP 332.8530 ZAR	14.1150 GBP 332.8530 ZAR
EUR 0.22 ordinary	Sales	573,485 18,386	14.2725 GBP 332.8530 ZAR	14.1100 GBP 332.8530 ZAR

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a long position	2	14.1650 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	29	14.1650 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	15	14.1650 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	9	14.1650 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3	14.1650 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,941	14.1721 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	25	14.1879 GBP
EUR 0.22 ordinary	CFD	Opening a long position	300	14.1898 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11	14.1900 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	76	14.1900 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	87	14.1900 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	5,007	14.1925 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	63	14.1978 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	154	14.1978 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	46	14.1996 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	321	14.1996 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	800	14.2018 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	2,000	14.2043 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	12	14.2046 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	862	14.2046 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	274	14.2046 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	145	14.2073 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	997	14.2073 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	6,655	14.2173 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,591	14.2179 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	141,597	14.2246 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	2,000	14.2272 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,133	14.2281 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	14	14.2307 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	7	14.2307 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	715	14.2315 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	188	14.2334 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	385	14.2334 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,149	14.2334 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	172	14.2334 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	17,471	14.2338 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	5,154	14.2366 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	659	14.2379 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	39	14.2380 GBP
EUR 0.22 ordinary	CFD	Opening a short position	94	14.2380 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	224	14.2383 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	2,317	14.2386 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	35	14.2397 GBP
EUR 0.22 ordinary	CFD	Opening a long position	574	14.2398 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	3,811	14.2401 GBP
EUR 0.22 ordinary	CFD	Opening a short position	26,806	14.2404 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	496	14.2414 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	701	332.8294 ZAR
EUR 0.22 ordinary	CFD	Reducing a short position	4,579	332.8637 ZAR
EUR 0.22 ordinary	CFD	Reducing a short position	281	333.0067 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	282	14.1727 GBP
EUR 0.22 ordinary	SWAP	Increasing a long position	215	14.2423 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	4,042	332.8018 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	5,561	332.9349 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	10 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END