Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

16 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	15 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	384439	14.20246 GBP	13.73138 GBP
EUR 0.22 ordinary	Sell	325225	14.21598 GBP	13.93376 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1227	14.08770171        GBP
EUR 0.22 ordinary	CFD	Long	865	14.099699        GBP
EUR 0.22 ordinary	CFD	Long	49269	14.035        GBP
EUR 0.22 ordinary	CFD	Long	2	14.1025        GBP
EUR 0.22 ordinary	CFD	Long	5627	334.195787        ZAR
EUR 0.22 ordinary	CFD	Long	103	334.001597        ZAR
EUR 0.22 ordinary	CFD	Long	12927	14.03289475        GBP
EUR 0.22 ordinary	CFD	Long	3600	14.06547181        GBP
EUR 0.22 ordinary	CFD	Long	1836	14.10379193        GBP
EUR 0.22 ordinary	CFD	Long	6454	14.1578        GBP
EUR 0.22 ordinary	CFD	Long	15	14.1022        GBP
EUR 0.22 ordinary	CFD	Long	7618	14.068655        GBP
EUR 0.22 ordinary	CFD	Long	17	14.04        GBP
EUR 0.22 ordinary	CFD	Long	1930	14.0881398963731        GBP
EUR 0.22 ordinary	CFD	Long	11650	14.0959536480687        GBP
EUR 0.22 ordinary	CFD	Long	4520	14.0946150442478        GBP
EUR 0.22 ordinary	CFD	Long	16042	334.33949695        ZAR
EUR 0.22 ordinary	CFD	Long	9188	334.13499456        ZAR
EUR 0.22 ordinary	CFD	Long	598	14.034298        GBP
EUR 0.22 ordinary	CFD	Long	2751	14.07361453        GBP
EUR 0.22 ordinary	CFD	Long	1082	14.1222366        GBP
EUR 0.22 ordinary	CFD	Long	1102	334.012096188748        ZAR
EUR 0.22 ordinary	CFD	Long	2512	334.012089968153        ZAR
EUR 0.22 ordinary	CFD	Long	1670	14.03482456        GBP
EUR 0.22 ordinary	CFD	Long	732	14.148074        GBP
EUR 0.22 ordinary	CFD	Long	302	14.1089404        GBP
EUR 0.22 ordinary	CFD	Long	209	14.093445        GBP
EUR 0.22 ordinary	CFD	Long	25889	333.64428947        ZAR
EUR 0.22 ordinary	CFD	Long	3708	14.12826628        GBP
EUR 0.22 ordinary	CFD	Long	889	14.10727338        GBP
EUR 0.22 ordinary	CFD	Long	883	14.10956844        GBP
EUR 0.22 ordinary	CFD	Long	247	14.14700484        GBP
EUR 0.22 ordinary	CFD	Long	5742	14.11223986        GBP
EUR 0.22 ordinary	CFD	Long	1094	14.09954877        GBP
EUR 0.22 ordinary	CFD	Long	4265	14.11347289        GBP
EUR 0.22 ordinary	CFD	Long	944	14.086038        GBP
EUR 0.22 ordinary	CFD	Long	542	14.066827        GBP
EUR 0.22 ordinary	CFD	Short	1382	14.13234443        GBP
EUR 0.22 ordinary	CFD	Short	14689	14.116072        GBP
EUR 0.22 ordinary	CFD	Short	3540	14.1298856        GBP
EUR 0.22 ordinary	CFD	Short	6443	14.035        GBP
EUR 0.22 ordinary	CFD	Short	3279	14.0758        GBP
EUR 0.22 ordinary	CFD	Short	639	14.0964249        GBP
EUR 0.22 ordinary	CFD	Short	19353	14.075576        GBP
EUR 0.22 ordinary	CFD	Short	25889	333.64428947        ZAR
EUR 0.22 ordinary	CFD	Short	3614	334.01209186        ZAR
EUR 0.22 ordinary	CFD	Short	5627	334.1958        ZAR
EUR 0.22 ordinary	CFD	Short	103	334.0016        ZAR
EUR 0.22 ordinary	CFD	Short	250	14.03572        GBP
EUR 0.22 ordinary	CFD	Short	2901	334.041716649431        ZAR
EUR 0.22 ordinary	CFD	Short	6287	334.178035629076        ZAR
EUR 0.22 ordinary	CFD	Short	22694	14.081601        GBP
EUR 0.22 ordinary	CFD	Short	2835	14.03517544        GBP
EUR 0.22 ordinary	CFD	Short	122	14.115164        GBP
EUR 0.22 ordinary	CFD	Short	16042	334.33949695        ZAR
EUR 0.22 ordinary	CFD	Short	54	14.065093        GBP
EUR 0.22 ordinary	CFD	Short	3946	14.08086217        GBP
EUR 0.22 ordinary	CFD	Short	2400	14.07108101        GBP
EUR 0.22 ordinary	CFD	Short	2387	14.09375468        GBP
EUR 0.22 ordinary	CFD	Short	247	14.03549123        GBP
EUR 0.22 ordinary	CFD	Short	2717	14.08593097        GBP
EUR 0.22 ordinary	CFD	Short	331	14.04299149        GBP
EUR 0.22 ordinary	CFD	Short	3544	14.09135379        GBP
EUR 0.22 ordinary	CFD	Short	751	14.0692474        GBP
EUR 0.22 ordinary	CFD	Short	505	14.03794082        GBP
EUR 0.22 ordinary	CFD	Short	724	14.123149        GBP
EUR 0.22 ordinary	CFD	Short	19878	14.062639        GBP
EUR 0.22 ordinary	CFD	Short	650	14.069316        GBP
EUR 0.22 ordinary	CFD	Short	3704	14.12436218        GBP
EUR 0.22 ordinary	CFD	Short	222	14.105990990991        GBP
EUR 0.22 ordinary	CFD	Short	278	14.1109712230216        GBP
EUR 0.22 ordinary	CFD	Short	3288	14.13083257        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	16 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END