For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
MOUNTVIEW ESTATES P.L.C. |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
CRAIG MELROSE MURPHY |
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4. Full name of shareholder(s) |
(1) CHARLES LANDER PIKE AND XAVIER JOSEPH NICHOLAS AS TRUSTEES OF THE W.D.I. SINCLAIR GRANDCHILDREN SETTLEMENT (SHAREHOLDER OF 59,800 ORDINARY SHARES) (2) CHARLES LANDER PIKE AND XAVIER JOSEPH NICHOLAS AS TRUSTEES OF THE DORIS SINCLAIR WILL TRUST (SHAREHOLDER OF 39,367 ORDINARY SHARES) (3) CRAIG MELROSE MURPHY (SHAREHOLDER OF 17,976 ORDINARY SHARES) |
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5. Date of the transaction and date on |
16 NOVEMBER 2016 |
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6. Date on which issuer notified: |
17 NOVEMBER 2016 |
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7. Threshold(s) that is/are crossed or |
3% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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ORDINARY
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117,143 |
117,143 |
117,143 |
117,143 |
0 |
3.00 |
0 |
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ISIN GB0006081037 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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N/A |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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117,143 |
3.00 |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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N/A |
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Prior to the triggering transaction, Mr Murphy held 17,976 ordinary shares directly. He was also entitled to life interests in one third of the trust funds of each of the Doris Sinclair Will Trust and the W.D.I. Sinclair Grandchildren Settlement respectively (the "Trusts"). In total, these life interests accounted for an indirect holding of 99,167 ordinary shares.
In this transaction, the 99,167 shares previously held subject to the terms of the Trusts have been transferred from Xavier Joseph Nicholas and Charles Lander Pike as trustees of the Trusts to Mr Murphy absolutely. |
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14. Contact name: |
ALICE GUNN |
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15. Contact telephone number: |
020 7863 8364 |
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Note: Annex should only be submitted to the FCA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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CRAIG MELROSE MURPHY |
Contact address (registered office for legal entities)
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CHURCH HILL, CHURCH LANE, WORPLESDON, SURREY GU3 3RU |
Phone number & email
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01483 232203; CRAIGMURPHY@HOTMAIL.CO.UK |
Other useful information (at least legal representative for legal persons)
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N/A |
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B: Identity of the notifier, if applicable |
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Full name
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ALICE GUNN |
Contact address
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FORSTERS LLP, 31 HILL STREET, LONDON W1J 5LS |
Phone number & email
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020 7863 8364; ALICE.GUNN@FORSTERS.CO.UK |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
LEGAL REPRESENTATIVE |
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C: Additional information |
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N/A |
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For notes on how to complete form TR-1 please see the FCA website. |