|
||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
||||
|
|
|||
1. Identity of the issuer or the underlying issuer |
Nanoco Group Plc GB00B01JLR99 |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
Yes |
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
n/a |
|||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
n/a |
|||
An event changing the breakdown of voting rights |
n/a |
|||
Other (please specify): |
|
n/a |
||
3. Full name of person(s) subject to the |
UBS Investment Bank |
|||
4. Full name of shareholder(s) |
UBS AG London Branch |
|||
5. Date of the transaction and date on |
31 July 2013 |
|||
6. Date on which issuer notified: |
02 August 2013 |
|||
7. Threshold(s) that is/are crossed or |
4% |
|||
8. Notified details: |
|||||||||||||||
A: Voting rights attached to shares |
|||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights |
|||||||||||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||||||||||
GB00B01JLR99 |
6,481,358 |
6,481,358 |
8,483,477 |
8,483,477 |
- |
4.04% |
- |
||||||||
|
|||||||||||||||
|
|||||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||||||
- |
- |
- |
- |
- |
|||||||||||
|
|||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
|||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
||||||||||
- |
- |
- |
- |
- |
Nominal |
Delta |
|||||||||
- |
- |
||||||||||||||
|
|||||||||||||||
Total (A+B+C) |
|||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||
8,483,477 |
4.04% |
||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease |
|
|
12. Date on which proxy holder will cease to hold |
|
|
|
||
|
|
|
14. Contact name: |
Konstantina Georgaki / Raphael Lang |
|
15. Contact telephone number: |
+41 44 239 4071 |
|