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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Nanoco Group PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
Newly disclosable position in qualifying financial instruments as a result of changes to the FCA Disclosure and Transparency Rules on 26 November 2015 |
x |
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3. Full name of person(s) subject to the |
The Goldman Sachs Group, Inc. |
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4. Full name of shareholder(s) |
Goldman, Sachs & Co. Goldman Sachs International |
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5. Date of the transaction and date on |
26 November 2015 |
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6. Date on which issuer notified: |
27 November 2015 |
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7. Threshold(s) that is/are crossed or |
Above 4% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B01JLR99 |
Below 3% |
Below 3% |
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0 |
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0.00% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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Stock Loan (Physical) |
Open |
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11,388,331 |
4.80% |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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11,388,331 |
4.80% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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The Goldman Sachs Group, Inc.; 11,388,331 shares; 4.80%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 7,744,625 shares; 3.27% Goldman, Sachs & Co. (Controlled by Goldman, Sachs & Co. L.L.C.); 7,744,625 shares; 3.27%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited)
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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General email contact: |
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14. Contact name: |
Aadithya Rao |
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15. Contact telephone number: |
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