TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
|
|
|||
1. Identity of the issuer or the underlying issuer |
Nanoco Group PLC |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
|
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
X |
|||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|||
An event changing the breakdown of voting rights |
|
|||
Other (please specify): |
|
|
||
3. Full name of person(s) subject to the |
The Goldman Sachs Group, Inc. |
|||
4. Full name of shareholder(s) |
Goldman Sachs International Goldman, Sachs & Co. |
|||
5. Date of the transaction and date on |
22 December 2016 |
|||
6. Date on which issuer notified: |
28 December 2016 |
|||
7. Threshold(s) that is/are crossed or |
Below 4% |
|||
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares |
||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights |
||||||||||||
Direct |
Direct |
Indirect |
Direct |
Indirect |
||||||||||||
GB00B01JLR99 |
0 |
0 |
|
|
109 |
|
0.00005% |
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||
Stock Loan (Physical) |
Open |
|
7,909,153 |
3.32% |
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
|||||||||||
|
|
|
|
|
Nominal |
Delta |
||||||||||
|
|
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
7,909,262 |
3.32% |
|||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||||||||||||||||
The Goldman Sachs Group, Inc.; 7,909,262 shares; 3.32%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 7,561,059 shares; 3.17% Goldman, Sachs & Co. (Controlled by Goldman, Sachs & Co. L.L.C.); 7,561,059 shares; 3.17%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.); Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.); Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited);
|
||||||||||||||||
|
||||||||||||||||
Proxy Voting: |
||||||||||||||||
10. Name of the proxy holder: |
N/A |
|||||||||||||||
11. Number of voting rights proxy holder will cease |
N/A |
|||||||||||||||
12. Date on which proxy holder will cease to hold |
N/A |
|||||||||||||||
|
||||||||||||||||
|
Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact: |
|||||||||||||||
14. Contact name: |
Peter Chisholm |
|||||||||||||||
15. Contact telephone number: |
|
|||||||||||||||
|
||||||||||||||||