15 January 2021
National Grid plc ( ' National Grid ' or ' Company ' )
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs') and Closely Associated Persons (CAPs)
This announcement is made in accordance with Article 19 of the EU Market Abuse Regulation ('MAR') and relates to the National Grid interim dividend scrip alternative, dividend reinvestment under the National Grid Share Incentive Plan ('SIP'), dividend reinvestment under the Lattice All Employee Share Ownership Plan ('Lattice AESOP') and dividend reinvestment on behalf of PDMRs and CAPs.
In accordance with MAR the relevant Financial Conduct Authority ('FCA') notifications are set out below.
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Andy Agg |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Financial Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend shares") under the Share Incentive Plan. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Jonathan Butterworth |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Managing Director, National Grid Ventures |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend shares") under the Share Incentive Plan. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend reinvestment") |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.14 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend shares") under the Lattice AESOP. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Mrs Anne Dawson |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CAP of Jonathan Dawson, Non-executive Director |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities under the Scrip Dividend Scheme. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Lady Eileen Gershon |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
CAP of Sir Peter Gershon, Chairman |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities under the Scrip Dividend Scheme. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Sir Peter Gershon |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chairman |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities under the Scrip Dividend Scheme. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities under the Scrip Dividend Scheme. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Sir Peter and Lady Eileen Gershon |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chairman and CAP of Sir Peter Gershon |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities under the Scrip Dividend Scheme. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
John Pettigrew |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Executive Officer |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend shares") under the Share Incentive Plan. |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend reinvestment") under an ISA |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.13 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Lucy Nicola Shaw |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Executive Director, UK |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
National Grid plc |
||||
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01 |
||||
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend reinvestment") |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
||||
e)
|
Date of the transaction
|
2021.01.14 |
||||
f)
|
Place of the transaction
|
London Stock Exchange (XLON) |