Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
The Royal Bank of Scotland Group PLC |
||
2. Reason for notification (yes/no) |
|||
An acquisition or disposal of voting rights |
Yes |
||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||
An event changing the breakdown of voting rights |
|
||
Other (please specify):______________ |
|
||
3. Full name of person(s) subject to notification obligation: |
The Commissioners of Her Majesty's Treasury |
||
4. Full name of shareholder(s) (if different from 3): |
The Solicitor for the Affairs of Her Majesty's Treasury |
||
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
14 April 2009 |
||
6. Date on which issuer notified: |
14 April 2009 |
||
7. Threshold(s) that is/are crossed or reached: |
70% |
8: Notified Details |
|||||||
A: Voting rights attached to shares |
|||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
|||
Direct |
Indirect |
Direct |
Indirect |
||||
GB0007547838 |
22,853,798,818 |
22,853,798,818 |
39,644,835,194 |
39,644,835,194 |
|
70.33% |
|
B: Financial Instruments |
||||
Resulting situation after the triggering transaction |
||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/ converted) |
Percentage of voting rights |
|
|
|
|
|
Total (A+B) |
|
Number of voting rights |
Percentage of voting rights |
39,644,835,194 |
70.33% |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
UK Financial Investments Limited, a company wholly-owned by Her Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with Her Majesty's Treasury) |
Proxy Voting: |
|
10. Name of proxy holder: |
|
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
The Solicitor for the Affairs of Her Majesty's Treasury is acting as nominee for Her Majesty's Treasury |
14 Contact name: |
Stephen Parker |
15. Contact telephone name: |
020 7270 5666 |
For notes on how to complete form TR-1 please see the FSA website.