Rule 8.3- (BHP Billiton)
Royal Bank of Scotland Group PLC
05 December 2007
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 22 November 2007
AMENDMENT: Positions and Trading in BHP Billiton Plc and BHP Billiton Ltd on 22
November 2007 should read as follows:
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 21,399,670 (0.9481%) 58,689 (0.0026%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 2,778,100 (0.1230%) 4,728,377 (0.2094%)
Total 24,177,770 (1.0711%) 4,787,066 (0.2120%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 97 14.6800 GBP
Purchase 189 14.6900 GBP
Purchase 5,193 14.7000 GBP
Purchase 293 14.7100 GBP
Purchase 674 14.7200 GBP
Purchase 100,000 14.7400 GBP
Purchase* 50,000 14.7500 GBP
Purchase 1,264 14.7600 GBP
Purchase 699 14.8000 GBP
Purchase 1,224 14.8100 GBP
Purchase 180 14.8200 GBP
Purchase 16,430 14.8242 GBP
Purchase 734 14.8400 GBP
Purchase 1,059 14.8500 GBP
Purchase* 40,000 14.8550 GBP
Purchase 1,107 14.8600 GBP
Purchase 900,000 14.8617 GBP
Purchase 449 14.8700 GBP
Purchase 385 14.8800 GBP
Purchase 771 14.8900 GBP
Purchase 700 14.8966 GBP
Purchase 897 14.9000 GBP
Purchase 597 14.9100 GBP
Purchase 827 14.9200 GBP
Purchase 232 14.9300 GBP
Purchase 551 14.9400 GBP
Purchase 100,318 14.9500 GBP
Purchase 996 14.9600 GBP
Purchase 756,000 14.9663 GBP
Purchase 407 15.0100 GBP
Purchase 89 15.0200 GBP
TOTAL: 1,982,362 14.7000 GBP
Sale 989 14.7600 GBP
Sale* 4,000 14.7700 GBP
Sale 771 14.7800 GBP
Sale 1,230 14.7900 GBP
Sale 289 14.8100 GBP
Sale 482 14.8200 GBP
Sale 97 14.8300 GBP
Sale 1,060 14.8400 GBP
Sale 4,398 14.8500 GBP
Sale 8,658 14.8600 GBP
Sale 9,485 14.8700 GBP
Sale 1,179 14.8800 GBP
Sale 7,826 14.8900 GBP
Sale 2,667 14.9000 GBP
Sale 6,012 14.9100 GBP
Sale 1,690 14.9200 GBP
Sale 45 14.9400 GBP
Sale 97 14.9500 GBP
Sale 867 15.0900 GBP
Sale 882 15.1100 GBP
Sale 353
TOTAL: 49,077
* Trades by RBS G Plc
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
Dec
2007 Written 50,000 16.0000 American 20 Dec 0.2100 EUR
Put GBP 2007
Warrant
Dec
2008 Written 50,000 19.0000 American 11 Dec 0.2000 EUR
Call GBP 2007
Warrant
Dec Purchase 1,000,000 10.0000 American 21 Dec 2.2700 GBP
2007 GBP 2007
Call
Dec Sale 1,000,000 10.0000 American 21 Dec 5.8800 GBP
2007 GBP 2007
Call
Dec Sale 500,000 13.0000 American 21 Dec 0.7050 GBP
2007 GBP 2007
Call
Dec Sale 300,000 14.0000 American 21 Dec 2.1100 GBP
2007 GBP 2007
Call
Dec Sale 600,000 14.0000 American 21 Dec 0.5200 GBP
2007 GBP 2007
Call
Dec Purchase 300,000 14.0000 American 21 Dec 2.1100 GBP
2007 GBP 2007
Call
Dec Purchase 600,000 14.0000 American 21 Dec 0.5200 GBP
2007 GBP 2007
Call
Dec Sale 300,000 14.0000 American 21 Dec 2.1100 GBP
2007 GBP 2007
Call
Dec Sale 600,000 14.0000 American 21 Dec 0.5200 GBP
2007 GBP 2007
Call
Dec Purchase 300,000 14.0000 American 21 Dec 2.1100 GBP
2007 GBP 2007
Call
Dec Purchase 600,000 14.0000 American 21 Dec 0.5200 GBP
2007 GBP 2007
Call
Dec Sale 250,000 15.0000 American 21 Dec 1.5500 GBP
2007 GBP 2007
Call
Dec Purchase 2,000,000 15.0000 American 21 Dec 1.6200 GBP
2007 GBP 2007
Call
Dec Sale 2,000,000 15.0000 American 21 Dec 0.3200 GBP
2007 GBP 2007
Call
Dec Purchase 1,000,000 16.0000 American 21 Dec 1.0800 GBP
2007 GBP 2007
Call
Dec Purchase 1,000,000 20.0000 American 21 Dec 0.0600 GBP
2007 GBP 2007
Call
Dec Sale 1,000,000 20.0000 American 21 Dec 0.1100 GBP
2007 GBP 2007
Call
Mar Purchase 500,000 15.0000 American 20 Mar 0.7400 GBP
2008 GBP 2008
Call
Mar Sale 500,000 15.0000 American 20 Mar 0.7400 GBP
2008 GBP 2008
Call
Mar Sale 1,000,000 25.0000 American 20 Mar 0.3200 GBP
2008 GBP 2008
Call
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
RBS G Plc Gross Long Position of 3,820,783 shares in BHP Billiton Plc has been
added to ABN AMRO's Gross Long Position.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 4 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Dec
2007 Written 70,000 10.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 50,150 11.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 5,745 14.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 80,000 14.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 42,500 16.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 32,500 17.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 330 18.0000 GBP American 20 Dec
Call 2007
Warrant
Mar
2008 Written 7,400 17.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 16,000 19.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 5,000 21.0000 GBP American 13
Call March
Warrant 2008
Jun
2008 Written 22,000 10.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 10,000 12.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 68,473 14.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 3,000 15.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 20,300 16.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 43,000 18.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 32,500 20.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 5,400 22.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 115,000 24.0000 GBP American 12
Call June
Warrant 2008
Dec
2008 Written 18,900 11.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,000 13.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 3,450 14.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 229,500 15.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 55,225 16.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,800 17.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 9,950 17.0000 GBP American 11 Dec
Put 2008
Warrant
Dec
2008 Written 277,300 19.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 8,975 21.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 6,700 23.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 450,579 25.0000 GBP American 11 Dec
Call 2008
Warrant
Jun
2009 Written 2,000 18.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 116,800 20.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 13,000 24.0000 GBP American 18
Call June
Warrant 2009
Dec
2007 Written 500,000 10.0000 GBP American 21 Dec
Put 2007
Option
Mar
2008 Purchase 250,000 18.0000 GBP American 20
Call March
Option 2008
Mar
2008 Written 250,000 19.0000 GBP American 20
Call March
Option 2008
Dec
2007 Written 70,000 10.0000 GBP American 21 Dec
Put 2007
Option
Dec
2007 Written 30,000 10.5000 GBP American 21 Dec
Put 2007
Option
Jun
2008 Written 110,000 13.0000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.0000 GBP American 20 Mar
Put 2008
Option
Dec
2007 Written 500,000 13.00 GBP American 21 Dec
Call 2007
Option*
Dec
2007 Written 250,000 15.00 GBP American 21 Dec
Call 2007
Option*
Dec
2007 Purchased 1,000,000 16.00 GBP American 21 Dec
Call 2007
Option*
Mar
2008 Written 1,000,000 25.00 GBP American 20 Mar
Call 2008
Option*
Mar
2008 Written 500,000 10.00 GBP American 20 Mar
Put 2008
Option*
Dec
2007 Purchased 1,000,000 15.00 GBP American 21 Dec
Put 2007
Option*
* RBS G Plc Options
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 22 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,513,814 (0.0450%) 4,470,981 (0.1331%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 1,513,814 (0.0450%) 4,470,981 (0.1331%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 835 40.30 AUD
TOTAL: 835 40.34 AUD
Sale 425,000 40.38 AUD
Sale 250,000
TOTAL: 675,000
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 4 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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