Rule 8.3- (BHP Billiton)
Royal Bank of Scotland Group PLC
05 December 2007
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 23 November 2007
AMENDMENT: Positions and Trading in BHP Billiton Plc and BHP Billiton Ltd on 23
November 2007 should read as follows:
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 21,663,460 (0.9598%) 60,851 (0.0027%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 2,853,100 (0.1264%) 4,738,377 (0.1877%)
Total 24,516,560 (1.0862%) 4,799,228 (0.1904%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 280,000 14.9685 GBP
Purchase 829 15.0900 GBP
Purchase 250,000 15.1900 GBP
Purchase 96 15.2100 GBP
Purchase 800 15.3000 GBP
Purchase 1,814 15.4600 GBP
Purchase 11 15.4900 GBP
Purchase 578 15.5100 GBP
Purchase 994 15.5700 GBP
Purchase* 59,000 15.6090 GBP
Purchase 262 15.6700 GBP
Purchase 322 15.6800 GBP
Purchase 1,008 15.6900 GBP
Purchase* 3,000 15.7300 GBP
Purchase 1,000 15.7000 GBP
TOTAL: 599,714 14.8600 GBP
Sale 509 14.9000 GBP
Sale 385 14.9100 GBP
Sale 1,000 14.9200 GBP
Sale 193 15.0900 GBP
Sale 385 15.1000 GBP
Sale 889 15.1300 GBP
Sale 97 15.1600 GBP
Sale 96 15.1700 GBP
Sale 96 15.1800 GBP
Sale 482 15.1900 GBP
Sale 518 15.2000 GBP
Sale 612 15.2100 GBP
Sale 1,086 15.2200 GBP
Sale 577 15.2300 GBP
Sale 1,096 15.2375 GBP
Sale 200,000 15.2400 GBP
Sale 2,337 15.2500 GBP
Sale 264 15.2500 GBP
Sale* 2,500 15.2600 GBP
Sale 1,068 15.2700 GBP
Sale 613 15.2800 GBP
Sale 674 15.2900 GBP
Sale 4,097 15.3000 GBP
Sale 482 15.3300 GBP
Sale 114 15.3400 GBP
Sale 97 15.3800 GBP
Sale 438 15.3900 GBP
Sale 44 15.4000 GBP
Sale 704 15.4200 GBP
Sale 10,000 15.4300 GBP
Sale 289 15.4400 GBP
Sale 1,252 15.4500 GBP
Sale 771 15.5000 GBP
Sale 135 15.5100 GBP
Sale 2,038 15.5200 GBP
Sale 887 15.5300 GBP
Sale 300 15.5500 GBP
Sale 60 15.5600 GBP
Sale 293 15.5700 GBP
Sale 13,385 15.5800 GBP
Sale 5,192 15.5900 GBP
Sale 629 15.6000 GBP
Sale 530 15.6100 GBP
Sale 675 15.6200 GBP
Sale 97 15.6300 GBP
Sale 1,771 15.6400 GBP
Sale 104 15.6600 GBP
Sale 867 15.6700 GBP
Sale 193 15.6800 GBP
Sale* 70,835 15.6900 GBP
Sale 192 15.7000 GBP
Sale 1,000 15.7100 GBP
Sale 123 15.7200 GBP
Sale 543 15.7300 GBP
Sale 1,000 15.7400 GBP
Sale 282 15.7500 GBP
Sale 654 15.7600 GBP
Sale 254 15.7800 GBP
Sale 192 15.8000 GBP
Sale 915 15.8100 GBP
Sale 1,192 15.8400 GBP
Sale 145
TOTAL: 338,248
* Trades by RBS G Plc
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
Mar
2008 Written 10,000 19.0000 American 13 Mar 0.0970 EUR
Call GBP 2008
Warrant
Jun
2008 Purchased 16,000 12.0000 American 20 Jun 0.6150 GBP
Put GBP 2008
Option
Jun
2008 Purchased 9,000 12.0000 American 20 Jun 0.6100 GBP
Put GBP 2008
Option
Jun
2008 Purchased 15,000 13.0000 American 20 Jun 0.8850 GBP
Put GBP 2008
Option
Jun
2008 Purchased 8,000 13.0000 American 20 Jun 0.8700 GBP
Put GBP 2008
Option
Jun
2008 Purchased 25,000 13.0000 American 20 Jun 0.8600 GBP
Put GBP 2008
Option
Jun
2008 Purchased 2,000 13.0000 American 20 Jun 0.8550 GBP
Put GBP 2008
Option
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
RBS G Plc Gross Long Position of 3,812,448 shares in BHP Billiton Plc has been
added to ABN AMRO's Gross Long Position.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 4 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Dec
2007 Written 70,000 10.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 50,150 11.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 5,745 14.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 80,000 14.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 42,500 16.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 32,500 17.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 330 18.0000 GBP American 20 Dec
Call 2007
Warrant
Mar
2008 Written 7,400 17.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 26,000 19.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 5,000 21.0000 GBP American 13
Call March
Warrant 2008
Jun
2008 Written 22,000 10.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 10,000 12.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 68,473 14.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 3,000 15.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 20,300 16.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 43,000 18.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 32,500 20.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 5,400 22.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 115,000 24.0000 GBP American 12
Call June
Warrant 2008
Dec
2008 Written 18,900 11.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,000 13.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 3,450 14.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 229,500 15.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 55,225 16.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,800 17.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 9,950 17.0000 GBP American 11 Dec
Put 2008
Warrant
Dec
2008 Written 277,300 19.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 8,975 21.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 6,700 23.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 450,579 25.0000 GBP American 11 Dec
Call 2008
Warrant
Jun
2009 Written 2,000 18.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 116,800 20.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 13,000 24.0000 GBP American 18
Call June
Warrant 2009
Dec
2007 Written 500,000 10.0000 GBP American 21 Dec
Put 2007
Option
Mar
2008 Purchase 250,000 18.0000 GBP American 20
Call March
Option 2008
Mar
2008 Written 250,000 19.0000 GBP American 20
Call March
Option 2008
Dec
2007 Written 70,000 10.0000 GBP American 21 Dec
Put 2007
Option
Dec
2007 Written 30,000 10.5000 GBP American 21 Dec
Put 2007
Option
Jun
2008 Written 25,000 12.0000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.0000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.0000 GBP American 20 Mar
Put 2008
Option
Dec
2007 Written 500,000 13.00 GBP American 21 Dec
Call 2007
Option*
Dec
2007 Written 250,000 15.00 GBP American 21 Dec
Call 2007
Option*
Dec
2007 Purchased 1,000,000 16.00 GBP American 21 Dec
Call 2007
Option*
Mar
2008 Written 1,000,000 25.00 GBP American 20 Mar
Call 2008
Option*
Mar
2008 Written 500,000 10.00 GBP American 20 Mar
Put 2008
Option*
Dec
2007 Purchased 1,000,000 15.00 GBP American 21 Dec
Put 2007
Option*
* RBS G Plc Options
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 23 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,362,394 (0.0405%) 5,520,981 (0.1644%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 1,362,394 (0.0405%) 5,520,981 (0.1644%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Sale 250,000 40.21 AUD
Sale 800,000 40.23 AUD
Sale 150,000 40.27 AUD
TOTAL: 1,200,000
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 4 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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