Rule 8.3- (BHP Billiton)
Royal Bank of Scotland Group PLC
07 February 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 6 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 21,914,819 (0.9816%) 229,876 (0.0102%)
(2) Derivatives (other than
options) 22,700 (0.0010%) 139,521 (0.0062%)
(3) Options and agreements to
purchase/sell 3,323,000 (0.1488%) 4,015,000 (0.1798%)
Total 25,260,519 (1.1314%) 4,384,397 (0.1962%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 30,000 15.0000 GBP
Purchase 3,000 15.0200 GBP
Purchase 4,779 15.0400 GBP
Purchase 5,221 15.0500 GBP
Purchase 22,000 15.0600 GBP
Purchase 16,200 15.1200 GBP
Purchase 38,038 15.2000 GBP
Purchase 7,216 15.2282 GBP
Purchase 5,230 15.2403 GBP
Purchase 594,770 15.2403 GBP
Purchase 200,000 15.0220 GBP
Purchase 15,000 15.0000 GBP
Purchase 680,000 15.2370 GBP
Sale 400,000 15.0625 GBP
Sale 67,500 15.0800 GBP
Sale 3,000 15.1600 GBP
Sale 10,540 15.1800 GBP
Sale 37,143 15.1900 GBP
Sale 73,407 15.2000 GBP
Sale 28,244 15.2100 GBP
Sale 85,000 15.2198 GBP
Sale 18,662 15.2200 GBP
Sale 7,140 15.2300 GBP
Sale 1,639 15.2400 GBP
Sale 358,404 15.2500 GBP
Sale 96,698 15.2600 GBP
Sale 24,981 15.2700 GBP
Sale 11,127 15.2800 GBP
Sale 5,216 15.2900 GBP
Sale 5,216 15.3000 GBP
Sale 13,200 15.2000 GBP
Sale 5,000 15.3000 GBP
Sale 30,000 15.2030 GBP
Sale 80,000 15.2380 GBP
Sale 400 15.2720 GBP
Sale 130 15.2720 GBP
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
Mar 2008
Call Short 400 0.0690 EUR
Warrant
Mar 2008
Call Short 600 0.0570 EUR
Warrant
Mar 2008
Call Short 1,000 0.0680 EUR
Warrant
Jun 2008
Call Long 3,000 0.3400 EUR
Warrant
Jun 2008
Call Long 2,000 0.3300 EUR
Warrant
Jun 2008
Call Short 800 0.3200 EUR
Warrant
Dec 2008
Call Long 125 0.4400 EUR
Warrant
Dec 2008
Call Long 560 0.4500 EUR
Warrant
Dec 2008
Call Long 10,000 0.3800 EUR
Warrant
Dec 2008
Call Long 400 0.1300 EUR
Warrant
Jun 2009
Call Short 200 0.3300 EUR
Warrant
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
Mar
2008 Selling 150,000 18.0000 GBP American 20-Mar-2008 0.5250 GBP
Call
Option
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 7 February 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Feb
2008 Purchased 250,000 15.000 GBP American 15 Feb
Put 2008
Option
Mar
2008 Purchased 250,000 18.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Purchase 750,000 12.000 GBP American 20 Mar
Put 2008
Option
Jun
2008 Written 25,000 12.000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.000 GBP American 20 Mar
Put 2008
Option
Mar Written 55,000 18.000 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 15.00 GBP American 20 Mar
2008 2008
Call
Apr Written 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 350,000 15.00 GBP American 20 Mar
2008 2008
Call
Apr Purchased 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 1,000,000 25.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 350,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.000 GBP American 20 Mar
2008 2008
Put
Mar Written 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 1,000,000 15.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 6 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,704,063 (0.0507%) 4,098,455 (0.1220%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 1,704,063 (0.0507%) 4,098,455 (0.1220%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 50,000 36.66 AUD
Purchase 650,000 37.20 AUD
Purchase 100,000 37.75 AUD
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing Purchase
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 7 February 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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