Rule 8.3- (BHP Billiton)
Royal Bank of Scotland Group PLC
12 February 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 7 February 2008
Amendment: Late booking of sale of 600,000 @ 14.9492 GBP on 11.02.08
Cancellation of sale of 200,000 @ 15.0000 GBP on 11.02.08
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 21,121,848 (0.9570%) 340,257 (0.0154%)
(2) Derivatives (other than
options) 22,700 (0.0010%) 138,571 (0.0062%)
(3) Options and agreements to
purchase/sell 3,073,000 (0.1392%) 4,380,000 (0.1984%)
Total 24,217,548 (1.0972%) 4,858,828 (0.2200%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 5,000 14.6300 GBP
Purchase 3,000 14.6500 GBP
Purchase 6,803 14.6600 GBP
Purchase 10,636 14.6700 GBP
Purchase 2,675 14.6800 GBP
Purchase 34,858 14.6900 GBP
Purchase 2,158 14.7100 GBP
Purchase 43,843 14.7128 GBP
Purchase 30,000 14.7300 GBP
Purchase 557 14.7400 GBP
Purchase 578 14.7500 GBP
Purchase 1,117 14.7600 GBP
Purchase 585 14.7700 GBP
Purchase 558 14.7800 GBP
Purchase 1,116 14.7900 GBP
Purchase 579 14.8000 GBP
Purchase 600 14.8200 GBP
Purchase 1,135 14.8500 GBP
Purchase 1,716 14.8700 GBP
Purchase 1,261 14.8900 GBP
Purchase 1,270 14.9100 GBP
Purchase 12,001 14.9200 GBP
Purchase 500 14.9300 GBP
Purchase 550 14.9400 GBP
Purchase 10,000 14.9500 GBP
Purchase 715 14.9600 GBP
Purchase 1,218 14.9700 GBP
Purchase 2,000 14.9800 GBP
Purchase 15,772 14.9900 GBP
Purchase 5,100 14.6900 GBP
Purchase 5,000 14.8900 GBP
Purchase 2,100 14.6900 GBP
Purchase 30,000 14.7700 GBP
Purchase 5,000 14.6300 GBP
Sale 34,858 14.6900 GBP
Sale 36,600 14.7754 GBP
Sale 2,500 14.8200 GBP
Sale 85,000 14.8246 GBP
Sale 6,000 14.9800 GBP
Sale 480,000 15.0000 GBP
Sale* 600,000 14.9492 GBP
*late booking on 11.02.08
Cancellation of Sale of 200,000 @ 15.0000GBP on 11.02.08
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
Jun 2008
Call Long 800 0.2800 EUR
Warrant
Dec 2008
Call Long 150 0.3600 EUR
Warrant
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
Apr
2008 Purchasing 30,000 14.0000 American 18/04/ 0.9500 GBP
Put 2008
Option
Feb
2008 Purchasing 50,000 14.0000 American 15/02/ 0.2000 GBP
Put 2008
Option
Feb
2008 Selling 30,000 16.0000 American 15/02/ 0.1400 GBP
Call 2008
Option
Mar
2008 Purchasing 5,000 11.0000 American 20/03/ 0.1400 GBP
Put 2008
Option
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 12 February 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Feb
2008 Purchase 250,000 15.0000 GBP American 15 Feb
Put 2008
Option
Mar
2008 Purchase 250,000 18.0000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.0000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Purchase 750,000 12.0000 GBP American 20 Mar
Put 2008
Option
April
2008 Purchase 30,000 14.0000 GBP American 18 Apr
Put 2008
Option
Feb
2008 Purchase 50,000 14.0000 GBP American 15 Feb
Put 2008
Option
Feb
2008 Written 30,000 16.0000 GBP American 15 Feb
Call 2008
Option
Jun
2008 Written 25,000 12.0000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.0000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Purchase 5,000 11.0000 GBP American 20 Mar
Put 2008
Option
Mar
2008 Written 178,000 13.0000 GBP American 20 Mar
Put 2008
Option
Mar
2008 Written 55,000 18.0000 GBP American 20 Mar
Call 2008
Option
Mar Written 500,000 15.00 GBP American 20 Mar
2008 2008
Call
Apr Written 110,000 9.85 GBP American 11 Apr
2008 2008
Put
Mar Written 350,000 15.00 GBP American 20 Mar
2008 2008
Call
Apr Purchased 110,000 9.85 GBP American 11 Apr
2008 2008
Put
Mar Written 1,000,000 25.00 GBP American 20 Mar
2008 2008
Call
Mar Purchased 500,000 15.00 GBP American 20 Mar
2008 2008
Call
Mar Purchased 350,000 15.00 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.00 GBP American 20 Mar
2008 2008
Put
Mar Written 500,000 9.00 GBP American 20 Mar
2008 2008
Put
Mar Purchased 1,000,000 15.00 GBP American 20 Mar
2008 2008
Put
Mar Purchased 500,000 9.00 GBP American 20 Mar
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 7 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 2,302,601 (0.0685%) 4,098,455 (0.1220%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 2,302,601 (0.0685%) 4,098,455 (0.1220%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 200,000 36.52 AUD
Purchase 200,000 36.68 AUD
Purchase 200,000 36.73 AUD
Sale 2,127 36.22 AUD
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing Purchase
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 8 February 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange