Rule 8.3-(BHP Billiton)-Amend
Royal Bank of Scotland Group PLC
05 December 2007
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) The Royal Bank of
Scotland Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 29 November 2007
AMENDMENT: Positions and Trading in BHP Billiton Plc and BHP Billiton Ltd on 29
November 2007 should read as follows:
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 22,676,231 (1.0047%) 1,476,383 (0.0654%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 2,853,100 (0.1264%) 4,738,877 (0.2099%)
Total 25,529,331 (1.1311%) 6,215,260 (0.2753%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 193 15.5700 GBP
Purchase 192 15.5800 GBP
Purchase 325 15.5900 GBP
Purchase 15,008 15.6000 GBP
Purchase 96 15.6300 GBP
Purchase 483 15.6400 GBP
Purchase 60 15.6600 GBP
Purchase 482 15.6900 GBP
Purchase 38 15.7200 GBP
Purchase 385 15.7500 GBP
Purchase 1,927 15.7700 GBP
Purchase 3,565 15.7900 GBP
Purchase 193 15.8000 GBP
Purchase 80 15.8100 GBP
Purchase 96 15.8300 GBP
Purchase 96 15.8400 GBP
Purchase 100,215 15.8500 GBP
Purchase 16 15.8900 GBP
Purchase 258 15.9000 GBP
Purchase 454 15.9100 GBP
Purchase 1,711 15.9400 GBP
Purchase 96 15.9500 GBP
Purchase 615 15.9600 GBP
Purchase 290 15.9800 GBP
Purchase 785 15.9900 GBP
Purchase 1,278 16.0000 GBP
Purchase 354 16.0100 GBP
Purchase 779 16.0200 GBP
Purchase 1,213 16.0300 GBP
Purchase 117 16.0500 GBP
Purchase 347 16.0700 GBP
Purchase 24 16.2200 GBP
Purchase 103 16.2300 GBP
Purchase 289 16.2500 GBP
Purchase 120 16.2600 GBP
Purchase 673 16.2700 GBP
Purchase 90 16.2800 GBP
Purchase 578 16.2900 GBP
Purchase 803 16.3000 GBP
Purchase 270,000 15.9000 GBP
Purchase 2,500 15.7300 GBP
TOTAL: 406,927 15.7000 GBP
Sale 386 15.8200 GBP
Sale 96 15.8580 GBP
Sale 50,000 15.8900 GBP
Sale 1,133 15.9000 GBP
Sale 1,500 15.9100 GBP
Sale 96 15.9200 GBP
Sale 96 15.9400 GBP
Sale 96 15.9600 GBP
Sale 97 15.9900 GBP
Sale 5,000 16.0300 GBP
Sale 100,000 16.1600 GBP
Sale 400 16.1800 GBP
Sale 4,380 16.2400 GBP
Sale 5,000 16.2600 GBP
Sale 64 16.3070 GBP
Sale 4,500 16.1330 GBP
Sale 100,000 15.8800 GBP
Sale 40,000 15.7600 GBP
Sale 27,000 16.1000 GBP
Sale 150,000
TOTAL: 489,844
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
June
2008 Purchase 10,000 18.0000 American 12 0.0220 EUR
Call GBP June
Warrant 2008
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 30 November 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
*name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Dec
2007 Written 70,000 10.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 50,150 11.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 13,245 14.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 80,000 14.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 42,500 16.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 32,500 17.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 330 18.0000 GBP American 20 Dec
Call 2007
Warrant
Mar
2008 Written 7,400 17.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 26,000 19.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 5,000 21.0000 GBP American 13
Call March
Warrant 2008
Jun
2008 Written 22,000 10.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 10,000 12.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 68,473 14.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 3,000 15.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 20,300 16.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 33,000 18.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 32,500 20.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 5,400 22.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 115,000 24.0000 GBP American 12
Call June
Warrant 2008
Dec
2008 Written 18,900 11.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,000 13.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 3,450 14.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 229,500 15.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 55,225 16.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,800 17.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 9,950 17.0000 GBP American 11 Dec
Put 2008
Warrant
Dec
2008 Written 277,300 19.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 8,975 21.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 6,700 23.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 453,579 25.0000 GBP American 11 Dec
Call 2008
Warrant
Jun
2009 Written 2,000 18.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 116,800 20.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 13,000 24.0000 GBP American 18
Call June
Warrant 2009
Dec
2007 Written 500,000 10.0000 GBP American 21 Dec
Put 2007
Option
Mar
2008 Purchase 250,000 18.0000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.0000 GBP American 20 Mar
Call 2008
Option
Dec
2007 Written 70,000 10.0000 GBP American 21 Dec
Put 2007
Option
Dec
2007 Written 30,000 10.5000 GBP American 21 Dec
Put 2007
Option
Jun
2008 Written 25,000 12.0000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.0000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.0000 GBP American 20 Mar
Put 2008
Option
Dec Written 500,000 13.00 GBP American 21 Dec
2007 2007
Call
Dec Written 250,000 15.00 GBP American 21 Dec
2007 2007
Call
Dec Purchased 1,000,000 16.00 GBP American 21 Dec
2007 2007
Call
Mar Written 1,000,000 25.00 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.00 GBP American 20 Mar
2008 2008
Put
Dec Purchased 1,000,000 15.00 GBP American 20 Mar
2007 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 29 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 869,386 (0.0258%) 4,767,056 (0.1419%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 869,386 (0.0258%) 4,767,056 (0.1419%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 5,014 42.19 AUD
TOTAL: 5,014 42.18 AUD
Sale 615,000 42.19 AUD
Sale 210,000 42.21 AUD
Sale 192,000 42.22 AUD
Sale 50,000 42.29 AUD
Sale 150,000
TOTAL: 1,217,000
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 4 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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