Rule 8.3- BHP Billiton -Amend
Royal Bank of Scotland Group PLC
17 December 2007
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 10 December 2007
AMENDMENT: Trading and Positions in BHP Billiton Plc on 10 December 2007 should
read as follows:
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 23,203,081 (1.0393%) 766,815 (0.0343%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 2,363,100 (0.1058%) 4,432,577 (0.1985%)
Total 25,566,181 (1.1451%) 5,199,392 (0.2328%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 338 16.6700 GBP
Purchase 963 16.6800 GBP
Purchase 2,449 16.7300 GBP
Purchase 16 16.7400 GBP
Purchase 97 16.7500 GBP
Purchase 355 16.7600 GBP
Purchase 35,853 16.7700 GBP
Purchase 956 16.7900 GBP
Purchase 1,056 16.8100 GBP
Purchase 2,028 16.8300 GBP
Purchase 2,014 16.8400 GBP
Purchase 3,285 16.8500 GBP
Purchase 24,019 16.8600 GBP
Purchase 14,372 16.8700 GBP
Purchase 14,591 16.8800 GBP
Purchase 32,096 16.8900 GBP
Purchase 33,369 16.9000 GBP
Purchase 14,226 16.9100 GBP
Purchase 96 16.9200 GBP
Purchase 1,059 16.9300 GBP
Purchase 578 16.9800 GBP
Purchase 5,000 16.8500 GBP
Purchase 4,000 16.7700 GBP
Purchase 30,000 16.8480 GBP
TOTAL: 222,816 16.6606 GBP
Sale 250,000 16.7200 GBP
Sale 97 16.7300 GBP
Sale 1,514 16.7500 GBP
Sale 1,059 16.7700 GBP
Sale 35,155 16.7900 GBP
Sale 520 16.8300 GBP
Sale 345 16.8500 GBP
Sale 578 16.8836 GBP
Sale 140,000 16.8900 GBP
Sale 672 17.0000 GBP
Sale 27,649 16.8960 GBP
Sale 75,000 16.6900 GBP
Sale 7,430 16.7810 GBP
Sale 24,300
TOTAL: 564,319
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
Mar
2008 Written 1,600 17.0000 American 13 0.2300 EUR
Call GBP March
Warrant 2008
*
Jun
2008 Purchased 5,000 14.0000 American 12 0.5600 EUR
Call GBP June
Warrant 2008
Dec
2008 Purchased 5,000 19.0000 American 11 Dec 0.3400 EUR
Call GBP 2008
Warrant
Dec
2008 Written 9,100 21.0000 American 11 Dec 0.2400 EUR
Call GBP 2008
Warrant
Dec
2007 Written 50,000** 11.0000 American 21 Dec 1.0000 GBP
Put GBP 2007
Option
Dec
2007 Written 50,000** 12.0000 American 21 Dec 1.0000 GBP
Put GBP 2007
Option
* Amendment of product type name
** Amendment: previously undisclosed
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 17 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Dec
2007 Written 70,000 10.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 50,150 11.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 13,245 14.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 80,000 14.0000 GBP American 20 Dec
Put 2007
Warrant
Dec
2007 Written 42,500 16.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 32,500* 17.0000 GBP American 20 Dec
Call 2007
Warrant
Dec
2007 Written 330 18.0000 GBP American 20 Dec
Call 2007
Warrant
Mar
2008 Written 9,000** 17.0000 GBP American 13
Call March
Warrant 2008
Mar
2008 Written 16,000 19.0000 GBP American 13
Call March
Warrant 2008
Jun
2008 Written 23,000 10.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 10,000 12.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 68,473 14.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 3,000 15.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 20,300 16.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 30,000 18.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 36,500 20.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 5,400 22.0000 GBP American 12
Call June
Warrant 2008
Jun
2008 Written 115,000 24.0000 GBP American 12
Call June
Warrant 2008
Dec
2008 Written 18,900 11.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,000 13.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 3,450 14.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 231,500 15.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 55,225 16.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 23,800 17.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 9,950 17.0000 GBP American 11 Dec
Put 2008
Warrant
Dec
2008 Written 290,300 19.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 18,075 21.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 6,700 23.0000 GBP American 11 Dec
Call 2008
Warrant
Dec
2008 Written 453,579 25.0000 GBP American 11 Dec
Call 2008
Warrant
Jun
2009 Written 9,000 16.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 2,000 18.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 116,800 20.0000 GBP American 18
Call June
Warrant 2009
Jun
2009 Written 25,000 24.0000 GBP American 18
Call June
Warrant 2009
Dec
2007 Written 500,000 10.0000 GBP American 21 Dec
Put 2007
Option
Mar
2008 Purchase 250,000 18.0000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.0000 GBP American 20 Mar
Call 2008
Option
Dec
2007 Written 70,000 10.0000 GBP American 21 Dec
Put 2007
Option
Dec
2007 Written 30,000 10.5000 GBP American 21 Dec
Put 2007
Option
Dec
2007 Written 50,000*** 11.0000 GBP American 21 Dec
Put 2007
Option
Dec
2007 Written 50,000*** 12.0000 GBP American 21 Dec
Put 2007
Option
Jun
2008 Written 25,000 12.0000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.0000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.0000 GBP American 20 Mar
Put 2008
Option
Jan Written 500,000 16.00 GBP American 18 Jan
2008 2008
Call
Dec Written 250,000 15.00 GBP American 21 Dec
2007 2007
Call
Dec Written 500,000 13.00 GBP American 21 Dec
2007 2007
Call
Dec Written 300,000 14.00 GBP American 21 Dec
2007 2007
Call
Dec Purchased 300,000 14.00 GBP American 21 Dec
2007 2007
Call
Dec Purchased 500,000 16.00 GBP American 21 Dec
2007 2007
Call
Mar Written 500,000 10.00 GBP American 20 Mar
2008 2008
Put
Dec Written 250,000 15.00 GBP American 21 Dec
2007 2007
Put
Apr Written 110,000 10.00 GBP American 11 Apr
2008 2008
Put
Apr Purchased 110,000 10.00 GBP American 11 Apr
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 10 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,948,537 (0.0580%) 4,767,056 (0.1419%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 1,948,537 (0.0580%) 4,767,056 (0.1419%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 200,000 43.6200 AUD
Purchase 175,000 43.6700 AUD
TOTAL: 375,000
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 17 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange