Rule 8.3- BHP Billiton Plc
Royal Bank of Scotland Group PLC
13 December 2007
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 12 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 22,704,420 (1.0170%) 774,036 (0.0346%)
(2) Derivatives (other than 0 (0.0%) 0 (0.0%)
options)
(3) Options and agreements to 2,263,100 (0.1013%) 4,577,477 (0.2050%)
purchase/sell
Total 24,967,520 (1.1183%) 5,351,513 (0.2396%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 37 16.1500 GBP
Purchase 228,000 16.2860 GBP
Purchase 685 16.2900 GBP
Purchase 675 16.3000 GBP
Purchase 96 16.3100 GBP
Purchase 489 16.3200 GBP
Purchase 1,217 16.3300 GBP
Purchase 9,640 16.3400 GBP
Purchase 361 16.3500 GBP
Purchase 673 16.3600 GBP
Purchase 584 16.3700 GBP
Purchase 2,500 16.4000 GBP
Purchase 96 16.4300 GBP
Purchase 96 16.4800 GBP
Purchase 96 16.5600 GBP
Purchase 1,613 16.5700 GBP
Purchase 553 16.5800 GBP
Purchase 900 16.5900 GBP
Purchase 90 16.6100 GBP
Purchase 1,448 16.6400 GBP
Purchase 500,000 16.6689 GBP
Purchase 481 16.6800 GBP
Purchase 96 16.7000 GBP
Purchase 30,000 16.4000 GBP
Purchase 20,000 16.5550 GBP
Purchase 20,000 16.6900 GBP
Purchase 3,951 16.3670 GBP
TOTAL: 824,377 16.2800 GBP
Sale 96 16.2900 GBP
Sale 2,363 16.3000 GBP
Sale 192 16.3200 GBP
Sale 289 16.3600 GBP
Sale 7654 16.3700 GBP
Sale 1016 16.4300 GBP
Sale 192 16.4700 GBP
Sale 193 16.6000 GBP
Sale 426 16.6100 GBP
Sale 96 16.6300 GBP
Sale 342 16.6353 GBP
Sale 282,750 16.7200 GBP
Sale 960 16.6600 GBP
Sale 25,000 16.3670 GBP
Sale 36,000 16.3000 GBP
Sale 233
TOTAL: 357,802
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
Jun Written 50,000 18.0000 American 12 0.2400 EUR
2008 GBP June
Call 2008
Warrant
Dec Written 5,000 19.0000 American 11 Dec 0.3000 EUR
2008 GBP 2008
Call
Warrant
Dec Written 7,000 19.0000 American 11 Dec 0.3000 EUR
2008 GBP 2008
Call
Warrant
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 13 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price American, date
purchased derivative relates (Note 2) European etc.
e.g. call
option
Dec 2007 Written 70,000 10.0000 American 20 Dec
Call GBP 2007
Warrant
Dec 2007 Written 50,150 11.0000 American 20 Dec
Put GBP 2007
Warrant
Dec 2007 Written 13,245 14.0000 American 20 Dec
Call GBP 2007
Warrant
Dec 2007 Written 80,000 14.0000 American 20 Dec
Put GBP 2007
Warrant
Dec 2007 Written 42,500 16.0000 American 20 Dec
Call GBP 2007
Warrant
Dec 2007 Written 9,000 17.0000 American 20 Dec
Call GBP 2007
Warrant
Dec 2007 Written 330 18.0000 American 20 Dec
Call GBP 2007
Warrant
Mar 2008 Written 7,400 17.0000 American 13
Call GBP March
Warrant 2008
Mar 2008 Written 16,000 19.0000 American 13
Call GBP March
Warrant 2008
Jun 2008 Written 23,000 10.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 10,000 12.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 68,473 14.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 3,000 15.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 20,300 16.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 170,000 18.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 36,500 20.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 5,400 22.0000 American 12
Call GBP June
Warrant 2008
Jun 2008 Written 115,000 24.0000 American 12
Call GBP June
Warrant 2008
Dec 2008 Written 18,900 11.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 23,000 13.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 3,450 14.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 231,500 15.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 55,225 16.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 23,800 17.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 9,950 17.0000 American 11 Dec
Put GBP 2008
Warrant
Dec 2008 Written 302,300 19.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 18,075 21.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 24,700 23.0000 American 11 Dec
Call GBP 2008
Warrant
Dec 2008 Written 453,579 25.0000 American 11 Dec
Call GBP 2008
Warrant
Jun 2009 Written 9,000 16.0000 American 18
Call GBP June
Warrant 2009
Jun 2009 Written 2,000 18.0000 American 18
Call GBP June
Warrant 2009
Jun 2009 Written 116,800 20.0000 American 18
Call GBP June
Warrant 2009
Jun 2009 Written 25,000 24.0000 American 18
Call GBP June
Warrant 2009
Dec 2007 Written 500,000 10.0000 American 21 Dec
Put GBP 2007
Option
Mar 2008 Purchase 250,000 18.0000 American 20 Mar
Call GBP 2008
Option
Mar 2008 Written 250,000 19.0000 American 20 Mar
Call GBP 2008
Option
Dec 2007 Written 70,000 10.0000 American 21 Dec
Put GBP 2007
Option
Dec 2007 Written 30,000 10.5000 American 21 Dec
Put GBP 2007
Option
Jun 2008 Written 25,000 12.0000 American 20 Jun
Put GBP 2008
Option
Jun 2008 Written 160,000 13.0000 American 20 Jun
Put GBP 2008
Option
Mar 2008 Written 178,000 13.0000 American 20 Mar
Put GBP 2008
Option
Jan 2008 Written 500,000 16.00 GBP American 18 Jan
Call 2008
Dec 2007 Written 250,000 15.00 GBP American 21 Dec
Call 2007
Dec 2007 Written 500,000 13.00 GBP American 21 Dec
Call 2007
Dec 2007 Written 300,000 14.00 GBP American 21 Dec
Call 2007
Dec 2007 Purchased 300,000 14.00 GBP American 21 Dec
Call 2007
Dec 2007 Purchased 500,000 16.00 GBP American 21 Dec
Call 2007
Mar 2008 Written 500,000 10.00 GBP American 20 Mar
Put 2008
Dec 2007 Written 250,000 15.00 GBP American 21 Dec
Put 2007
Apr 2008 Written 110,000 10.00 GBP American 11 Apr
Put 2008
Apr 2008 Purchased 110,000 10.00 GBP American 11 Apr
Put 2008
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 12 December 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,953,259 (0.0581%) 3,723,456 (0.1108%)
(2) Derivatives (other than 0 (0.0%) 0 (0.0%)
options)
(3) Options and agreements to 0 (0.0%) 0 (0.0%)
purchase/sell
Total 1,953,259 (0.0581%) 3,723,456 (0.1108%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 250,000 43.47 AUD
TOTAL: 250,000 43.11 AUD
Sale 200,000 44.02 AUD
Sale 56,400
TOTAL: 256,400
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 13 December 2007
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
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